Frank et al. v. Bockenstette et al
Petitioner: Wells Fargo Advisors, LLC, Steven Louis Frank, Michael A. Curley and Andrew J. Moro
Respondent: Mark Bockenstette and Mary Kay Bockenstette
Case Number: 1:2012cv00812
Filed: October 19, 2012
Court: US District Court for the Southern District of Ohio
Office: Cincinnati Office
County: XX US, Outside State
Presiding Judge: Sandra S Beckwith
Presiding Judge: Stephanie K. Bowman
Nature of Suit: Other Statutory Actions
Cause of Action: 09 U.S.C. ยง 1 U.S. Arbitration Act
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
March 6, 2013 Opinion or Order Filing 8 ORDER adopting Report and Recommendation re 7 Petitioners motion for an order confirming the stipulated award of the Arbitration Panel is GRANTED. The Stipulated FINRA Arbitration Award is CONFIRMED and all references to the underlying arbitration proceedings be EXPUNGED from the petitioners registration records, as maintained by the Central Registration Depository. Signed by Judge Sandra S Beckwith on 3/6/13. (mb)
October 25, 2012 Opinion or Order Filing 4 ORDER granting 3 Motion for service of process by US Marshal. Signed by Magistrate Judge Stephanie K. Bowman on 10/25/12. (jl1)
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Petitioner: Wells Fargo Advisors, LLC
Represented By: Richard Stuart Wayne
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Petitioner: Steven Louis Frank
Represented By: Richard Stuart Wayne
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Petitioner: Michael A. Curley
Represented By: Richard Stuart Wayne
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Petitioner: Andrew J. Moro
Represented By: Richard Stuart Wayne
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Respondent: Mark Bockenstette
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Respondent: Mary Kay Bockenstette
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