UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LINDBERG et al
Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant: GREGORY E LINDBERG, CHRISTOPHER HERWIG and STANDARD ADVISORY SERVICES LIMITED
Case Number: 1:2022cv00715
Filed: August 30, 2022
Court: US District Court for the Middle District of North Carolina
Presiding Judge: CATHERINE C EAGLES
Referring Judge: JOI ELIZABETH PEAKE
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77 Securities Fraud
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 8, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 8, 2022 Filing 19 Consent MOTION for Leave to File One Consolidated Opposition Brief to Defendants Motions to Dismiss by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Response to Motion due by 11/29/2022 (Attachments: #1 Text of Proposed Order)(QUALLS, ALYSSA)
November 3, 2022 Filing 18 NOTICE of Special Appearance by attorney BARRETT R. HOWELL on behalf of Defendant GREGORY E LINDBERG ( Filing fee $ 25 receipt number ANCMDC-3420648.) (HOWELL, BARRETT)
November 2, 2022 Filing 17 NOTICE of Special Appearance by attorney RYAN MEYER on behalf of Defendant GREGORY E LINDBERG ( Filing fee $ 25 receipt number ANCMDC-3418610.) (MEYER, RYAN)
November 1, 2022 Filing 16 CERTIFICATE re #13 Brief Certification of Compliance with Word Count Limitation by Defendant GREGORY E LINDBERG. (MULLINS, ALLISON)
October 31, 2022 Filing 15 BRIEF re #14 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM . (RAUSCHER, CLAIRE)
October 31, 2022 Filing 14 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by CHRISTOPHER HERWIG. Response to Motion due by 11/21/2022 (Attachments: #1 Text of Proposed Order)(RAUSCHER, CLAIRE)
October 31, 2022 Filing 13 BRIEF re #12 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by Defendant GREGORY E LINDBERG filed by GREGORY E LINDBERG. (MULLINS, ALLISON)
October 31, 2022 Filing 12 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by GREGORY E LINDBERG. Response to Motion due by 11/21/2022 (MULLINS, ALLISON)
October 31, 2022 Filing 11 NOTICE of Attorney Appearance by attorney ALLISON MULLINS on behalf of Defendant GREGORY E LINDBERG (MULLINS, ALLISON)
October 31, 2022 Filing 10 NOTICE of Attorney Appearance by attorney LESLIE COOPER HARRELL on behalf of Defendant GREGORY E LINDBERG (HARRELL, LESLIE)
October 31, 2022 Filing 9 NOTICE of Special Appearance by attorney BRITT WHITESELL BILES on behalf of Defendant CHRISTOPHER HERWIG ( Filing fee $ 25 receipt number ANCMDC-3416638.) (BILES, BRITT)
October 27, 2022 Filing 8 NOTICE of Attorney Appearance by attorney CLAIRE J. RAUSCHER on behalf of Defendant CHRISTOPHER HERWIG (RAUSCHER, CLAIRE)
October 21, 2022 Opinion or Order SUPPLEMENTAL STANDARD ORDER to #7 Standard Order for civil cases filed 7/9/2021 to include the following: The deadlines in the Local Rules provide adequate time for briefing in all but exceptional circumstances and parties should not expect motions for extensions of time to be granted. Scheduling Orders will not be modified merely because the parties so agree. The Court expects the parties to promptly move the case towards final resolution and to build in time for coping with delays and obstacles, as they are a normal part of litigation. The press of other legal work is not a valid basis for an extension of time or a continuance, as this case is just as important as other cases and clients. Issued by JUDGE CATHERINE C. EAGLES on 7/9/2021. (Winchester, Robin)
September 21, 2022 Filing 7 STANDARD ORDER for civil cases proceeding before JUDGE CATHERINE C. EAGLES on 9/21/22. (Winchester, Robin)
September 20, 2022 Filing 6 WAIVER OF SERVICE of SUMMONS by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. CHRISTOPHER HERWIG waiver sent on 8/30/2022, answer due 10/31/2022. (WISNIEWSKI, KEVIN)
September 13, 2022 Filing 5 WAIVER OF SERVICE of SUMMONS by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. GREGORY E LINDBERG waiver sent on 8/30/2022, answer due 10/31/2022. (WISNIEWSKI, KEVIN)
September 7, 2022 Filing 4 WAIVER OF SERVICE of SUMMONS by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (WISNIEWSKI, KEVIN)
September 1, 2022 Filing 3 Notice of Right to Consent. Counsel shall serve the attached form on all parties. (Attachments: #1 Consent Form) (Carter, Alexus)
September 1, 2022 Filing 2 Summons Issued as to All Defendants. (Attachments: #1 Summons - CHRISTOPHER HERWIG, #2 Summons - STANDARD ADVISORY SERVICES LIMITED) (Carter, Alexus)
September 1, 2022 Case ASSIGNED to JUDGE CATHERINE C. EAGLES and MAG/JUDGE JOI ELIZABETH PEAKE. (Carter, Alexus)
August 30, 2022 Filing 1 COMPLAINT with JURY TRIAL DEMANDED against CHRISTOPHER HERWIG, GREGORY E LINDBERG, STANDARD ADVISORY SERVICES LIMITED, filed by UNITED STATES SECURITIES AND EXCHANGE COMMISSION.(QUALLS, ALYSSA) Modified on 8/31/2022 to include complete title of document. (Carter, Alexus).

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Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Represented By: ALYSSA QUALLS
Represented By: KEVIN WISNIEWSKI
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Defendant: GREGORY E LINDBERG
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Defendant: CHRISTOPHER HERWIG
Represented By: CLAIRE J. RAUSCHER
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Defendant: STANDARD ADVISORY SERVICES LIMITED
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