COR Clearing, LLC v. Calissio Resources Group, Inc. et al
| COR Clearing, LLC |
| Calissio Resources Group, Inc., Adam Carter, Signature Stock Transfer, Inc., Does 1-50, TD Ameritrade Clearing, Inc., National Financial Services LLC, Scottrade, Inc. and E-Trade Clearing, LLC |
| Benjamin Riley, Alicja Socha, Steven J Markow, John Link, Oscar Whitley, Randy Rosbough, Peter Suh, KCG Americas LLC, Alpine Securities Corporation, Casey Zimmerman, Elias Rodriguez, J. Curtis McCubbin, Scot Postlewait, Jeanny Yarborough, Robin Langmaid, John Harman, Charles Stritzinger, Arica Hossen, Ben Hossen, Ted Jorgensen, Tyler Hart, Scott Jeppe, Ryan Leininger, Belen Castillo, Jackie Rodriguez and Jaime Penarana |
| 8:2015cv00317 |
| August 26, 2015 |
| US District Court for the District of Nebraska |
| 8 Omaha Office |
| Joseph F Bataillon |
| Susan M Bazis |
| Contract: Other |
| 28 U.S.C. § 1332 |
| Plaintiff |
Docket Report
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This docket was last retrieved on April 5, 2019. A more recent docket listing may be available from PACER.
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Filing 326
MANDATE from USCA - 8th Circuit (17-3556) In accordance with the opinion and judgment of 03/13/2019, and pursuant to the provisions of Federal Rule of Appellate Procedure 41(a), the formal mandate is hereby issued in the above-styled matter. (LKO)
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Filing 325
JUDGMENT from USCA - 8th Circuit (17-3556) affirming the decision of the District Court regarding Notice of Appeal to USCA #317 . This appeal from the United States District Court was submitted on the record of the district court, briefs of the parties and was argued by counsel. After consideration, it is hereby ordered and adjudged that the judgment of the district court in this cause is affirmed in accordance with the opinion of this Court. (LKO)
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Filing 324
COPY of Opinion of USCA - 8th Circuit (17-3556) regarding Notice of Appeal to USCA #317 . (Attachments: #1 Letter to Publishing, #2 Counsel Opinion Letter) (LKO)
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Filing 323
COPY of Order from USCA - 8th Circuit (17-3556) Appellant's motion to file a brief in excess of limits set forth in FRAP Rule 32(a)(A) and (B) is granted in part. Appellant may file a reply brief not to exceed 7,500 words. (KLF)
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Filing 322
Transmittal Letter to USCA 8th Circuit[17-3556] regarding Notice of Appeal to USCA, #317 . Electronic copy of Transcripts #83 , #310 , and #311 sent. (JAB)
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Filing 321
SUPPLEMENT TO USCA RECORD (Hilgers, Michael)
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Filing 320
SCHEDULING LETTER from USCA - 8th Circuit (17-3556) as to Notice of Appeal to USCA, #317 ; Transcript Designation set for 1/2/2018. (LAC)
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Filing 319
Letter by Clerk USCA-8th Circuit (17-3556) regarding Notice of Appeal to USCA, #317 . (LAC)
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Filing 318
NOTIFICATION OF APPEAL AND NOA SUPPLEMENT by Clerk to USCA regarding Order #313 and Judgment, #314 , Notice of Appeal to USCA, #317 . Notice of Appeal filed on 11/20/17 by Plaintiff COR Clearing, LLC. NOTIFICATION TO COUNSEL AND PARTIES - FILE REQUEST FOR TRANSCRIPT WITH THE DISTRICT COURT CLERKS OFFICE. (LAC)
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Filing 317
NOTICE OF APPEAL regarding Order on Restricted Motion,,,,,, Order on Motion for Partial Summary Judgment,,,,,, Order on Motion to Exclude,, #313 , Judgment, #314 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. Filing fee $ 505, receipt number 0867-3566312. (Hilgers, Michael)
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Filing 316
JUDGMENT: Pursuant to the order of dismissal entered this date, a judgment of dismissal without prejudice is entered with respect to defendant Adam Carter. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 315
ORDER : This matter is before the court on its own motion. The record shows that defendant Adam Carter has never been served. See Filing No. 3, Summons. No return of summons has been filed. The action against defendant Carter is subject to dismissal without prejudice under Federal Rule of Civil Procedure 4 (m). The court has been advised that the plaintiff has no objection to a dismissal without prejudice. Accordingly, IT IS ORDERED: The plaintiff's claims against defendant Adam Carter are dismissed without prejudice for failure to effect service. A judgment of dismissal will issue this date. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 314
JUDGMENT pursuant to the Memorandum and Order #313 issued this date, a judgment of dismissal with prejudice is entered in favor of the defendants, Signature Stock Transfer, Inc., TD Ameritrade Clearing, Inc., National Financial Services LLC, Scottrade, Inc., and E-Trade Clearing, LLC, and against the plaintiff, COR Clearing, LLC, with each party to bear its own costs. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 313
MEMORANDUM AND ORDER that Defendant Signature Stock Transfer, Inc.'s motion for summary judgment (Filing No. 237) is granted; Defendants National Financial Services, LLC's, TD Ameritrade Clearing, Inc.'s, E-Trade Clearing, LLC's, and Scottrade, Inc.'s joint motion for summary judgment (Filing No. 255) is granted; Plaintiff COR Clearing Inc.'s motion for partial summary judgment (Filing No. 258) is denied; The parties' pending motions in limine (Filing No. 266 and Filing No. 270) are denied as moot; A judgment of dismissal will issue this date. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 312
TEXT ORDER that on the court's own motion, the pretrial conference set for 11/6/17 at 10:00am is cancelled pending ruling on summary judgment motions and will be rescheduled by further order of the court. Any deadlines corresponding to the pretrial conference are held in abeyance. The jury trial remains set for 11/27/17. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 311
TRANSCRIPT (UNREDACTED) of Proceedings before Senior Judge Joseph F. Bataillon held on October 23, 2017. Total Number of Billable Pages: 93. Pages: 1-93. In accordance with the transcript redaction procedure, available at http://www.ned.uscourts.gov/internetDocs/pom/tran_redaction_procedure.pdf, the transcript can only be viewed at the court's public terminal or purchased through Court Reporter Susan M. DeVetter at (402) 661-7309 or suedevetter@yahoo.com before the expiration of the Release of Transcript Restriction deadline. The parties have 5 business days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days. ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). Redaction Request due 11/21/2017. Redacted Transcript Deadline set for 12/1/2017. Release of Transcript Restriction set for 1/29/2018. (SMD)
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Filing 310
TRANSCRIPT (UNREDACTED) of Proceedings before Senior Judge Joseph F. Bataillon held on October 17, 2017. Total Number of Billable Pages: 106. Pages: 1-106. In accordance with the transcript redaction procedure, available at http://www.ned.uscourts.gov/internetDocs/pom/tran_redaction_procedure.pdf, the transcript can only be viewed at the court's public terminal or purchased through Court Reporter Susan M. DeVetter at (402) 661-7309 or suedevetter@yahoo.com before the expiration of the Release of Transcript Restriction deadline. The parties have 5 business days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days. ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). Redaction Request due 11/21/2017. Redacted Transcript Deadline set for 12/1/2017. Release of Transcript Restriction set for 1/29/2018. (SMD)
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Filing 309
TEXT MINUTE ENTRY for proceedings held before Senior Judge Joseph F. Bataillon Motion Hearing held on 10/23/2017 regarding RESTRICTED MOTION - #266 , RESTRICTED MOTION - #237 , MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 . Argument by the parties. Motions taken under advisement. Written order forthcoming. Courtroom Deputy: Amy Brunswick; Reporter: Sue DeVetter ; Appearance for Plaintiff: Michael T. Hilgers, Andrew R. Graben: Appearance for Defendants: William F. Hargens, Nicole K. Griffard, Michael G. Shannon, Gail E. Boliver, Ricardo M. DeBari and Robert R. Miller (by telephone). Time Start: 10:16 AM; Time Stop: 2:09 PM; Time in Court: 2 Hours 11 Minutes. (ADB)
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Filing 308
TEXT MINUTE ENTRY for proceedings held before Senior Judge Joseph F. Bataillon. Motion Hearing held on 10/17/2017 regarding RESTRICTED MOTION - #255 , MOTION for Partial Summary Judgment #258 . Hearing held in Omaha. Argument by the parties. Motions taken under advisement. Written order forthcoming. Courtroom Deputy: Tiwauna Lawrence; Reporter: Sue DeVetter ; Appearance for Plaintiff: Michael T. Hilgers: Appearance for Defendants: William F. Hargens, Robert R. Miller, Brian J. Neville, Nicole K. Griffard, Michael G. Shannon (by telephone), Ricardo M. DeBari; Time Start: 1:39 PM; Time Stop: 3:57 PM; Time in Court: 2 Hours 6 Minutes. (TCL)
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Filing 307
AMENDED TEXT ORDER Setting Hearing on Motions. The unopposed oral request of the parties to reschedule the hearing is granted. The MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 , RESTRICTED MOTION for Summary Judgment #237 , and RESTRICTED Daubert MOTION #266 are rescheduled for 10/23/2017 at 10:00 AM in Courtroom 3, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Joseph F. Bataillon. Ordered by Senior Judge Joseph F. Bataillon. (ADB, )
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Filing 306
TEXT ORDER Setting Hearing on RESTRICTED MOTION #237 : Motion Hearing set for 10/23/2017 at 01:30 PM in Courtroom 3, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Joseph F. Bataillon. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 305
TEXT ORDER Setting Hearing on MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 , RESTRICTED MOTION #255 , MOTION for Partial Summary Judgment #258 , RESTRICTED MOTION #266 : Motion Hearing set for 10/17/2017 at 01:30 PM in Courtroom 3, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Joseph F. Bataillon. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 304
CORPORATE DISCLOSURE STATEMENT pursuant to Fed. R. Civ. P. 7.1 identifying Corporate Parent Fidelity Global Brokerage Group, Inc. for National Financial Services LLC. by Attorney Michael G. Shannon on behalf of Defendants National Financial Services LLC, Fidelity Global Brokerage Group, Inc..(Shannon, Michael)
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Filing 303
TEXT ORDER granting #298 Motion for Leave to File Documents as Restricted Access. Filing Nos. 299, 300, and 301 shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 302
TEXT ORDER granting #295 Unopposed Motion for Leave to File Documents as Restricted Access. Access to Filing Nos. 296 and 297 shall be restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 301
RESTRICTED DOCUMENT COR Clearing's Index of Evidence in support of its Reply Brief regarding MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B)(Hilgers, Michael)
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Filing 300
RESTRICTED DOCUMENT COR Clearing's Reply Brief in support of its regarding MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 299
RESTRICTED DOCUMENT COR Clearing's Reply Opposition in Support of its regarding MOTION for Partial Summary Judgment #258 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1)(Hilgers, Michael)
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Filing 298
UNOPPOSED MOTION to Restrict pursuant to the E-Government Act by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 297
RESTRICTED DOCUMENT Clearing Firm Defendants' Reply Brief in Further Support of Motion to Preclude the Report and Testimony of Plaintiff's Proffered Expert Adam Bryan ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 296
RESTRICTED DOCUMENT Clearing Firm Defedants' Reply Brief in Further Support of Their Motion for Summary Judgment ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 295
UNOPPOSED MOTION to Restrict pursuant to the E-Government Act Clearing Firm Defendants' Unopposed Motion for Leave to File Documents as Restricted Access by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 294
TEXT ORDER granting #293 Unopposed Motion for Extension of Time to File Reply Briefs. Reply briefs pertaining to the pending motions for summary judgment #255 #258 and motions to preclude reports and testimony of expert witnesses #266 #270 shall be filed by September 19, 2017. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 293
UNOPPOSED MOTION for Extension of Time to File a Responsive Pleading UNOPPOSED MOTION TO EXTEND THE BRIEFING DEADLINE FOR REPLIES TO OPPOSITIONS TO MOTIONS FOR SUMMARY JUDGMENT AND REPLIES TO OPPOSITIONS TO MOTIONS TO PRECLUDE THE EPORT AND TESTIMONY OF PROFERRED EXPERTS by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 292
TEXT ORDER granting #286 Motion for Leave to File Documents as Restricted Access. Access to Filing Nos. 287, 288, 289, and 290 shall be restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 291
TEXT ORDER granting #282 Unopposed Motion for Leave to File Documents as Restricted Access. Access to Filing Nos. 283, 284, and 285 shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 290
RESTRICTED DOCUMENT COR's Index of Evidence to its Opposition to Clearing Firm Defendants' Motion for Summary Judgment ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F, #9 Exhibit G, #10 Exhibit H, #11 Exhibit I, #12 Exhibit J, #13 Exhibit K, #14 Exhibit L, #15 Exhibit M, #16 Exhibit N, #17 Exhibit O, #18 Exhibit P, #19 Exhibit Q, #20 Exhibit R, #21 Exhibit S, #22 Exhibit T, #23 Exhibit U)(Hilgers, Michael)
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Filing 289
RESTRICTED DOCUMENT COR's Opposition to Clearing Firm Defendants' Motion for Summary Judgment regarding RESTRICTED MOTION - #255 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 288
RESTRICTED DOCUMENT COR's Index of Evidence in Support of its Brief Opposing Defendants' Motion to Preclude Testimony and Report ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H)(Hilgers, Michael)
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Filing 287
RESTRICTED DOCUMENT COR Clearing's Brief in Opposition to Defendants' Motion to Preclude Testimony and Report regarding RESTRICTED MOTION - #266 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 286
UNOPPOSED MOTION to Restrict pursuant to the E-Government Act by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 285
RESTRICTED DOCUMENT Index of Evidence ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc.. (Attachments: #1 Exhibit 1 - Declaration of Nicole K. Griffard, #2 Exhibit A, #3 Exhibit B - Part 1, #4 Exhibit B - Part 2, #5 Exhibit C, #6 Exhibit D, #7 Exhibit 2 - Delcaration of Paul C. Carroll)(Hargens, William)
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Filing 284
RESTRICTED DOCUMENT Opposition regarding MOTION for Partial Summary Judgment #258 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 283
RESTRICTED DOCUMENT Opposition regarding MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 282
UNOPPOSED MOTION to Restrict pursuant to the E-Government Act by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 281
TEXT ORDER granting #280 Unopposed Motion to Extend Briefing Deadlines. Briefs opposing the motions for summary judgment #255 #258 and motions to preclude reports and testimony of expert witnesses #266 #270 shall be filed by September 7, 2017. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 280
UNOPPOSED MOTION to Extend the Briefing Deadline for Oppositions to Motions for Summary Judgment and Oppositions to Motions to Preclude the Report and Testimony of Proffered Experts by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 279
TEXT ORDER granting #276 Unopposed Motion to Amend. Defendant Signature Stock Transfer, Inc. is hereby granted leave to supplement its index of evidence #239 offered in support of its motion for summary judgment with the Declaration of Gail E. Boliver. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 278
RESTRICTED DOCUMENT Index of Evidence regarding RESTRICTED MOTION - #237 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc.. (Attachments: #1 Exhibit Exhibit 32, #2 Exhibit Exhibit 33, #3 Exhibit Exhibit 34, #4 Exhibit Exhibit 35, #5 Exhibit Exhibit 35A, #6 Exhibit Exhibit 36, #7 Exhibit Exhibit 37, #8 Exhibit Exhibit 38 - Declaration of Gail E. Boliver)(Boliver, Gail)
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Filing 277
RESTRICTED DOCUMENT Reply to Opposition to Motion for Summary Judgment regarding RESTRICTED MOTION - #237 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 276
UNOPPOSED MOTION to Amend RESTRICTED MOTION - #237 for Summary Judgment by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 275
TEXT ORDER granting #269 Motion to File Documents as Restricted Access. Access to Filing Nos. 271 and 272 shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 274
TEXT ORDER granting #265 Unopposed Motion for Leave to File Documents as Restricted Access. Access to Filing Nos. 267 and 268 shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 273
TEXT ORDER granting #264 Defendant Signature Stock Transfer, Inc.'s Unopposed Motion for Extension of Time to File Reply Brief. Defendant shall file its reply brief in support of its Motion for Summary Judgment #237 by August 25, 2017. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 272
RESTRICTED DOCUMENT Index of Evidence in Support of its regarding MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K, #13 Exhibit L, #14 Exhibit M, #15 Exhibit N, #16 Exhibit O, #17 Exhibit P, #18 Exhibit Q, #19 Exhibit R, #20 Exhibit S, #21 Exhibit T)(Hilgers, Michael)
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Filing 271
RESTRICTED DOCUMENT Brief in Support of its regarding MOTION to Exclude (Daubert) Testimony of Paul Carroll #270 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 270
MOTION to Exclude (Daubert) Testimony of Paul Carroll by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 269
MOTION to Restrict pursuant to the E-Government Act by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 268
RESTRICTED DOCUMENT Clearing Firm Defendants' Index of Evicence in Support of Motion #266 to Preclude the Report and Testimony of Plaintiff's Expert Adam Bryan ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Nicole K. Griffard on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc.. (Attachments: #1 Ex. 1 - Declaration of Michael G. Shannon, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C)(Griffard, Nicole)
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Filing 267
RESTRICTED DOCUMENT Clearing Firm Defendants' Memorandum of Law in Support of Motion #266 to Preclude the Report and Testimony of Plaintiff's Proferred Expert Adam Bryan and Request for Oral Argument ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Nicole K. Griffard on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Griffard, Nicole)
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Filing 266
RESTRICTED MOTION Clearing Firm Defendants' Motion to Preclude the Report and Testimony of Adam Bryan ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Nicole K. Griffard on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Griffard, Nicole) Modified on 8/22/2017 to change event type to a motion (ADB).
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Filing 265
UNOPPOSED MOTION to Restrict pursuant to the E-Government Act Clearing Firm Defendants' Unopposed Motion for Leave to File Documents as Restricted Access by Attorney Nicole K. Griffard on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Griffard, Nicole)
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Filing 264
UNOPPOSED MOTION to Extend Time to File Reply RESTRICTED MOTION - #237 by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 263
TEXT ORDER granting #254 Unopposed Motion to File Documents as Restricted Access. Access to Filing Nos. 255, 256, and 261 shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 262
TEXT ORDER granting #257 Motion for Leave to File Documents as Restricted Access. Access to Filing Nos. 259 and 260 shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 261
RESTRICTED DOCUMENT Clearing Firm Defendants' Index of Evidence in Support of Motion for Summary Judgment regarding RESTRICTED MOTION - #255 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc.. (Attachments: #1 Declaration of William Hargens, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K, #13 Exhibit L, #14 Exhibit M, #15 Exhibit N, #16 Exhibit O, #17 Exhibit P, #18 Exhibit Q, #19 Exhibit R, #20 Exhibit S, #21 Exhibit T, #22 Exhibit U, #23 Exhibit V)(Hargens, William)
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Filing 260
RESTRICTED DOCUMENT COR Clearing's Index of Evidence In Support of Its regarding MOTION for Partial Summary Judgment #258 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K, #13 Exhibit L, #14 Exhibit M, #15 Exhibit N, #16 Exhibit O, #17 Exhibit P, #18 Exhibit Q, #19 Exhibit R, #20 Exhibit S, #21 Exhibit T, #22 Exhibit U, #23 Exhibit V, #24 Exhibit W)(Hilgers, Michael)
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Filing 259
RESTRICTED DOCUMENT COR Clearing's Brief In Support of Its regarding MOTION for Partial Summary Judgment #258 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 258
MOTION for Partial Summary Judgment by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 257
MOTION to Restrict pursuant to the E-Government Act by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 256
RESTRICTED DOCUMENT Clearing Firm Defendants' Brief In Support of Joing Motion for Summary Judgment and Request for Oral Argument regarding UNOPPOSED MOTION to Restrict pursuant to the E-Government Act Clearing Firm Defendants' Unopposed Motion for Leave to File Documents as Restricted Access #254 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 255
RESTRICTED DOCUMENT Clearning Firm Defendants' Joint Motion for Summary Judgment and Request for Oral Argument regarding UNOPPOSED MOTION to Restrict pursuant to the E-Government Act Clearing Firm Defendants' Unopposed Motion for Leave to File Documents as Restricted Access #254 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William) Modified on 8/16/2017 to correct event type(TCL).
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Filing 254
UNOPPOSED MOTION to Restrict pursuant to the E-Government Act Clearing Firm Defendants' Unopposed Motion for Leave to File Documents as Restricted Access by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 253
TEXT ORDER granting #252 Unopposed Motion to Extend Deadline for Filing Daubert Motions. The deadline for filing Daubert motions is extended to August 21, 2017. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 252
UNOPPOSED MOTION to Extend the Deadline for Filing Daubert Motions by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 251
TEXT ORDER granting #248 Motion For Leave to File Documents as Restricted Access. Access to Filings Nos. 249 and 250 and shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 250
RESTRICTED DOCUMENT Index of Evidence in Opposition to Signature Stock's Motion for Summary Judgment regarding RESTRICTED MOTION - #237 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K)(Hilgers, Michael)
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Filing 249
RESTRICTED DOCUMENT Brief in Opposition to Signature Stock's Motion for Summary Judgment regarding RESTRICTED MOTION - #237 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 248
MOTION to Restrict pursuant to the E-Government Act by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 247
TEXT ORDER granting #246 Unopposed Motion to Extend Deadline. Plaintiff shall respond to Defendant Signature Stock Transfer, Inc.'s Motion for Summary Judgment #237 by August 4, 2017. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 246
UNOPPOSED MOTION to Extend Deadline to Respond to RESTRICTED MOTION - #237 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 245
TEXT ORDER granting #243 Unopposed Motion for Extension of Deadlines. Discovery shall be completed by August 14, 2017. Daubert motions and motions for summary judgment shall be filed no later than August 14, 2017. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 244
Certificate of Service of Supplemental Response to Rule 26(a)(1) Initial Disclosures by Attorney Michael G. Shannon on behalf of Defendant National Financial Services LLC.(Shannon, Michael)
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Filing 243
UNOPPOSED MOTION to Amend COURT'S ORDER EXTENDING THE DEADLINE FOR DAUBERT MOTIONS AND THE FOURTH AMENDED PROGRESSION ORDER by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 242
TEXT ORDER granting #236 Motion to Restrict Access to Documents. Access to Filing Nos. 237, 238, and 239 herein shall remain restricted to case participants and the Court. Ordered by Magistrate Judge Susan M. Bazis. (LRH)
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Filing 241
Certificate of Service of Defendant Scottrade, Inc.'s Supplemental Response to Rule 26(a)(1) Initial Disclosures by Attorney William F. Hargens on behalf of Defendant Scottrade, Inc..(Hargens, William)
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Filing 240
PROPOSED WITNESS LIST by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc.. (Boliver, Gail)
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Filing 239
RESTRICTED DOCUMENT Index of Evidence ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc.. (Attachments: #1 Exhibit 1A, #2 Exhibit 1B, #3 Exhibit 1C, #4 Exhibit 1D, #5 Exhibit 1E, #6 Exhibit 1F, #7 Exhibit 2A, #8 Exhibit 2B, #9 Exhibit 2C, #10 Exhibit 2D, #11 Exhibit 2E, #12 Exhibit 2F, #13 Exhibit 2G, #14 Exhibit 3A, #15 Exhibit 3B, #16 Exhibit 3C, #17 Exhibit 3D, #18 Exhibit 3E, #19 Exhibit 3F, #20 Exhibit 4A, #21 Exhibit 4B, #22 Exhibit 4C, #23 Exhibit 4D, #24 Exhibit 4E, #25 Exhibit 4F, #26 Exhibit 4G, #27 Exhibit 5A, #28 Exhibit 5B, #29 Exhibit 5C, #30 Exhibit 5D, #31 Exhibit 5E, #32 Exhibit 5F, #33 Exhibit 5G, #34 Exhibit 6A, #35 Exhibit 6B, #36 Exhibit 6C, #37 Exhibit 6D, #38 Exhibit 6E, #39 Exhibit 6F, #40 Exhibit 6G, #41 Exhibit 7A, #42 Exhibit 7B, #43 Exhibit 7C, #44 Exhibit 7D, #45 Exhibit 7E, #46 Exhibit 7F, #47 Exhibit 8A, #48 Exhibit 8B, #49 Exhibit 8C, #50 Exhibit 8D, #51 Exhibit 8E, #52 Exhibit 8F, #53 Exhibit 9A, #54 Exhibit 9B, #55 Exhibit 9C, #56 Exhibit 9D, #57 Exhibit 9E, #58 Exhibit 9F, #59 Exhibit 9G, #60 Exhibit 10A, #61 Exhibit 10B, #62 Exhibit 10C, #63 Exhibit 10D, #64 Exhibit 10E, #65 Exhibit 10F, #66 Exhibit 11A, #67 Exhibit 11B, #68 Exhibit 11C, #69 Exhibit 11D, #70 Exhibit 11E, #71 Exhibit 11F, #72 Exhibit 11G, #73 Exhibit 12A, #74 Exhibit 12B, #75 Exhibit 12C, #76 Exhibit 12D, #77 Exhibit 12E, #78 Exhibit 12F, #79 Exhibit 13A, #80 Exhibit 13B, #81 Exhibit 13C, #82 Exhibit 13D, #83 Exhibit 13E, #84 Exhibit 13F, #85 Exhibit 13G, #86 Exhibit 13H, #87 Exhibit 13I, #88 Exhibit 13J, #89 Exhibit 13K, #90 Exhibit 13L, #91 Exhibit 14A, #92 Exhibit 14B, #93 Exhibit 14C, #94 Exhibit 14D, #95 Exhibit 14E, #96 Exhibit 14F, #97 Exhibit 14G, #98 Exhibit 15A, #99 Exhibit 15B, #100 Exhibit 15C, #101 Exhibit 15D, #102 Exhibit 15E, #103 Exhibit 15F, #104 Exhibit 15G, #105 Exhibit 15H, #106 Exhibit 15I, #107 Exhibit 15J, #108 Exhibit 15K, #109 Exhibit 15L, #110 Exhibit 15M, #111 Exhibit 15N, #112 Exhibit 15O, #113 Exhibit 16A, #114 Exhibit 16B, #115 Exhibit 16C, #116 Exhibit 16D, #117 Exhibit 16E, #118 Exhibit 16F, #119 Exhibit 16G, #120 Exhibit 16H, #121 Exhibit 16I, #122 Exhibit 16J, #123 Exhibit 16K, #124 Exhibit 16L, #125 Exhibit 17, #126 Exhibit 18, #127 Exhibit 19, #128 Exhibit 20, #129 Exhibit 21, #130 Exhibit 22, #131 Exhibit 23, #132 Exhibit 24, #133 Exhibit 25, #134 Exhibit 26, #135 Exhibit 27, #136 Exhibit 28, #137 Exhibit 29, #138 Exhibit 30)(Boliver, Gail)
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Filing 238
RESTRICTED DOCUMENT Brief in Support of Motion for Summary Judgment ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 237
RESTRICTED MOTION Motion for Summary Judgment ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail) Modified on 7/10/2017 to change event type to a motion(ADB).
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Filing 236
MOTION to Restrict pursuant to the E-Government Act by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 235
TEXT ORDER that the deadline for filing a motion challenging the qualifications of an expert or the admissibility of testimony of an expert witness under Rule 702, Fed. Rules of Evidence in Paragraph 6 of the Order Setting Schedule for Final Progression of a Civil Case #234 is extended to July 31, 2017. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 234
FOURTH AMENDED FINAL PROGRESSION ORDER - This matter is before the court on its own motion. This Fourth Final Progression Order reflects the extensions granted in the court's previous orders and continues the dates for the Final Pretrial Conference and Trial in the interest of justice. Final Pretrial Conference set for 11/6/2017 at 10:00 AM in Chambers before Senior Judge Joseph F. Bataillon. Jury Trial set for 11/27/2017 at 10:00 AM in Courtroom 3, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Joseph F. Bataillon. Ordered by Senior Judge Joseph F. Bataillon. (TCL)
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Filing 233
Certificate of Service of Expert Report by Attorney Michael G. Shannon on behalf of Defendant National Financial Services LLC.(Shannon, Michael)
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Filing 232
TEXT ORDER SETTING PHONE CONFERENCE: Telephone Conference set for 6/21/2017 at 10:00 AM in Chambers before Senior Judge Joseph F. Bataillon. Ordered by Senior Judge Joseph F. Bataillon. (ADB)
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Filing 231
REASSIGNMENT ORDER - case reassigned to Senior Judge Joseph F. Bataillon. Senior Judge Lyle E. Strom no longer assigned to the case. Ordered by Chief Judge Laurie Smith Camp. (JAB)
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Filing 230
ORDER granting in part and denying in part #199 Plaintiff's Motion to Compel as stated herein. Ordered by Senior Judge Lyle E. Strom. (JAB)
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Filing 229
NOTICE to Take Deposition of Lori-Ann Trezza by Attorney William F. Hargens on behalf of Defendant TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc. (Hargens, William)
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Filing 228
MEMORANDUM AND ORDER that defendant, Signature Stock Transfer Inc.'s motion to compel production of documents is denied. Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (LAC)
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Filing 227
ORDER that the motion is granted; the discovery deadline is extended to July 30, 2017. The deadline for the filing of motions for summary judgment is extended to July 30, 2017. Ordered by Senior Judge Lyle E. Strom. Copy mailed to pro se party (LAC) Modified on 5/31/2017 to include copies mailed to pro se (LAC).
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Filing 226
UNOPPOSED MOTION to Amend Third Amended Progression Order by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 225
Certificate of Service - Second Set of Interrogatories to COR Clearing, LLC by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 224
ORDER granting #219 TD Ameritrade Clearing, Inc. and Scottrade, Inc.'s Motion to Amend. - 1) The deadline for defendants to submit expert reports is extended to June 16, 2017. 2) The deadline to disclose additional expert witnesses if necessary to refute disclosed opinions of opponent's expert witnesses is extended to June 30, 2017. 3) The deadline for motions challenging the qualifications of an expert or the admissibility of testimony of an expert witness is extended to July 17, 2017. Ordered by Senior Judge Lyle E. Strom. (JAB)
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Filing 223
REPLY BRIEF in support of MOTION to Compel Discovery Responses #199 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 222
Certificate of Service of COR's Second Supplemental Responses to NFS's Interrogatories and First Supplemental Responses to NFS's RFP by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 221
Certificate of Service of COR's First Supplemental Responses to TDAC's RFP (First Set) by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 220
Certificate of Service of COR's Responses to Signature Stock's Interrogatories (First Set) and Requests for Production (Second Set) by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 219
UNOPPOSED MOTION to Amend Third Amended Progression Order by Attorney Nicole K. Griffard on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc..(Griffard, Nicole)
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Filing 218
Certificate of Serving COR's Supplemental Responses to NFSs Interrogatories (First Set) by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 217
Certificate of Serving COR's Responses to E-Trade's Requests for Production of Documents (First Set) by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 216
INDEX in support of Brief, #215 in Opposition to Plaintiff's Motion to Compel Discovery Responses by Attorney Matthew B. Reilly on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc.. (Attachments: #1 Exhibit -- Declaration of Robert R. Miller, #2 Exhibit -- Declaration of Jonathan Bruckner, #3 Exhibit -- Declaration of Joanne Padarathsing, #4 Exhibit -- Declaration of Kelly Zigaitis, #5 Exhibit -- Declaration of Chad Johnson)(Reilly, Matthew)
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Filing 215
BRIEF in opposition to MOTION to Compel Discovery Responses #199 by Attorney Matthew B. Reilly on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc..(Reilly, Matthew)
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Filing 214
ORDER that the motion to strike is granted; Filing No. #209 is stricken. The amended motion for extension of time to respond to plaintiff's motion to compel is granted. Moving defendants shall have until May 3, 2017, to respond to plaintiff's motion to compel. Plaintiff shall have until May 15, 2017, to file its reply. Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (LAC)
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Filing 213
INDEX in opposition to MOTION to Compel Production of Documents #194 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1)(Hilgers, Michael)
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Filing 212
BRIEF in opposition to MOTION to Compel Production of Documents #194 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 211
UNOPPOSED MOTION to Extend Time to Respond to Plaintiff's MOTION to Compel Discovery Responses #199 by Attorney Thomas J. Culhane on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc..(Culhane, Thomas)
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Filing 210
MOTION to Strike UNOPPOSED MOTION to Extend Time to Respond to MOTION to Compel Discovery Responses #199 #209 by Attorney Thomas J. Culhane on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc..(Culhane, Thomas)
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Filing 209
STRICKEN - UNOPPOSED MOTION to Extend Time to Respond to MOTION to Compel Discovery Responses #199 by Attorney Thomas J. Culhane on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc..(Culhane, Thomas) Modified on 5/2/2017 to add the word stricken per Order #214 (LAC).
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Filing 208
ORDER that the motion is granted. Elizabeth B. Smith, formerly of the law firm of McGrath North Mullin Kratz, PC LLO, is deemed withdrawn as counsel for TD Ameritrade Clearing, Inc., and Scottrade, Inc. The clerk of court shall remove her name from CM/ECF. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 207
MOTION to Withdraw as Attorney for Elizabeth B. Smith by Attorney Elizabeth Bruening Smith on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Smith, Elizabeth)
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Filing 206
NOTICE of Appearance of Counsel by Attorney Nicole K. Griffard on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc. (Griffard, Nicole)
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Filing 205
ORDER - that the motion #202 is granted. Plaintiff shall have until May 1, 2017, to file its brief in response to Signature Stock's motion to compel #194 . Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (KLF)
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Filing 204
Certificate of Serving COR's Expert Disclosures with Report and Curriculum Vitae by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 203
Certificate of Serving COR's Responses to NFS's Requests for Production of Documents and Interrogatories (First Set) by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 202
UNOPPOSED MOTION to Extend COR's Time to Respond to MOTION to Compel Production of Documents #194 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 201
INDEX in support of MOTION to Compel Discovery Responses #199 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K, #13 Exhibit L)(Hilgers, Michael)
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Filing 200
BRIEF in support of MOTION to Compel Discovery Responses #199 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 199
MOTION to Compel Discovery Responses by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 198
Certificate of Service - Second Request for Production of Documents to COR Clearing, LLC by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 197
Certificate of Service - First Set of Interrogatories to Plaintiff, COR Clearing, LLC by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 196
ORDER that the motion (Filing No. 195) is granted. a) Plaintiff shall have until April 14, 2017, to disclose expert witnesses, with full reports. b) Defendants shall have until May 17, 2017, to disclose expert witnesses, with full reports. c) The parties shall have until June 7, 2017, to disclose rebuttal expert witnesses. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 195
UNOPPOSED MOTION to Extend Deadlines Order on Motion to Extend,, #193 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 194
MOTION to Compel Production of Documents by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc.. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2)(Boliver, Gail)
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Filing 193
THIRD AMENDED FINAL PROGRESSION ORDER - granting #191 Unopposed Motion to Extend Deadlines. The Final Pretrial Conference is set for August 14, 2017 at 9:00 a.m. before the assigned magistrate judge, in chambers, Suite 2271, Roman L. Hruska United States Courthouse, 111 South 18th Plaza, Omaha, Nebraska. Trial is set to commence at 9:00 a.m. on September 5, 2017, in Omaha, Nebraska, before the Honorable Lyle E. Strom and a jury. Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (KLF)
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Filing 192
APPLICATION/ORDER admitting pro hac vice Attorney Riccardo M. DeBari for Defendant National Financial Services LLC. Ordered by Deputy Clerk. (KLF)
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Filing 191
UNOPPOSED MOTION to Extend Deadlines Order Setting Schedule for Final Progression of a Civil Case,, #136 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 190
Certificate OF SERVICE OF DEFENDANT, SCOTTRADE, INC.'S INTERROGATORIES TO PLAINTIFF, COR CLEARING, LLC (FIRST SET) by Attorney Elizabeth Bruening Smith on behalf of Defendant Scottrade, Inc..(Smith, Elizabeth)
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Filing 189
Certificate OF SERVICE OF DEFENDANT, TD AMERITRADE CLEARING, INC.'S REQUESTS FOR PRODUCTION AND INTERROGATORIES TO PLAINTIFF, COR CLEARING, LLC (FIRST SET) by Attorney Elizabeth Bruening Smith on behalf of Defendant TD Ameritrade Clearing, Inc..(Smith, Elizabeth)
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Filing 188
AMENDED PROTECTIVE ORDER. Ordered by Senior Judge Lyle E. Strom. (GJG)
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Filing 187
MOTION to Amend Protective Order #90 by Attorney Elizabeth Bruening Smith on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Smith, Elizabeth)
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Filing 186
ANSWER to Amended Complaint #175 by E-Trade Clearing, LLC (Culhane, Thomas)
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Filing 185
ORDER that the motion is granted. Defendant E-Trade Clearing, LLC, shall have until February 15, 2017, to answer or file a responsive pleading to plaintiff's second amended complaint. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 184
ANSWER to Amended Complaint #175 by Scottrade, Inc. (Smith, Elizabeth)
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Filing 183
ANSWER to Amended Complaint #175 by TD Ameritrade Clearing, Inc. (Smith, Elizabeth)
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Filing 182
UNOPPOSED MOTION for Extension of Time to File a Responsive Pleading (to Second Amended Complaint, Doc. #175) by Attorney Matthew B. Reilly on behalf of Defendant E-Trade Clearing, LLC.(Reilly, Matthew)
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Filing 181
ANSWER to Amended Complaint #175 by National Financial Services LLC (Shannon, Michael)
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Filing 180
Certificate of Service by Attorney Robert R. Miller on behalf of Defendant E-Trade Clearing, LLC.(Miller, Robert)
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Filing 179
Certificate OF SERVICE by Attorney Elizabeth Bruening Smith on behalf of Defendant Scottrade, Inc..(Smith, Elizabeth)
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Filing 178
Certificate OF SERVICE by Attorney Elizabeth Bruening Smith on behalf of Defendant TD Ameritrade Clearing, Inc..(Smith, Elizabeth)
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Filing 177
Certificate OF SERVICE OF DISCOVERY ANSWERS AND RESPONSES TO PLAINTIFF'S INTERROGATORIES AND REQUESTS FOR PRODUCTION OF DOCUMENTS (FIRST SET) by Attorney Elizabeth Bruening Smith on behalf of Defendant Scottrade, Inc..(Smith, Elizabeth)
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Filing 176
SUPPLEMENT regarding Amended Complaint #175 Exhibits A - C by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 175
AMENDED COMPLAINT with with jury demand (Second Amended Complaint) against Defendant All Defendants, by Attorney Michael T. Hilgers on behalf of COR Clearing, LLC(Hilgers, Michael)
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Filing 174
ORDER - that plaintiff's motion for leave to amend complaint #171 is granted. Plaintiff shall file its second amended complaint on or before February 10, 2017. Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (KLF)
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Filing 173
Certificate of Service by Attorney Robert R. Miller on behalf of Defendant E-Trade Clearing, LLC.(Miller, Robert)
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Filing 172
Certificate of Service by Attorney Robert R. Miller on behalf of Defendant E-Trade Clearing, LLC.(Miller, Robert)
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Filing 171
UNOPPOSED MOTION for Leave to File Second Amended Complaint by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit A)(Hilgers, Michael)
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Filing 170
TEXT NOTICE of Hearing regarding Order Setting Schedule for Final Progression of a Civil Case #136 . Jury Trial set for 9/5/2017 at 09:00 AM in Courtroom 5, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Lyle E. Strom. (CCB)
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Filing 169
TEXT REASSIGNMENT ORDER - Following Magistrate Judge Thomas D. Thalken's retirement on December 31, 2016, all pending civil and criminal cases previously assigned to Magistrate Thalken are reassigned to Magistrate Judge Susan M. Bazis for judicial supervision and processing of all pretrial matters. Case reassigned to Magistrate Judge Susan M. Bazis. Magistrate Judge Thomas D. Thalken no longer assigned to the case. Ordered by Chief Judge Laurie Smith Camp. (CCB)
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Filing 168
ORDER that the motions are granted. Defendants National Financial Services, TD Ameritrade Clearing, Inc., and Scottrade, Inc., and E-Trade Clearing shall have until January 20, 2017, to answer or file a responsive pleading to plaintiff's first amended complaint. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 167
NOTICE of Appearance by Attorney Matthew B. Reilly on behalf of Defendant E-Trade Clearing, LLC (Reilly, Matthew)
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Filing 166
UNOPPOSED MOTION for Extension of Time to File a Responsive Pleading by Attorney Thomas J. Culhane on behalf of Defendant E-Trade Clearing, LLC.(Culhane, Thomas)
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Filing 165
UNOPPOSED MOTION for Extension of Time to File a Responsive Pleading TO THE AMENDED COMPLAINT by Attorney Elizabeth Bruening Smith on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Smith, Elizabeth)
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Filing 164
NOTICE of Appearance by Attorney Andrew R. Graben on behalf of Plaintiff COR Clearing, LLC (Graben, Andrew)
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Filing 163
NOTICE of Appearance by Attorney Jackson W. Rudd on behalf of Plaintiff COR Clearing, LLC (Rudd, Jackson)
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Filing 162
Certificate of Service of Second Set of Requests for Production on Defendants by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 161
UNOPPOSED MOTION for Extension of Time to File a Responsive Pleading by Attorney Steven D. Davidson on behalf of Defendant National Financial Services LLC.(Davidson, Steven)
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Filing 160
MEMORANDUM AND ORDER that the Clearing Firm Defendants' joint motion to dismiss is denied. Plaintiff's motion for leave to file sur-reply is denied as moot. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 159
MOTION for Leave by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit A)(Hilgers, Michael)
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Filing 158
ATTORNEY LETTER by Clerk that Attorney Robert R. Miller has not registered for the system. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (LAC)
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Filing 157
ATTORNEY LETTER by Clerk that Attorney Brian J. Neville has not registered for the system. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (LAC)
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Filing 156
APPLICATION/ORDER admitting pro hac vice Attorney Robert R. Miller for Defendant E-Trade Clearing, LLC. Ordered by Deputy Clerk. (LAC)
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Filing 155
APPLICATION/ORDER admitting pro hac vice Attorney Brian J. Neville for Defendant E-Trade Clearing, LLC. Ordered by Deputy Clerk. (LAC)
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Filing 154
Certificate of Service of Requests for Production on Defendants by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 153
Certificate of Service of Interrogatories on Defendants by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 152
NOTICE of Appearance Mary Ann Novak, Andrew Graben, Jackson Rudd, and Michael Hilgers by Attorney Mary Ann Novak on behalf of Plaintiff COR Clearing, LLC (Novak, Mary Ann)
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Filing 151
REPLY BRIEF in support of JOINT MOTION to Dismiss Plaintiff's Amended Complaint (filing No. 123) #137 by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 150
INDEX in support of Brief #149 in Opposition to Defendants' Motion to Dismiss by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B)(Hilgers, Michael)
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Filing 149
BRIEF in opposition to JOINT MOTION to Dismiss Plaintiff's Amended Complaint (filing No. 123) #137 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 148
ORDER that the motion (filing #147 ) is granted. Plaintiff shall have until October 21, 2016, to file its response to defendants' motion to dismiss. Clearing Firm defendants shall have until November 11, 2016, to file their reply brief. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 147
JOINT MOTION to Extend Deadlines for Filing Response and Reply Briefs to Motion to Dismiss by Attorney Elizabeth Bruening Smith on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Smith, Elizabeth)
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Filing 146
CORPORATE DISCLOSURE STATEMENT pursuant to Fed. R. Civ. P. 7.1 identifying Corporate Parent Scottrade Financial Services, Inc. for Scottrade, Inc.. by Attorney Elizabeth Bruening Smith on behalf of Defendants Scottrade, Inc., Scottrade Financial Services, Inc..(Smith, Elizabeth)
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Filing 145
CORPORATE DISCLOSURE STATEMENT pursuant to Fed. R. Civ. P. 7.1 identifying Corporate Parent TD Ameritrade Online Holdings Corporation, Corporate Parent TD Ameritrade Holding Corporation, Corporate Parent TD Ameritrade Holding Corporation for TD Ameritrade Clearing, Inc.. by Attorney Elizabeth Bruening Smith on behalf of Defendants TD Ameritrade Clearing, Inc., TD Ameritrade Online Holdings Corporation, TD Ameritrade Holding Corporation, TD Ameritrade Holding Corporation.(Smith, Elizabeth)
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Filing 144
Certificate of Service of Rule 26(a)(1) Initial Disclosures by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 143
Certificate of Service of Defendants TD Ameritrade Clearing, Inc.'s and Scottrade, Inc.'s Rule 26(A)(1) Initial Disclosures by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 142
NOTICE of SERVICE OF DEFENDANT'S INITIAL DISCLOSURES by Attorney Steven D. Davidson on behalf of Defendant National Financial Services LLC (Davidson, Steven)
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Filing 141
ORDER - that the motion #140 is granted. Plaintiff shall have until October 17, 2017, to respond to defendants' motion to dismiss. Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (KLF)
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Filing 140
UNOPPOSED MOTION to Extend Deadline for Response to Defendants' JOINT MOTION to Dismiss Plaintiff's Amended Complaint (filing No. 123) #137 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 139
INDEX in support of JOINT MOTION to Dismiss Plaintiff's Amended Complaint (filing No. 123) #137 Clearing Firm Defendants' Index of Evidence in Support of Joint Motion to Dismiss Plaintiff's Amended Complaint (Filing No. 123) by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc.. (Attachments: #1 Affidavit of Steven D. Davidson, #2 Exhibit 1 to Affidavit of Steven D. Davidson)(Hargens, William)
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Filing 138
BRIEF in support of JOINT MOTION to Dismiss Plaintiff's Amended Complaint (filing No. 123) #137 Clearning Firm Defendants' Brief in Support of Joint Motion to Dismiss Plaintiff's Amended Complaint (Filing No. 123) by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 137
JOINT MOTION to Dismiss Plaintiff's Amended Complaint (filing No. 123) by Attorney William F. Hargens on behalf of Defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 136
SECOND AMENDED ORDER SETTING SCHEDULE FOR FINAL PROGRESSION OF A CIVIL CASE - The defendants' NFS, TD Ameritrade Clearing, Inc., Scottrade Inc., and E-Trade Clearing, LLC shall have until September 16, 2016, to file an Answer with respect to the Amended Complaint #123 . Depositions due May 30, 2017. Jury Trial set for 9/5/2017 at 09:00 AM in Courtroom 5, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Lyle E. Strom. Pretrial Conference set for 8/14/2017 at 09:00 AM in Courtroom 7, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before the assigned magistrate judge. Ordered by Senior Judge Lyle E. Strom. (JLS, )
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Filing 135
JOINT MOTION to Continue Trial and Pretrial Deadlines by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 134
ORDER - that the motion is granted. E-Trade Clearing, LLC, shall have until September 9, 2016, to answer or otherwise respond to plaintiff's amended complaint. Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (KLF)
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Filing 133
UNOPPOSED MOTION for Extension of Time to File a Responsive Pleading by Attorney Thomas J. Culhane on behalf of Defendant E-Trade Clearing, LLC.(Culhane, Thomas)
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Filing 132
ATTORNEY LETTER by Clerk that Attorney Michael G. Shannon has not registered for the system. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (KLF)
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Filing 131
APPLICATION/ORDER admitting pro hac vice Attorney Michael G. Shannon for Defendant National Financial Services LLC. Ordered by Deputy Clerk. (KLF)
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Filing 130
ORDER that the motion is granted. National Financial Services, LLC, shall have until September 9, 2016, to answer or otherwise respond to plaintiff's first amended complaint. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 129
MOTION for Extension of Time to File a Responsive Pleading by Attorney Steven D. Davidson on behalf of Defendant National Financial Services LLC.(Davidson, Steven)
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Filing 128
Summons Issued as to defendants E-Trade Clearing, LLC, National Financial Services LLC, Scottrade, Inc., TD Ameritrade Clearing, Inc. regarding Amended Complaint, #123 . YOU MUST PRINT YOUR ISSUED SUMMONS, WHICH ARE ATTACHED TO THIS DOCUMENT. PAPER COPIES WILL NOT BE MAILED. (JAB)
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Filing 127
Summons Requested as to TD Ameritrade Clearing Inc regarding Amended Complaint, #123 . (Hilgers, Michael)
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Filing 126
Summons Requested as to Scottrade Inc regarding Amended Complaint, #123 . (Hilgers, Michael)
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Filing 125
Summons Requested as to National Financial Services LLC regarding Amended Complaint, #123 . (Hilgers, Michael)
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Filing 124
Summons Requested as to E*TRADE CLEARING LLC regarding Amended Complaint, #123 . (Hilgers, Michael)
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Filing 123
AMENDED COMPLAINT with with jury demand against Defendant TD Ameritrade Clearing, Inc., National Financial Services LLC, Scottrade, Inc., E-Trade Clearing, LLC, by Attorney Michael T. Hilgers on behalf of COR Clearing, LLC (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Hilgers, Michael)
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Filing 122
ORDER granting the Plaintiff's #121 Motion for Leave to amend complaint. Plaintiff shall file its amended complaint on or before August 15,2016. Ordered by Senior Judge Lyle E. Strom. (Copy mailed)(MKR)
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Filing 121
UNOPPOSED MOTION for Leave to File Amended Complaint by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit A)(Hilgers, Michael)
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Filing 120
ORDER that the stipulation (Filing No. #119 ) is approved. TDAC shall have until July 20, 2016, to comply with COR Clearing, LLC's motion to compel. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 119
JOINT STIPULATION regarding Order on Motion to Compel, #116 AND FILING NO. 94 by Attorney Elizabeth Bruening Smith on behalf of Interested Party TD Ameritrade Clearing, Inc..(Smith, Elizabeth)
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Filing 118
ORDER - The stipulation #117 is approved and adopted and the motion is granted. The parties shall have until August 1, 2016, to amend pleadings and add parties to this action. Ordered by Senior Judge Lyle E. Strom. (GJG)
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Filing 117
JOINT MOTION to Extend Deadlines Order Setting Schedule for Final Progression of a Civil Case,, Terminate Motion and R&R Deadlines/Hearings, #113 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 116
MEMORANDUM AND ORDER that plaintiff's motion to compel production of documents and things in response to the December 4, 2015, subpoena #94 is granted. TDAC shall comply with plaintiff's motion to compel on or before June 10, 2016. Ordered by Senior Judge Lyle E. Strom. (ADB)
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Filing 115
TEXT ORDER granting #114 and #24 , each Notice of Withdrawal of Counsel construed as motions. For good cause shown pursuant to NEGenR 1.3(f), David L. Aronoff and Saul S. Rostamian of Winston & Strawn LLP are granted leave to withdraw as counsel for the plaintiff. Other counsel remains for the plaintiff. The Clerk of Court shall stop all electronic notices to withdrawing counsel regarding this case. Ordered by Magistrate Judge Thomas D. Thalken. (TRL)
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Filing 114
NOTICE of Withdrawal of Attorneys by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC (Hilgers, Michael) Modified on 5/19/2016 to reflect this is a motion and not a notice. (CCB).
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Filing 113
AMENDED FINAL PROGRESSION ORDER on the parties' Stipulation and Joint Motion to Extend Deadlines #112 . Jury Trial set for 11/14/2016 at 09:00 AM in Courtroom 5, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Lyle E. Strom., Pretrial Conference set for 10/28/2016 at 10:00 AM in Chambers before Magistrate Judge Thomas D. Thalken. Ordered by Senior Judge Lyle E. Strom. (MKR)
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Filing 112
JOINT MOTION to Extend Deadlines in Order Setting Schedule for Final Progression of a Civil Case, #93 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 111
REPLY BRIEF in support of MOTION to Compel Production of Documents Responsive to Third Party Subpoena (TD Ameritrade) #94 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 109
JUDGMENT that plaintiff's Motion for Default Judgment against Calissio (Filing No. #108 ) is granted as set forth in Order. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 110
E-Mail Returned as Undeliverable addressed to Andrew G. Smith. E-mail was not resent. Attorney Andrew G. Smith is no longer employed with law firm. Attorney David Aronoff from the same law firm, Winston Strawn Law Firm, represents plaintiff. This was confirmed by Office Manager Michelle Ward. Notice is forthcoming. Attorney Andrew G. Smith is termed. (CCB)
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Filing 108
MOTION for Default Judgment and Declaration of Michael Hilgers Application For Default Judgment and Affidavit In Support by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Affidavit Hilgers)(Hilgers, Michael) Modified on 4/20/2016 to correct incorrect event type(MKR).
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Filing 107
ORDER granting #105 Motion to Restrict. Exhibit A (Filing No. #106 ) shall be filed as restricted. Ordered by Senior Judge Lyle E. Strom. (GJG)
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Filing 106
RESTRICTED DOCUMENT Exhibit A to Declaration of William F. Hargens regarding MOTION to Restrict pursuant to the E-Government Act TD Ameritrade Clearing, Inc.'s Motion for Leave to File Document as Restricted Access #105 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney William F. Hargens on behalf of Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 105
MOTION to Restrict pursuant to the E-Government Act TD Ameritrade Clearing, Inc.'s Motion for Leave to File Document as Restricted Access by Attorney William F. Hargens on behalf of Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 104
INDEX in support of Brief #103 in Opposition to Cor Clearing, LLC's Motion to Compel by Attorney William F. Hargens on behalf of Interested Party TD Ameritrade Clearing, Inc.. (Attachments: #1 Exhibit 1 - Declaration of Chad Johnsen, #2 Exhibit 2 - Declaration of William Hargens)(Hargens, William)
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Filing 103
BRIEF in opposition to MOTION to Compel Production of Documents Responsive to Third Party Subpoena (TD Ameritrade) #94 by Attorney William F. Hargens on behalf of Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 102
ORDER that the motion (Filing No. #101 ) is granted ; TD Ameritrade Clearing, Inc., shall have until April 19, 2016, to oppose or otherwise respond to COR Clearing's motion to compel. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 101
UNOPPOSED MOTION to Extend TD AMERITRADE, INC.'S UNOPPOSED MOTION FOR EXTENSION OF TIME MOTION to Compel Production of Documents Responsive to Third Party Subpoena (TD Ameritrade) #94 by Attorney William F. Hargens on behalf of Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 100
ORDER that plaintiff's motion is granted. Its brief in support of its motion to compel and Exhibit B (Filing No. #98 ) shall be filed as restricted. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 99
ATTORNEY LETTER by Clerk that Attorney Elizabeth Bruening Smith has not paid the biennial assessment. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (LAC)
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Filing 98
RESTRICTED DOCUMENT Exhibit B and Unredacted Brief in Support of Motion to Compel regarding MOTION to Restrict pursuant to the E-Government Act Motion for Leave to File as Restricted Access Documents Exhibit B and Unredacted Brief in Support of Motion to Compel #97 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit B)(Hilgers, Michael)
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Filing 97
MOTION to Restrict pursuant to the E-Government Act Motion for Leave to File as Restricted Access Documents Exhibit B and Unredacted Brief in Support of Motion to Compel by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 96
INDEX in support of MOTION to Compel Production of Documents Responsive to Third Party Subpoena (TD Ameritrade) #94 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit C)(Hilgers, Michael)
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Filing 95
BRIEF in support of MOTION to Compel Production of Documents Responsive to Third Party Subpoena (TD Ameritrade) #94 Brief in Support of Motion to Compel [Redacted] by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 94
MOTION to Compel Production of Documents Responsive to Third Party Subpoena (TD Ameritrade) by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 93
FINAL PROGRESSION ORDER- Jury Trial set for 11/14/2016 at 09:00 AM in Courtroom 5, Roman L. Hruska Federal Courthouse, 111 South 18th Plaza, Omaha, NE before Senior Judge Lyle E. Strom. Pretrial Conference set for 10/28/2016 at 10:00 AM in Chambers before Magistrate Judge Thomas D. Thalken.Ordered by Senior Judge Lyle E. Strom. (MKR)
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Filing 92
ORDER - Scheduling Conference set for 2/26/2016 at 08:15 AM in Chambers before Senior Judge Lyle E. Strom. Ordered by Senior Judge Lyle E. Strom. (MKR)
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Filing 91
REPORT of Rule 26(f) Planning Meeting by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 90
PROTECTIVE ORDER. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 89
JOINT MOTION for Entry of Protective Order Governing Discovery by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 88
ANSWER to Complaint by Signature Stock Transfer, Inc. (Boliver, Gail)
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Filing 86
ORDER that that the motion is granted; the parties shall have until January 31, 2016, to file their Rule 26(f)(2) report. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 85
ORDER denying #29 motion to dismiss under Federal Rules of Civil Procedure 12(b)(2), 12(b)(6) and Rule 9(b). Ordered by Senior Judge Lyle E. Strom. (JDR)
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Filing 84
JOINT MOTION to Extend Deadline for Rule 26(f) Report by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 83
TRANSCRIPT (UNREDACTED) of Motion to Appoint Receiver proceeding before Senior Judge Lyle E. Strom held on November 10, 2015. Pages 1 through 76. The transcript can only be viewed at the court's public terminal or purchased through Court Reporter Brenda L. Fauber at (402) 661-7322 or b.fauber@yahoo.com before the expiration of the Release of Transcript Restriction deadline. The parties have 5 business days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days. # Click here to view the Transcript Redaction Procedure. - ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). Redaction Request due 12/22/2015. Redacted Transcript Deadline set for 1/4/2016. Release of Transcript Restriction set for 2/29/2016. (BLF)
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Filing 82
INDEX in opposition to MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #29 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G)(Hilgers, Michael)
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Filing 81
BRIEF in opposition to MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #29 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 80
ORDER denying #20 motion to appoint receiver; denying objection as moot #26 ; denying objection as moot #32 . Ordered by Senior Judge Lyle E. Strom. (JDR)
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Filing 79
WITNESS LIST from Motion Hearing held on November 10, 2015.(TCL )
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Filing 78
TEXT MINUTE ENTRY for proceedings held before Senior Judge Lyle E. Strom. Motion Hearing held on 11/10/2015 regarding MOTION to Appoint Receiver #20 . Hearing held in Omaha. Argument by parties. Matter is submitted. Written order forthcoming. Courtroom Deputy: Tiwauna Lawrence; Reporter: Brenda Fauber; Appearance for Plaintiff and Interested Party Alpine Securities Corporation: Michael T. Hilgers; Appearance for Defendant: None Present; Appearance for Interested Party TD Ameritrade Clearing, Inc.: William F. Hargen; Time Start: 8:59 AM; Time Stop: 10:44 AM; Time in Court: 1 Hour 45 Minutes. (TCL ) Modified on 11/10/2015 to add text(TCL ).
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Filing 77
Email on behalf of Interested Party Jaime Penarana. (LAC)
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Filing 76
Email on behalf of Interested Party Jackie Rodriguez. (LAC)
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Filing 75
Email on behalf of Interested Party Casey Zimmerman. (LAC)
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Filing 74
SUPPLEMENT regarding Reply #51 Supplement to Reply and Exhibits 1, A by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A)(Hilgers, Michael)
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Filing 73
Email on behalf of Interested Party Belen Castillo. (LAC)
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Filing 72
Email on behalf of Interested Party Ryan Leininger. (LAC)
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Filing 71
Email on behalf of Interested Party Scott Jeppe. (LAC)
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Filing 70
Email on behalf of Interested Party Jeanny Yarborough. (LAC)
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Filing 69
Email on behalf of Interested Party Steven J Markow (LAC)
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Filing 68
Email on behalf of Interested Party Tyler Hart. (LAC)
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Filing 67
Email on behalf of Interested Party Ted Jorgensen. (LAC)
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Filing 66
Email on behalf of Interested Parties Arica Hossen and Ben Hossen. (LAC)
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Filing 65
ORDER that a hearing on expedited motion for order appointing limited purpose receiver (Filing No. #20 ) is scheduled for: Tuesday, November 10, 2015, at 9 a.m., Courtroom No. 5, Roman L. Hruska United States Courthouse, 111South 18th Plaza, Omaha, Nebraska. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 64
Email on behalf of Interested Party Charles Stritzinger. (LAC)
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Filing 63
Email on behalf of Interested Party John Harman. (LAC)
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Filing 62
Email on behalf of Interested Party Robin Langmaid. (LAC)
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Filing 61
Email on behalf of Interested Party Jeanny Yarborough. (LAC)
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Filing 60
Email on behalf of Interested Party Scot Postlewait. (LAC)
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Filing 59
Email on behalf of Interested Party J. Curtis McCubbin. (LAC)
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Filing 58
SUPPLEMENT regarding Reply #51 , Index #52 Supplemental Certificate of Service for COR Clearing's Reply and Index by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 57
Certificate regarding Order,,, #28 Certificate of Compliance with Court's October 20, 2015 Order by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 56
Email on behalf of Interested Party Steven J Markow. (LAC)
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Filing 55
Email on behalf of Interested Party Casey Zimmerman (Attachments: #1 email)(LAC)
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Filing 54
Email on behalf of Interested Party Casey Zimmerman (LAC) (Additional attachment(s) added on 11/4/2015: #1 Confirmation email, #2 Confirmation email, #3 Casey Zimmerman email) (LAC, ). Modified on 11/4/2015 to include attachments (LAC).
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Filing 53
Email on behalf of Interested Party Casey Zimmerman. (LAC)
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Filing 52
INDEX in support of Reply #51 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit A)(Hilgers, Michael)
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Filing 51
REPLY regarding MOTION to Appoint Receiver #20 Omnibus Reply in Support of Expedited Motion to Appoint Receiver by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 50
ORDER that the motion of Alpine Securities Corporation (Filing No. #45 ) is granted. Exhibits E, G, and H in support of its memorandum of law may be filed as restricted, pending further order of the Court. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 49
REASSIGNMENT ORDER - case reassigned to Magistrate Judge Thomas D. Thalken. Magistrate Judge F.A. Gossett no longer assigned to the case. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 48
Email on behalf of Interested Party Elias Rodriguez. (LAC)
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Filing 47
Email on behalf of Interested Party Casey Zimmerman. (LAC)
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Filing 46
RESTRICTED DOCUMENT Restricted Access Documents Exhibits E, G, and H regarding MOTION to Restrict pursuant to the E-Government Act Motion for Leave to File as Restricted Access Exhibits E, G, and H #45 ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CIVIL PROCEDURE 5.2(a). - by Attorney Michael T. Hilgers on behalf of Interested Party Alpine Securities Corporation. (Attachments: #1 Exhibit E, #2 Exhibit G, #3 Exhibit H)(Hilgers, Michael)
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Filing 45
MOTION to Restrict pursuant to the E-Government Act Motion for Leave to File as Restricted Access Exhibits E, G, and H by Attorney Michael T. Hilgers on behalf of Interested Party Alpine Securities Corporation.(Hilgers, Michael)
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Filing 44
INDEX in support of Response, #43 by Attorney Michael T. Hilgers on behalf of Interested Party Alpine Securities Corporation. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit F, #7 Exhibit I, #8 Exhibit J, #9 Exhibit 2)(Hilgers, Michael)
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Filing 43
RESPONSE regarding Order,,, #28 Alpine Securities Corporation's Response in Support of Plaintiff COR Clearing's Motion for Order Appointing Limited Purpose Receiver by Attorney Michael T. Hilgers on behalf of Interested Party Alpine Securities Corporation.(Hilgers, Michael)
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Filing 42
INDEX in opposition to MOTION to Appoint Receiver #20 TD Ameritrade Clearing, Inc.'s Index of Evidence in Support of Its Opposition to COR Clearning, LLC's Motion for Order Appointing Limited Purpose Receiver by Attorney William F. Hargens on behalf of Interested Party TD Ameritrade Clearing, Inc.. (Attachments: #1 Declaration of Chad Johnsen, #2 Exhibit A to Declaration of Chad Johnsen)(Hargens, William)
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Filing 41
BRIEF in opposition to MOTION to Appoint Receiver #20 TD Ameritrade Clearning, Inc.'s Brief in Opposition to COR Clearing, LLC's Motion for Order Appointing Limited Purpose Receiver by Attorney William F. Hargens on behalf of Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 40
Email on behalf of Interested Party Steven J Markow. (LAC)
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Filing 39
ORDER that Benjamin Riley's expedited motion fore leave to file amicus brief is denied. Riley's motion and brief will be construed as an objection to plaintiff's motion and considered by the Court in its ruling on plaintiff's motion to appoint a limited receiver. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 38
ORDER that the stipulation #37 is approved and adopted. TD Ameritrade shall have until October 30, 2015, to respond to plaintiff's motion for order appointing limited purpose receiver. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 37
JOINT STIPULATION regarding MOTION to Appoint Receiver #20 Regarding TD Ameritrade Clearing, Inc.'s Response to Cor Clearing, LLC's Motion for Order Appointing Limited Purpose Receiver by Attorney William F. Hargens, Elizabeth Bruening Smith on behalf of Interested Party TD Ameritrade Clearing, Inc..(Hargens, William)
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Filing 36
RESPONSE on behalf of Interested Party KCG Americas LLC. (LAC)
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Filing 35
Email of on behalf of Interested Party Peter Suh. (LAC)
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Filing 34
Email regarding Motion to Appoint Receiver #20 on on behalf of Interested Party Randy Rosbough. (LAC)
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Filing 33
RESPONSE to Motion to Appoint Receiver #20 on behalf of Interested Party Oscar Whitley. (LAC)
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Filing 32
OBJECTION to Motion to Appoint Receiver #20 on behalf of Interested Party John Link.(TCL )
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Filing 31
ORDER denying as moot #16 motion for extension of time to file a responsive pleading as defendant Signature Stock Transfer, Inc., has filed a motion to dismiss #29 . Ordered by Senior Judge Lyle E. Strom. (JDR)
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Filing 30
BRIEF in support of MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #29 by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 29
MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by Attorney Gail E. Boliver on behalf of Defendant Signature Stock Transfer, Inc..(Boliver, Gail)
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Filing 28
ORDER that before the Court rules on plaintiff's motion (Filing No. #20 ): 1) COR Clearing shall give notice of the motion, supporting memoranda, and the proposed order to every DTCC member firm credited and/or debited with dividends and/or interim accounting allocations for shares of Calissio Resources Group,Inc. from June 1 to August 30, 2015. 2) The notice will be by overnight mail/Federal Express within one day of this Order to the addresses that were provided by DTCC to COR Clearing on October 4, 2015, pursuant to subpoena. 3) All affected parties shall have seven days from the date of receipt of this notice to file a response to COR Clearings motion, if they so desire. 4) COR Clearing shall have seven days to reply to any responses. Ordered by Senior Judge Lyle E. Strom. (LAC)
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Filing 26
OBJECTION to Motion to Appoint Receiver #20 on behalf of Interested Party Alicja Socha.(LAC)
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Filing 25
MOTION (Expedited) for Leave to File Amicus Brief on behalf of Interested Party Benjamin Riley.(LAC)
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Filing 24
NOTICE of Withdrawal of Counsel by Attorney Andrew G. Smith on behalf of Plaintiff COR Clearing, LLC (Smith, Andrew) Modified on 5/19/2016 to reflect motion rather than notice (CCB).
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Filing 27
Email of on behalf of Interested Party Steven J Markow (LAC)
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Filing 23
Certificate regarding Index,,, #22 , MOTION to Appoint Receiver #20 , Brief #21 Service on Defendant Signature Stock Transfer by Attorney Andrew G. Smith on behalf of Plaintiff COR Clearing, LLC.(Smith, Andrew)
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Filing 22
INDEX in support of MOTION to Appoint Receiver #20 by Attorney Andrew G. Smith on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Affidavit of David L. Aronoff, #2 Exhibit A - DTC Distributions Service Guide, #3 Exhibit B - 6/1/15 Calissio Press Release, #4 Exhibit C - 8/24/15 Calissio Press Release, #5 Exhibit D - 8/13/15 Calissio Press Release, #6 Exhibit G - 8/28/15 e-mail chain, #7 Exhibit I - Calissio Profile, #8 Exhibit J - Greenspan CV, #9 Affidavit of Leonard Hirschhorn, #10 Affidavit of Thomas Pikor, #11 Affidavit of Carlos Salas, #12 Exhibit E - 8/25/15 Carter e-mail to Darbie, #13 Exhibit F - 8/25/15 Carter e-mail to Salas, #14 Exhibit H - 8/28/15 e-mails)(Smith, Andrew)
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Filing 21
BRIEF in support of MOTION to Appoint Receiver #20 by Attorney Andrew G. Smith on behalf of Plaintiff COR Clearing, LLC.(Smith, Andrew)
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Filing 20
MOTION to Appoint Receiver by Attorney Andrew G. Smith on behalf of Plaintiff COR Clearing, LLC.(Smith, Andrew)
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Filing 19
CLERK'S ENTRY OF DEFAULT as to Defendant Calissio Resources Group, Inc. Ordered by Deputy Clerk. (Copies mailed to defendant)(LAC)
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Filing 18
INDEX in support of MOTION for Clerks Entry of Default against CALISSIO RESOURCES GROUP, INC. #17 by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC. (Attachments: #1 Exhibit 1)(Hilgers, Michael)
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Filing 17
MOTION for Clerks Entry of Default against CALISSIO RESOURCES GROUP, INC. by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 16
UNOPPOSED MOTION for Extension of Time to File a Responsive Pleading by Stock Transfer to Complaint by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael)
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Filing 15
SUMMONS Returned Executed upon Signature Stock Transfer, Inc defendant COR Clearing, LLC on 8/28/2015. (Hilgers, Michael)
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Filing 14
APPLICATION/ORDER admitting pro hac vice Attorney Andrew G. Smith for Plaintiff COR Clearing, LLC. Ordered by Deputy Clerk. (GJG)
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Filing 13
APPLICATION/ORDER admitting pro hac vice Attorney Saul S. Rostamian for Plaintiff COR Clearing, LLC. Ordered by Deputy Clerk. (GJG)
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Filing 12
APPLICATION/ORDER admitting pro hac vice Attorney David L. Aronoff for Plaintiff COR Clearing, LLC. Ordered by Deputy Clerk. (GJG)
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Filing 11
SUMMONS Returned Executed upon defendant Calissio Resources Group, Inc. on 8/27/2015. (Hilgers, Michael)
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Filing 10
Summons Issued as to defendant Calissio Resources Group, Inc., Adam Carter and Signature Stock Transfer, Inc.. YOU MUST PRINT YOUR ISSUED SUMMONS, WHICH ARE ATTACHED TO THIS DOCUMENT. PAPER COPIES WILL NOT BE MAILED. (LAC)
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Filing 9
ATTORNEY LETTER by Clerk that Attorney Saul S. Rostamian has not registered for admittance to practice registered for the system. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (LAC)
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Filing 8
ATTORNEY LETTER by Clerk that Attorney Andrew G. Smith has not registered for admittance to practice registered for the system. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (LAC)
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Filing 7
ATTORNEY LETTER by Clerk that Attorney David L. Aronoff has not registered for admittance to practice. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (LAC)
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Filing 6
TEXT NOTICE OF JUDGES ASSIGNED: Senior Judge Lyle E. Strom and Magistrate Judge F.A. Gossett assigned. (LAC)
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Filing 5
Summons Requested as to Signature Stock Transfer, Inc. regarding Complaint, #1 . (Hilgers, Michael)
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Filing 4
Summons Requested as to Calissio Resources Group regarding Complaint, #1 . (Hilgers, Michael)
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Filing 3
Summons Requested as to Adam Carter regarding Complaint, #1 . (Hilgers, Michael)
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Filing 2
CORPORATE DISCLOSURE STATEMENT pursuant to Fed. R. Civ. P. 7.1 identifying Corporate Parent COR Securities Holdings, Inc. for COR Clearing, LLC. by Attorney Michael T. Hilgers on behalf of Plaintiffs COR Clearing, LLC, COR Securities Holdings, Inc..(Hilgers, Michael)
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Filing 1
COMPLAINT with jury demand against All Defendants ( Filing fee $ 400, receipt number 0867-3022289), by Attorney Michael T. Hilgers on behalf of COR Clearing, LLC (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Civil Cover Sheet)(Hilgers, Michael)
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