Securities and Exchange Commission v. Buttonwood Financial Group, LLC et al
Plaintiff: Securities and Exchange Commission
Defendant: Buttonwood Financial Group, LLC and Jon Michael McGraw
Case Number: 4:2021cv00686
Filed: September 23, 2021
Court: US District Court for the Western District of Missouri
Presiding Judge: Beth Phillips
Referring Judge: Howard F Sachs
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: None
Docket Report

This docket was last retrieved on September 29, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 29, 2021 Opinion or Order Filing 8 ORDER TRANSFERRING/REASSIGNING CASE. Case reassigned to Chief District Judge Beth Phillips for all further proceedings. District Judge Howard F. Sachs no longer assigned to case Please note the new case number is 21-00686-CV-W-BP. This is a TEXT ONLY ENTRY. No document is attached. (Matthes Mitra, Renea)
September 29, 2021 Opinion or Order Filing 7 ORDER entered by Judge Howard F. Sachs. The Clerk of the Court is directed to reassign the above noted case. Signed on 9/29/21 by District Judge Howard F. Sachs. (Matthes Mitra, Renea) Modified on 9/30/2021: Document deleted as it was a duplicate filing of Doc. 6. NEF regenerated. (Melvin, Greg)
September 29, 2021 Opinion or Order Filing 6 ORDER. The Clerk of the Court is directed to reassign the case. Signed on 9/29/2021 by District Judge Howard F. Sachs. (Nolte, Melissa)
September 27, 2021 Filing 5 RETURN OF WAIVER OF SERVICE filed by Securities and Exchange Commission. Waiver sent to Jon Michael McGraw on 9/24/2021, answer due 11/23/2021. (Canter, Charles)
September 27, 2021 Filing 4 RETURN OF WAIVER OF SERVICE filed by Securities and Exchange Commission. Waiver sent to Buttonwood Financial Group, LLC on 9/24/2021, answer due 11/23/2021. (Canter, Charles)
September 24, 2021 Filing 3 NOTICE of appearance by Charles Canter on behalf of Securities and Exchange Commission (Canter, Charles)
September 23, 2021 Filing 2 NOTICE OF INCLUSION FOR MEDIATION AND ASSESSMENT PROGRAM (MAP). REVIEW NOTICE AND MAP GENERAL ORDER CAREFULLY FOR DEADLINES AND REQUIREMENTS.Notice of MAP assignment to Program Director. (Attachments: #1 MAP General Order)(Ellis, Lindsey)
September 23, 2021 Filing 1 COMPLAINT against All Defendants filed by Charles Canter on behalf of Securities and Exchange Commission. Filing fee waived. Service due by 12/22/2021 unless otherwise directed by the court. (Attachments: #1 Civil Cover Sheet)(Canter, Charles)

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Plaintiff: Securities and Exchange Commission
Represented By: Charles Canter
Represented By: Gary Y. Leung
Represented By: Timothy J Stockwell
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Defendant: Buttonwood Financial Group, LLC
Represented By: Sean William Colligan
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Defendant: Jon Michael McGraw
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