SEC v. Thorn, et al
| Securities and Exchange Commission |
| Global Investors Group LLC, First Financial Ventures LLC, Second Financial Ventures LLC, Third Financial Ventures LLC, Frederick D Harris, International Trading Partners, LTD, Roger Weizenegger, Maconell SA, RLS International Investors, LLC, Durietha Dziorney, Blue Chip Investments LLC, Leon Heard, Alice's International Spa and Salon, Option One Mortgage Corporation and Frau-Erika Obrist |
| Carl E Jackson, Redmill Holdings LLC, Kimberly A Hockenhull Edwards, Clyde Hovick, Richard Hovick, Albert Obrist, C William Brownfield and Frau-Erika Obrist |
| O'Grady |
| Frederick D Harris |
| Securities and Exchange Commission |
| Frederick D Harris |
| Bank One, Marc Hedlt, Keybank National Association, U S Bank NA, Merrill Lynch Co Inc and Securities and Exchange Commission |
| Gloria F. Noland, Linda Kerr, Matt Abboushi, Dean R. Helberg, Michael E. Malizia, Randy Moore, Brenda Moore, John L Wagg, Kent S. Beilharz, The Patriot Foundation, Audrey J Dussard, Charlie Roscoe and First Choice Rehab |
| Charles F Freiburger, IV |
| 2:2001cv00290 |
| March 19, 2010 |
| US District Court for the Southern District of Ohio |
| Columbus Office |
| Mark R. Abel |
| Edmund A Sargus |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
1017
OPINION AND ORDER denying 1014 Defendant Dziorney's Motion to Vacate or Set Aside Disgorgement Judgment. Signed by Judge Edmund A Sargus on 10/05/2011. (dh1)
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Filing
1012
ORDER granting 1011 Motion of Plaintiff Securities and Exchange Commission for an Order Concluding Receivership and Transferring Remaining Receivership Funds. Signed by Judge Edmund A Sargus on 05/24/2010. (dh)
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Filing
1010
ORDER denying as moot 876 the motion filed by Frederick D. Harris on 04/23/07. Signed by Judge Edmund A Sargus on 03/19/2010. (dh)
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Filing
1007
ORDER accepting the Final Report of Receiver 1003 and ordering the Receiver to make disbursements in accordance with the Final Report. The Court further grants 1002 the parties joint motion and vacates the judgment entered against Relief Defendants on October 14, 2003. Signed by Judge Edmund A Sargus on 12/10/09. (dh)
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Filing
1006
ORDER granting 1005 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Judge Edmund A Sargus on 11/03/09. (dh)
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Filing
1004
ORDER directing that any objections to the Final Report of the Receiver 1003 be filed on or before 11/30/09, or the Court will direct the Receiver to disburse the funds in accordance with the Final Report. Signed by Judge Edmund A Sargus on 10/27/09. (dh)
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Filing
1001
ORDER granting 1000 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Judge Edmund A Sargus on 09/29/09. (dh)
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Filing
992
ORDER granting 991 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Judge Edmund A Sargus on 08/04/09. (dh)
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Filing
990
ORDER granting 989 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Judge Edmund A Sargus on 07/09/09. (dh)
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Filing
983
ORDER granting 982 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Judge Edmund A Sargus on 06/15/09. (dh)
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Filing
981
ORDER granting 979 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Judge Edmund A Sargus on 05/28/09. (dh) Modified on 5/29/2009 to correct docket-number order (aq1).
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Filing
976
ORDER granting 975 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Judge Edmund A Sargus on 03/31/09. (dh)
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Filing
970
ORDER granting 969 Motion of Receiver, Michael P. O'Grady, for Approval of Expenses and Attorney Fees. Signed by Edmund A Sargus on 01/22/09. (dh)
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Filing
968
ORDER denying as moot 964 Motion to Intervene of Charlie Roscoe and First Choice Rehab. Signed by Edmund A Sargus on 01/08/09. (dh)
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