United States Securities and Exchange Commission v. Phoenix Asset Group, LLC et al
| United States Securities and Exchange Commission |
| Phoenix Asset Group, LLC and Robyn A. Bowman |
| 0:2023cv02775 |
| September 11, 2023 |
| US District Court for the District of Minnesota |
| John F Docherty |
| Eric C Tostrud |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| Both |
Docket Report
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This docket was last retrieved on November 1, 2023. A more recent docket listing may be available from PACER.
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Filing 12
AMENDED ORDER/NOTICE OF PRETRIAL CONFERENCE: Rule 26 Meeting Report due by 11/20/2023. Pretrial Conference set for 11/27/2023 at 09:00 AM via Audio-only Conference (no courtroom) before Magistrate Judge John F. Docherty. Signed by Magistrate Judge John F. Docherty on 11/1/2023. (Attachments: #1 26(f) Template, #2 Consent Form)(TJS)
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Filing 11
ORDER/NOTICE OF PRETRIAL CONFERENCE: Rule 26 Meeting Report due by 11/14/2023. Pretrial Conference set for 11/21/2023 at 11:30 AM via Audio-only Conference (no courtroom) before Magistrate Judge John F. Docherty. Signed by Magistrate Judge John F. Docherty on 10/10/2023. (Attachments: #1 26(f) Template, #2 Consent Form)(TJS)
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| Filing 10 ANSWER to Complaint filed by Robyn A. Bowman, Phoenix Asset Group, LLC. (Lindell, Justice) |
| Filing 9 SUMMONS Returned Executed by United States Securities and Exchange Commission. Robyn A. Bowman served on 9/12/2023, answer due 10/3/2023. (Hanauer, Benjamin) |
| Filing 8 SUMMONS Returned Executed by United States Securities and Exchange Commission. Phoenix Asset Group, LLC served on 9/12/2023, answer due 10/3/2023. (Hanauer, Benjamin) |
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Filing 7
TEXT ONLY ENTRY: ORDER granting #6 Motion for Admission Pro Hac Vice of U.S. Government Attorney Sarah E Hancur for United States Securities and Exchange Commission. Approved by Magistrate Judge John F. Docherty on 9/13/2023. (jam)
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| Filing 6 MOTION for Admission Pro Hac Vice for U.S. Government Attorney Sarah E Hancur filed by United States Securities and Exchange Commission. (JGK) |
| Filing 5 (Text-Only): Notice re: Non-Admitted AttorneyWe have received documents listing Sarah E. Hancur, Andrew O'Brien as counsel of record. If he or she wishes to be listed as an attorney of record in this case, he or she must be admitted to the bar of the U.S. District Court of Minnesota in accordance with #Local Rule 83.5 (a), (b) and (c) or temporarily admitted pro hac vice in accordance with #Local Rule 83.5 (d) or (e).For more admissions information and forms, please see the Attorney Forms Section of the courts website at #www.mnd.uscourts.gov/forms/all-forms#. (MKB) |
| Filing 4 Summons Issued as to Robyn A. Bowman, Phoenix Asset Group, LLC. (MKB) |
| Filing 3 (Text-Only) CLERK'S NOTICE OF INITIAL CASE ASSIGNMENT. Case assigned to Judge Eric C. Tostrud per Civil (3rd, 4th - Antitrust, Securities) list, referred to Magistrate Judge John F. Docherty. Please use case number 23-cv-2775 (ECT/JFD).Notice: All Nongovernmental Corporate Parties must file a #Rule 7.1 Corporate Disclosure Statement. (MKB) |
| Filing 2 NOTICE of Appearance by Benjamin J Hanauer on behalf of United States Securities and Exchange Commission. (Hanauer, Benjamin) |
| Filing 1 COMPLAINT against All Defendants filed by United States Securities and Exchange Commission. Filer requests summons issued. (Attachments: #1 Civil Cover Sheet) (Hanauer, Benjamin) |
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