Pitlor v. TD Ameritrade, Inc. et al
Plaintiff: David Pitlor
Defendant: TD Ameritrade, Inc. and Charles Schwab & Co., Inc.
Case Number: 8:2023cv00407
Filed: September 11, 2023
Court: US District Court for the District of Nebraska
Office: 8 Omaha Office
Presiding Judge: Pro Se Docket
Referring Judge: John M Gerrard
2 Judge: Cheryl R Zwart
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 15 Antitrust Litigation
Jury Demanded By: None
Docket Report

This docket was last retrieved on November 6, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 6, 2023 Filing 24 RESPONSE Plaintiff's surreply on behalf of Plaintiff David Pitlor. (LRM)
November 6, 2023 Filing 23 MOTION for leave to file surreply in support of motions to vacate and to modify the arbitration award on behalf of Plaintiff David Pitlor.(LRM)
October 30, 2023 Filing 22 REPLY BRIEF in support of MOTION to Dismiss for Lack of Jurisdiction #12 by Attorney Victoria H. Buter on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc..(Buter, Victoria)
October 23, 2023 Filing 21 BRIEF in opposition to the motion to dismiss the petition to modify the arbitration award and to vacate the arbitration award on behalf of Plaintiff David Pitlor. (LRM)
October 11, 2023 Filing 20 CORPORATE DISCLOSURE STATEMENT pursuant to Fed. R. Civ. P. 7.1 by Attorney Victoria H. Buter on behalf of Defendant TD Ameritrade, Inc..(Buter, Victoria)
October 11, 2023 Filing 19 CORPORATE DISCLOSURE STATEMENT pursuant to Fed. R. Civ. P. 7.1 by Attorney Victoria H. Buter on behalf of Defendant Charles Schwab & Co., Inc..(Buter, Victoria)
October 6, 2023 Filing 18 INDEX in support of MOTION to Dismiss for Lack of Jurisdiction #12 (SUPPLEMENTAL INDEX) by Attorney Victoria H. Buter on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc.. (Attachments: #1 Exhibit Declaration of Victoria H. Buter)(Buter, Victoria)
October 6, 2023 Filing 17 BRIEF in support of MOTION to Dismiss for Lack of Jurisdiction #12 (SUPPLEMENTAL BRIEF) by Attorney Victoria H. Buter on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc..(Buter, Victoria)
October 3, 2023 Filing 16 TEXT NOTICE REGARDING CORPORATE DISCLOSURE STATEMENT by Deputy Clerk as to Defendant TD Ameritrade, Inc. Pursuant to Fed. R. Civ. P. 7.1, non-governmental corporate parties are required to file Corporate Disclosure Statements (Statements). The parties shall use the form Corporate Disclosure Statement, available on the Web site of the court at http://www.ned.uscourts.gov/forms/. If you have not filed your Statement, you must do so within 15 days of the date of this notice. If you have already filed your Statement in this case, you are reminded to file a Supplemental Statement within a reasonable time of any change in the information that the statement requires.(JAB)
October 3, 2023 Filing 15 TEXT NOTICE REGARDING CORPORATE DISCLOSURE STATEMENT by Deputy Clerk as to Defendant Charles Schwab & Co., Inc. Pursuant to Fed. R. Civ. P. 7.1, non-governmental corporate parties are required to file Corporate Disclosure Statements (Statements). The parties shall use the form Corporate Disclosure Statement, available on the Web site of the court at http://www.ned.uscourts.gov/forms/. If you have not filed your Statement, you must do so within 15 days of the date of this notice. If you have already filed your Statement in this case, you are reminded to file a Supplemental Statement within a reasonable time of any change in the information that the statement requires.(JAB)
October 2, 2023 Filing 14 INDEX in support of MOTION TO DISMISS FOR LACK OF JURISDICTION #12 by Attorney Victoria H. Buter on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc.. (Attachments: #1 Exhibit Declaration of Victoria H. Buter, #2 Exhibit A part 1, #3 Exhibit A part 2, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D)(Buter, Victoria) Modified on 10/5/2023 to correct motion being supported per attorney (JES).
October 2, 2023 Filing 13 BRIEF in support of MOTION TO DISMISS FOR LACK OF JURISDICTION #12 by Attorney Victoria H. Buter on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc..(Buter, Victoria) Modified on 10/5/2023 to correct motion being supported per attorney (JES).
October 2, 2023 Filing 12 MOTION TO DISMISS FOR LACK OF JURISDICTION by Attorney Victoria H. Buter on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc..(Buter, Victoria) Modified on 10/5/2023 to correct event type per attorney (JES).
September 26, 2023 Filing 11 NOTICE of Appearance by Attorney Joshua S. Weiner on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc. (Weiner, Joshua)
September 25, 2023 Opinion or Order Filing 10 TEXT ORDER granting #8 Defendants' Unopposed Motion to set October 2, 2023 as the deadline to respond to Plaintiff's Petition to Vacate/Modify the Arbitration Award. Ordered by Magistrate Judge Cheryl R. Zwart. (CEW)
September 25, 2023 Opinion or Order Filing 9 REASSIGNMENT ORDER This case is removed from the pro se docket. This case is reassigned to Magistrate Judge Cheryl R. Zwart for judicial supervision and remains assigned to Senior District Judge John M. Gerrard for disposition. The defendants' motion to set response deadline (filing #8 ) is referred to the Magistrate Judge. Ordered by Senior Judge John M. Gerrard. (Copy mailed to pro se party) (LRM)
September 22, 2023 FILING FEE PAID on behalf of Plaintiff David Pitlor. Receipt number 8067913, in the amount of $ 402.00. (TJM)
September 20, 2023 Filing 8 UNOPPOSED MOTION to Set Response Deadline by Attorney Victoria H. Buter on behalf of Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc..(Buter, Victoria)
September 15, 2023 Opinion or Order Filing 6 ORDER Plaintiff is directed to submit the $402.00 fees to the clerk's office or submit a request to proceed in forma pauperis within 30 days. Failure to take either action will result in dismissal of this matter without further notice. The clerk of the court is directed to send to Plaintiff the Form AO240 ("Application to Proceed Without Prepayment of Fees and Affidavit"). The clerk of the court is directed to set a pro se case management deadline in this matter with the following text: October 16, 2023: Check for MIFP or payment. Ordered by Senior Judge John M. Gerrard. (Copy mailed to pro se party) (LRM)
September 14, 2023 Opinion or Order Filing 5 ORDER: This case is related to case number 8:20CV267. See NEGenR 1.4(a)(4)(C) (iii). Accordingly, pursuant to NEGenR 1.4(a)(4)(B), this case is assigned to Senior District Judge John M. Gerrard for disposition and is assigned to the Pro Se Docket for judicial supervision. Ordered by Chief Judge Robert F. Rossiter, Jr.. (Copy mailed to pro se party) (ADB)
September 14, 2023 Opinion or Order Filing 4 GENERAL ORDER NO. 2022-04: This general order provides for the management and assignment of cases filed by a plaintiff or petitioner without counsel. This general order also includes the definition of the pro se docket, responsibilities of the pro se law clerks and scheduling and discovery requirements in pro se cases. Ordered by Chief Judge Robert F. Rossiter, Jr.. (Copy mailed to pro se party) (ADB)
September 14, 2023 Filing 3 NOTICE by Clerk acknowledging receipt of complaint filed by a pro se party. (copy mailed to pro se party) (ADB)
September 11, 2023 Filing 2 INDEX in support of Petition to Modify/Vacate Arbitration Award #1 on behalf of Plaintiff David Pitlor. (Attachments: #1 Attachments A-C, #2 Attachments D-E, #3 Attachment F (scanned document is as legible as original), #4 Attachments G-L)(ADB)
September 11, 2023 Filing 1 PETITION TO MODIFY/VACATE ARBITRATION AWARD against Charles Schwab & Co., Inc., TD Ameritrade, Inc.; no Summons(es) issued; filed on behalf of David Pitlor. (ADB)

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Plaintiff: David Pitlor
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Defendant: TD Ameritrade, Inc.
Represented By: Victoria H. Buter
Represented By: Joshua S. Weiner
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Defendant: Charles Schwab & Co., Inc.
Represented By: Victoria H. Buter
Represented By: Joshua S. Weiner
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