Securities and Exchange Commission v. Raval

Justia Dockets & Filings Eighth Circuit Nebraska District Court Securities and Exchange Commission v. Raval

Securities and Exchange Commission v. Raval

Plaintiff:	Securities and Exchange Commission
Defendant:	Vasant Raval
Case Number:	8:2010cv00101
Filed:	March 15, 2010
Court:	US District Court for the District of Nebraska
Office:	8 Omaha Office
Presiding Judge:	Lyle E. Strom
Presiding Judge:	F. A. Gossett
Nature of Suit:	Securities/Commodities
Cause of Action:	12 U.S.C. § 22 Securities Fraud
Jury Demanded By:	None

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Date Filed	Document Text
March 18, 2010	Filing 9 FINAL JUDGMENT AS TO DEFENDANT VASANT H. RAVAL regarding STIPULATION - Consent of Vasant Raval 2 and MOTION for Judgment (Final Judgment) 4 . All persons in active concert or participation with them who receive actual notice of this Final Judgment by personal service or otherwise are permanently restrained and enjoined from violating, directly or indirectly, certain SEC rules; Defendant is prohibited for five (5) years following the date of entry of this Final Judgment from act ing as an officer or director of any issuer that has a class of securities registered pursuant to Section 12 of the Exchange Act [15 U.S.C. § 78l] or that is required to file reports pursuant to Section 15(d) of the Exchange Act [15 U.S.C. § 78o(d)]; Defendant shall pay a civil penalty in the amount of $50,000 pursuant to Section 21(d)(3) of the Exchange Act [15 U.S.C. § 78u(d)(3)]. Ordered by Senior Judge Lyle E. Strom. (ADB, )

Date Filed

Document Text

March 18, 2010

Filing 9 FINAL JUDGMENT AS TO DEFENDANT VASANT H. RAVAL regarding STIPULATION - Consent of Vasant Raval 2 and MOTION for Judgment (Final Judgment) 4 . All persons in active concert or participation with them who receive actual notice of this Final Judgment by personal service or otherwise are permanently restrained and enjoined from violating, directly or indirectly, certain SEC rules; Defendant is prohibited for five (5) years following the date of entry of this Final Judgment from act ing as an officer or director of any issuer that has a class of securities registered pursuant to Section 12 of the Exchange Act [15 U.S.C. § 78l] or that is required to file reports pursuant to Section 15(d) of the Exchange Act [15 U.S.C. § 78o(d)]; Defendant shall pay a civil penalty in the amount of $50,000 pursuant to Section 21(d)(3) of the Exchange Act [15 U.S.C. § 78u(d)(3)]. Ordered by Senior Judge Lyle E. Strom. (ADB, )

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Defendant: Vasant Raval
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Plaintiff: Securities and Exchange Commission
Represented By:	Thomas J. Krysa
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