U.S. Securities and Exchange Commission v. Spartan Trading Company, LLC et al
| U.S. Securities and Exchange Commission |
| Spartan Trading Company, LLC, Estate of Richard Myre, The, Estate of Dale Dahmen, The and Estate of Dominick Dahmen, The |
| 0:2023cv01997 |
| June 29, 2023 |
| US District Court for the District of Minnesota |
| Jerry W Blackwell |
| David T Schultz |
| Securities/Commodities |
| 12 U.S.C. § 22 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on August 24, 2023. A more recent docket listing may be available from PACER.
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Filing 29
ORDER granting #27 Signed by Magistrate Judge David T. Schultz on 8/24/2023. (MIS)
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| Filing 28 PROPOSED ORDER TO JUDGE re Unopposed Extension of Asset Freeze Order #27 Motion for Miscellaneous Relief. (Farnsworth, Lee) |
| Filing 27 MOTION Unopposed Extension of Asset Freeze Order re #13 Order on Motion for Miscellaneous Relief filed by U.S. Securities and Exchange Commission. (Farnsworth, Lee) |
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Filing 26
(Text-Only) ORDER: The SEC's Motion for Miscellaneous Relief Concerning Frozen Real Property #17 is DENIED as stated on the record on August 4, 2023. To preserve the assets in the event of appeal of this Order, Dale Dahmen's share of the proceeds shall be held in escrow for 15 days or the duration of such an appeal, if any. Ordered by Magistrate Judge David T. Schultz on 8/4/2023. (MIS)
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| Filing 25 (Text-Only) MINUTE ENTRY for proceedings held before Magistrate Judge David T. Schultz on 8/4/2023: Oral Arguments Motion Hearing.Court Reporter: Renee RoggeMinneapolis Courthouse, Courtroom Video ConferenceTime: 9:04am / 9:24amTotal Time: 20 minutesAPPEARANCES:For Plaintiff(s): Lee Farnsworth; Craig BauneFor Defendant(s): Benjamin Gallagher for the Relief Defendant - the Estate of Dale Dahmen PROCEEDINGS: Hearing on: #17 Emergency MOTION re #13 Order on Motion for Miscellaneous Relief concerning frozen real property filed by U.S. Securities and Exchange Commission. Order to be issued. (MIS) |
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Filing 24
(Text-Only) ORDER/NOTICE: Motion Hearing RESET for 8/4/2023 at 09:00 AM in Video Conference (no courtroom) before Magistrate Judge David T. Schultz. Ordered by Magistrate Judge David T. Schultz on 8/1/2023. (TJB)
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| Filing 23 Reply to Response to Motion re #17 Emergency MOTION re #13 Order on Motion for Miscellaneous Relief concerning frozen real property filed by U.S. Securities and Exchange Commission.(Farnsworth, Lee) |
| Filing 22 RESPONSE re #17 Emergency MOTION re #13 Order on Motion for Miscellaneous Relief concerning frozen real property filed by Estate of Dale Dahmen, The.(Gallagher, Benjamin) |
| Filing 21 NOTICE of Appearance by Benjamin F Gallagher on behalf of Estate of Dale Dahmen, The, Estate of Dominick Dahmen, The. (Gallagher, Benjamin) |
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Filing 20
(Text-Only) ORDER/NOTICE TO ATTORNEY: Responsive briefing relating to the Government's Emergency Motion for Miscellaneous Relief [Dkt. No. 17] was due Tuesday, July 25, 2023. See Dkt. No. 19. No responsive briefing has been filed. If any of the Defendants or any interested party wishes to file responsive briefing, they must do so no later than 5:00pm on Monday, July 31, 2023. The SEC is ordered to communicate this order to all interested parties and their counsel. Any interested party who plans to respond and appear at the hearing scheduled for August 3, 2023, must be admitted to practice in the District of Minnesota and must note their appearance on the case docket. Ordered by Magistrate Judge David T. Schultz on 7/27/2023. (MIS)
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Filing 19
Text-only ORDER: The following schedule will govern briefing relating to the SEC's Emergency Motion for Miscellaneous Relief [Dkt. No. 17]. Defendants responsive briefing is due by Tuesday, July 25, 2023. The SEC's reply briefing is due by Tuesday, August 1, 2023. A hearing will take place on Thursday, August 3, 2023 at 9:00 a.m. by video conference. Ordered by Magistrate Judge David T. Schultz on 7/21/2023. (TJB)
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| Filing 18 NOTICE OF HEARING ON MOTION #17 Emergency MOTION re #13 Order on Motion for Miscellaneous Relief concerning frozen real property : Date and time to be determined. (Farnsworth, Lee) |
| Filing 17 Emergency MOTION re #13 Order on Motion for Miscellaneous Relief concerning frozen real property filed by U.S. Securities and Exchange Commission. (Attachments: #1 Exhibit(s) Proposed Order)(Farnsworth, Lee) |
| Filing 16 WAIVER OF SERVICE Returned Executed filed by U.S. Securities and Exchange Commission. Estate of Richard Myre, The waiver sent on 7/3/2023, answer due 9/1/2023. (Farnsworth, Lee) |
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Filing 15
Text-Only Order: The parties have jointly stipulated to an extension of the asset freeze for the property enumerated in Part I.4 of Judge Blackwell's order (Docket Number 13). That stipulation is hereby granted and those assets shall remain frozen until July 24, 2023. As discussed on the record on July 6, 2023, all deadlines for expedited discovery shall be 5 days. Ordered by Magistrate Judge David T. Schultz on 7/7/2023. (TJB)
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| Filing 14 Text Only Minute Entry for proceedings held before Magistrate Judge David T. Schultz: Discovery Status Conference held on 7/6/2023. Appearances: Charles Kerstetter and Lee Farnsworth for the SEC; Bryant Tchida for the Estate of Richard Myre; Timothy Johnson for the Estates of Dale Dahmen and Dominick Dahmen. Time in court: 12 minutes. Order to be issued. (MIS) Modified filing date on 7/10/2023 (ABR). |
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Filing 13
ORDER ON EMERGENCY MOTION FOR ANCILLARY RELIEF #3 . Signed by Judge Jerry W. Blackwell on 6/30/2023. (MSK)
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Filing 12
TEXT ONLY ENTRY: ORDER granting #5 Motion for Admission Pro Hac Vice of U.S. Government Attorney Lee Farnsworth for U.S. Securities and Exchange Commission. Approved by Magistrate Judge David T. Schultz on 6/30/2023. (jam)
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| Filing 11 PROPOSED ORDER TO JUDGE re Ancillary Relief #3 Motion for Miscellaneous Relief, #4 Memorandum in Support of Motion,. (Attachments: #1 Exhibit(s) Proposed Order)(Kerstetter, Charles) |
| Filing 10 NOTICE of Appearance by Bryant D Tchida on behalf of Estate of Richard Myre, The. (Tchida, Bryant) |
| Filing 9 Minute Entry for proceedings held before Judge Jerry W. Blackwell: Status Conference held on 6/29/2023. (Court Reporter Carla Bebault) (MSK) |
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Filing 8
(Text-Only) ORDER/NOTICE: Status Conference set for 6/29/2023 at 01:45 PM in Telephone Conference (no courtroom) before Judge Jerry W. Blackwell. Ordered by Judge Jerry W. Blackwell on 6/29/2023.(MSK)
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| Filing 7 Summons Issued as to Estate of Dale Dahmen, The, Estate of Dominick Dahmen, The, Estate of Richard Myre, The, Spartan Trading Company, LLC. (ACH) |
| Filing 6 (Text-Only) CLERK'S NOTICE OF INITIAL CASE ASSIGNMENT. Case assigned to Judge Jerry W. Blackwell per Civil (3rd, 4th - Antitrust, Securities) list, referred to Magistrate Judge David T. Schultz. Please use case number 23-cv-1997 JWB/DTS.Notice: All Nongovernmental Corporate Parties must file a #Rule 7.1 Corporate Disclosure Statement. (ACH) |
| Filing 5 MOTION for Admission Pro Hac Vice for U.S. Government Attorney Lee Farnsworth filed by Securities and Exchange Commission. (Kerstetter, Charles) |
| Filing 4 MEMORANDUM in Support re #3 Emergency MOTION Asset Freeze, Expedited Discovery filed by Securities and Exchange Commission. (Attachments: #1 Exhibit(s) Declaration, #2 Exhibit(s) Exhibits to Declaration)(Kerstetter, Charles) |
| Filing 3 Emergency MOTION Asset Freeze, Expedited Discovery filed by Securities and Exchange Commission. (Kerstetter, Charles) |
| Filing 2 CIVIL COVER SHEET re #1 Complaint filed by Securities and Exchange Commission filed by Securities and Exchange Commission. (Kerstetter, Charles) |
| Filing 1 COMPLAINT against All Plaintiffs filed by Securities and Exchange Commission. Filer requests summons issued. (Kerstetter, Charles) |
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