Charvat v. National Holdings Corporation
Plaintiff: Philip J. Charvat
Defendant: National Holdings Corporation, Shampan Lamport, LLC and National Holdings Corporation doing business as National Securities
Case Number: 2:2014cv02205
Filed: November 11, 2014
Court: US District Court for the Southern District of Ohio
Office: Columbus Office
County: FRANKLIN
Presiding Judge: Elizabeth Preston Deavers
Referring Judge: Gregory L Frost
2 Judge: George C Smith
Nature of Suit: Other Statutory Actions
Cause of Action: 28 U.S.C. § 1331
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on October 16, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 16, 2019 Opinion or Order Filing 98 JUDGMENT pursuant to the Order signed by Judge George C. Smith on 10/16/19. (sem)
October 16, 2019 Opinion or Order Filing 97 ORDER ADOPTING and AFFIRMING the REPORT AND RECOMMENDATION in that the Clerk shall enter final judgment in accordance with the terms set forth in detail in the Report and Recommendation. Signed by Judge George C. Smith on 10/16/19. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (sem)
October 11, 2019 Filing 96 NOTICE by Defendant National Holdings Corporation re (95 in 2:14-cv-02205-GCS-EPD, 75 in 2:16-cv-00120-GCS-EPD) REPORT AND RECOMMENDATIONS re (93 in 2:14-cv-02205-GCS-EPD, 73 in 2:16-cv-00120-GCS-EPD) Unopposed MOTION for Settlement and Final Approval of Class Action Settlement filed by Philip J. Charvat Defendants National Holdings Corporation's and Shampan Lamport, LLC's Notice of Non-Objection to Report and Recommendation Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (McClellan, Rand)
September 30, 2019 Filing 95 REPORT AND RECOMMENDATION: It is RECOMMENDED that the Settlement and the findings re ( #93 in 2:14-cv-02205-GCS-EPD, #73 in 2:16-cv-00120-GCS-EPD) Unopposed MOTION for Settlement and Final Approval of Class Action Settlement filed by Philip J. Charvat, be APPROVED. Objections to R&R due by 10/15/2019. Signed by Magistrate Judge Elizabeth Preston Deavers on September 30, 2019. (jlk)
September 30, 2019 Filing 94 Minute Entry for proceedings held before Magistrate Judge Elizabeth Preston Deavers: Final Settlement Approval Hearing held on 9/25/2019. (Court Reporter: Shawna Evans) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (sln)
September 13, 2019 Filing 93 Unopposed MOTION for Settlement and Final Approval of Class Action Settlement ( Responses due by 10/4/2019) by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Exhibit 1 - Proposed Order, #2 Exhibit 2 - Declaration of Brian K. Murphy, #3 Exhibit 3 - Declaration of Edward A. Broderick, #4 Exhibit 4 - Declaration of Matthew P. McCue) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
September 10, 2019 Minute Entry for proceedings held before Magistrate Judge Elizabeth Preston Deavers: Status Conference held on 9/10/2019. (sln)
August 27, 2019 Filing 92 NOTICE of Hearing: Status Conference set for 9/10/2019 02:00 PM in Teleconference before Magistrate Judge Elizabeth Preston Deavers. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (sln)
August 19, 2019 Filing 91 Final Settlement Approval Hearing set for 9/25/2019 02:00 PM in Courtroom 220 - Columbus before Magistrate Judge Elizabeth Preston Deavers.Signed by Judge George C. Smith on 08/19/2019. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (mdr) (mdr).
June 24, 2019 Filing 90 MOTION for Attorney Fees , Expenses, and Class Representative Award ( Responses due by 7/15/2019) by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Exhibit 1 - Declaration of Brian K. Murphy) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
May 24, 2019 Opinion or Order Filing 89 PRELIMINARY APPROVAL ORDER: Final Approval Hearing set for 9/25/2019 02:00 PM in Courtroom 4 - Columbus before Judge George C. Smith. Signed by Judge George C. Smith on 5/23/19. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (sem)
May 15, 2019 Filing 88 Unopposed MOTION for Preliminary Approval of Class Action Settlement ( Responses due by 6/5/2019) by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Exhibit 1 - Settlement Agreement, #2 Exhibit 2 - Proposed Preliminary Approval Order, #3 Exhibit 3 - Declaration of Brian Murphy, #4 Exhibit 4 - Declaration of Edward Broderick, #5 Exhibit 5 - Declaration of Matthew McCue) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
May 2, 2019 Opinion or Order Filing 87 STATUS REPORT ORDER: The parties are ORDERED to file a JOINT STATUS REPORT outlining the status, but not the substance, of settlement on or before MAY 17, 2019 unless the proposed settlement agreement and motion for preliminary approval have been filed in the interim. Status Report due by 5/17/2019. Signed by Magistrate Judge Elizabeth Preston Deavers on May 2, 2019. (jlk)
May 2, 2019 Filing 86 STATUS REPORT Joint Status Report by Plaintiffs Philip J. Charvat, Philip J. Charvat. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
April 26, 2019 Opinion or Order Filing 85 NOTATION ORDER granting (84) in case 2:14-cv-02205-GCS-EPD & (64) in case 2:16-cv-00120-GCS-EPD, Motion for Leave to Appear Pro Hac Vice of Matthew P. McCue. Signed by Magistrate Judge Elizabeth Preston Deavers on 4/26/2019. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (er) Modified text on 4/26/2019 (er).
April 23, 2019 Filing 84 MOTION for Leave to Appear Pro Hac Vice (Filing fee of $200 paid, receipt number 0648-6894057) of Matthew P. McCue( Responses due by 5/14/2019) by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Certificate of Good Standing) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
April 2, 2019 Opinion or Order Filing 83 STATUS REPORT ORDER: The parties are ORDERED to file a JOINT STATUS REPORT outlining the status, but not the substance, of settlement on or before MAY 1, 2019 unless a settlement agreement and motion for preliminary approval have been filed in the interim. Signed by Magistrate Judge Elizabeth Preston Deavers on April 2, 2019. (jlk)
April 1, 2019 Filing 82 STATUS REPORT Joint Status Report by Defendant National Holdings Corporation. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (McClellan, Rand)
March 12, 2019 Filing 81 NOTICE by Plaintiffs Philip J. Charvat, Philip J. Charvat of Withdrawal of Co-Counsel Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
March 11, 2019 Opinion or Order Filing 80 ORDER denying #79 Motion to Withdraw as Attorney. Counsel is DIRECTED to re-file the Motion in compliance with Local Rule 83.4 within 7 DAYS if he still wishes to withdraw as co-counsel. Signed by Magistrate Judge Elizabeth Preston Deavers on March 11, 2019. (jlk)
March 8, 2019 Filing 79 MOTION to Withdraw as Attorney ( Responses due by 3/29/2019) by Plaintiffs Philip J. Charvat, Philip J. Charvat. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Paronich, Anthony)
March 5, 2019 Opinion or Order Filing 78 ORDER denying without prejudice #67 Motion to Compel. The parties are ORDERED to file a JOINT STATUS REPORT outlining the status, but not the substance, of settlement on or before APRIL 1, 2019 unless a settlement agreement a motion for preliminary approval has been filed in the interim. Signed by Magistrate Judge Elizabeth Preston Deavers on March 5, 2019. (jlk)
March 5, 2019 Set/Reset Deadlines: Status Report due by 4/1/2019. (jlk)
March 4, 2019 Filing 77 STATUS REPORT Joint Status Report by Defendant National Holdings Corporation. (McClellan, Rand)
February 4, 2019 Opinion or Order Filing 76 ORDER- Status Report due by 3/4/2019 unless a settlement agreement and motion for preliminary approval have been filed in the interim. Signed by Magistrate Judge Elizabeth Preston Deavers on 2/4/2019. (sln)
February 1, 2019 Filing 75 STATUS REPORT [Joint Status Report] by Defendant National Holdings Corporation. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (McClellan, Rand)
December 26, 2018 Opinion or Order Filing 74 ORDER: The parties are ORDERED to file a status report regarding the status,but not the substance, of the settlement negotiations by 2/1/2019 unless anappropriate motion for preliminary approval of the class action settlement has been filed by that date. Signed by Magistrate Judge Elizabeth Preston Deavers on 12/26/2018. (er)
December 22, 2018 Filing 73 STATUS REPORT Joint Status Report as to Settlement by Plaintiffs Philip J. Charvat, Philip J. Charvat. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Paronich, Anthony)
December 13, 2018 Opinion or Order Filing 72 STATUS REPORT ORDER: Status Report due by 12/27/2018. Signed by Magistrate Judge Elizabeth Preston Deavers on December 13, 2018. (jlk)
November 8, 2018 Per email from counsel: The parties do not want to set Charvat v. National Holdings Corp., et al., Case No. 2:14-cv-02205, for Settlement Week. The parties also do not wish to continue the case to another Settlement Week. (sln)
November 2, 2018 Opinion or Order Filing 71 ORDER - Counsel to email the undersigned's Courtroom Deputy, Sherry Nichols, at Sherry_Nichols@ohsd.uscourts.gov by November 9, 2018 to advise her if this case should not be set for the December 2018 Settlement Week. Signed by Magistrate Judge Elizabeth Preston Deavers on 11/2/2018. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (sln)
October 25, 2018 Opinion or Order Filing 70 OPINION AN D ORDER: Dft's Objection to the Mag. Judge Opinion and Order are OVERRULED; the Mag. Judge 7/26/18 Opinion and Order is hereby ADOPTED AND AFFIRMED; document #64 is removed from the pending motions list. Signed by Judge George C. Smith on 10/25/18. (sh)
October 16, 2018 Filing 69 REPLY to Response to Motion re (67 in 2:14-cv-02205-GCS-EPD, 46 in 2:16-cv-00120-GCS-EPD) MOTION to Compel and Memorandum in Support filed by Defendant National Holdings Corporation. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (McClellan, Rand)
October 2, 2018 Filing 68 RESPONSE in Opposition re (46 in 2:16-cv-00120-GCS-EPD) MOTION to Compel and Memorandum in Support filed by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Exhibit 1 - Charvat Declaration, #2 Exhibit 2 - National Holdings' Third Set of Discovery Requests, #3 Exhibit 3 - Travel Services Order, #4 Exhibit 4 - Responses to Third Set of Discovery Requests) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
September 11, 2018 Filing 67 MOTION to Compel and Memorandum in Support ( Responses due by 10/2/2018) by Defendant National Holdings Corporation. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (McClellan, Rand)
August 23, 2018 Filing 66 Response re (64 in 2:14-cv-02205-GCS-EPD, 43 in 2:16-cv-00120-GCS-EPD) MOTION (Objection) by Plaintiffs Philip J. Charvat, Philip J. Charvat. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
August 17, 2018 Filing 65 NOTICE of Appearance by Douglas A. Vonderhaar for Defendant National Holdings Corporation Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Vonderhaar, Douglas)
August 9, 2018 Filing 64 Objection to Order on Motion for Leave to File Amended Answer by Defendant National Holdings Corporation. (Attachments: #1 Exhibit Magistrate's Order ) Associated Cases: 2:14-cv-02205-GCS-EPD #63 , 2:16-cv-00120-GCS-EPD #48 (McClellan, Rand)
July 26, 2018 Opinion or Order Filing 63 ORDER denying #56 Motion for Leave to Amend Answer. Signed by Magistrate Judge Elizabeth Preston Deavers on July 26, 2018. (jlk)
June 15, 2018 Opinion or Order Filing 62 ORDER granting (61) Motion extend deadlines in case 2:14-cv-02205-GCS-EPD; granting (41) Motion extend deadlines in case 2:16-cv-00120-GCS-EPD. Expert Disclosure Deadline 7/23/2018, Responsive Expert Disclosure Deadline 9/20/2018, Fact Discovery Deadline 11/19/2018, Motion to Certify Class 12/10/2018, Defendants' Memorandum in Opposition to Motion to Certify Class 2/11/2019. The deadline for filing dispositive motions, set for 60 days after the Court's ruling on Plaintiff's Motion to Certify, remains unchanged. Signed by Magistrate Judge Elizabeth Preston Deavers on June 15, 2018. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (jlk)
June 15, 2018 Set/Reset Deadlines: Discovery due by 11/19/2018. Expert Witness List due by 7/23/2018. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (jlk)
June 14, 2018 Filing 61 Joint MOTION to Extend Deadlines ( Responses due by 7/5/2018) by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Text of Proposed Order) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
May 23, 2018 Filing 60 REPLY to Response to Motion re ( #36 in 2:16-cv-00120-GCS-EPD, 56 in 2:14-cv-02205-GCS-EPD) MOTION for Leave to File Amended Answer filed by Defendant National Holdings Corporation. (Attachments: #1 Exhibit Exhibit 1) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (McClellan, Rand)
May 9, 2018 Filing 59 RESPONSE in Opposition re (56 in 2:14-cv-02205-GCS-EPD, 36 in 2:16-cv-00120-GCS-EPD) MOTION for Leave to File Amended Answer filed by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Exhibit 1 - Discovery Requests, #2 Exhibit 2 - Rule 68 Offer of Judgment, #3 Exhibit 3 - Supplemental Discovery Responses, #4 Exhibit 4 - Subpoenas) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
April 27, 2018 Filing 58 NOTICE of Hearing: Status Conference set for 5/11/2018 11:00 AM in Teleconference before Magistrate Judge Elizabeth Preston Deavers. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (sln)
April 27, 2018 Minute Entry for proceedings held before Magistrate Judge Elizabeth Preston Deavers: Status Conference held on 4/27/2018. Parties are DIRECTED to continue to confer regarding corporate structures and which entities control/possess the requested discovery. (sln)
April 20, 2018 Filing 57 NOTICE of Hearing: Status Conference set for 4/27/2018 11:30 AM in Teleconference before Magistrate Judge Elizabeth Preston Deavers. Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (sln)
April 18, 2018 Filing 56 MOTION for Leave to File Amended Answer ( Responses due by 5/9/2018) by Defendant National Holdings Corporation. (Attachments: #1 Exhibit Exhibit A - Amended Answer, #2 Exhibit Exhibit B - Proposed Order) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (McClellan, Rand)
March 27, 2018 Opinion or Order Filing 55 ORDER Granting (54) Motion for Extension of Time to Extend Deadlines in case 2:14-cv-02205-GCS-EPD; Granting (34) Motion for Extension of Time to Extend Deadlines in case 2:16-cv-00120-GCS-EPD. Signed by Magistrate Judge Elizabeth Preston Deavers on 3/27/2018. (sln)
March 27, 2018 Reset Deadlines: Primary Expert due by 6/21/2018. Rebuttal Expert due by 8/21/2018. Fact Discovery due by 10/18/2018. Dispositive motions due by 11/8/2018. Motion to Certify Class due by 11/8/2018. Dfts' Memo in Opp to Motion to Certify Class due by 1/10/2109. Dispositive Motions Deadline extended until 60 days after Court's ruling on Plt's Motion to Certify. (sln)
March 23, 2018 Filing 54 Joint MOTION for Extension of Time New date requested 6/21/2018. Joint Motion to Extend Deadlines by Plaintiffs Philip J. Charvat, Philip J. Charvat. (Attachments: #1 Text of Proposed Order Proposed Order Granting Joint Motion to Extend Deadlines) Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Murphy, Brian)
December 4, 2017 Filing 53 NOTICE of Substitution of Counsel - Rand L McClellan substituting for Joseph E. Ezzie as to Defendant National Holdings Corporation. (McClellan, Rand)
December 4, 2017 Filing 52 ANSWER to #50 Amended Complaint filed by National Holdings Corporation. (McClellan, Rand)
November 29, 2017 Filing 51 NOTICE of Appearance by Jonathan P. Misny for Plaintiffs Philip J. Charvat, Philip J. Charvat Associated Cases: 2:14-cv-02205-GCS-EPD, 2:16-cv-00120-GCS-EPD (Misny, Jonathan)
November 20, 2017 Filing 50 AMENDED COMPLAINT Consolidated Class Action Complaint against National Holdings Corporation, Shampan Lamport, LLC, filed by Philip J. Charvat. (Paronich, Anthony)
November 8, 2017 Opinion or Order Filing 49 PRELIMINARY PRETRIAL ORDER: This case is referred to the December, 2018 SETTLEMENT WEEK. Class Certification Motion due by 7/27/2018; Memorandum in Opposition due 9/27/2018. Joinder of Parties due by 1/18/2017. Motions to Amend due by 1/18/2017. Primary Expert due by 3/23/2018. Rebuttal Expert due by 5/23/2018. The discovery stay has been lifted and discovery is due by 7/20/2018. Dispositive motions due by 7/27/2018. Signed by Magistrate Judge Elizabeth Preston Deavers on 11/8/2017. (jlk)
November 2, 2017 Minute Entry for proceedings held before Magistrate Judge Elizabeth Preston Deavers: Preliminary Pretrial Conference held on 11/2/2017. (sln)
October 26, 2017 Filing 48 RULE 26(f) REPORT by Plaintiffs Philip J. Charvat, Philip J. Charvat. Associated Cases: 2:16-cv-00120-GCS-EPD, 2:14-cv-02205-GCS-EPD (Murphy, Brian)
September 27, 2017 Filing 47 NOTICE of Hearing: Preliminary Pretrial Conference set for 11/2/2017 11:30 AM in Chambers before Magistrate Judge Elizabeth Preston Deavers. (sln)
September 21, 2017 Filing 46 STATUS REPORT by Plaintiff Philip J. Charvat. (Murphy, Brian)
September 21, 2017 Filing 45 NOTICE of Appearance by James B Hadden for Plaintiff Philip J. Charvat (Hadden, James)
September 7, 2017 Opinion or Order Filing 44 ORDER - The parties are therefore DIRECTED to file a written REPORT detailing the status of these cases WITHIN FOURTEEN (14) DAYS of the date of this Order. Status Report due by 9/21/2017. Signed by Magistrate Judge Elizabeth Preston Deavers on September 7, 2017. (jlk)
November 3, 2016 Opinion or Order Filing 43 ORDER of USCA: The petition for permission to appeal is DENIED. No Mandate to issue. (er)
August 10, 2016 Opinion or Order Filing 42 ORDER of USCA restoring the matter to the court's active docket and granting the petitioner 30 days in which to file a supplemental petition as indicated in this court's order of August 12, 2015. (sct)
May 2, 2016 Opinion or Order Filing 41 ORDER REASSIGNING CASE. Case reassigned to Judge George C. Smith for all further proceedings. Judge Gregory L. Frost no longer assigned to case. Signed by Chief Judge Edmund A. Sargus on 4/29/2016. (agm)(This document has been sent by regular mail to the party(ies) listed in the NEF that did not receive electronic notification.)
April 22, 2016 Filing 40 NOTICE of Change of Address by Anthony Paronich (Paronich, Anthony)
July 30, 2015 Opinion or Order Filing 39 PROTECTIVE ORDER. Signed by Magistrate Judge Elizabeth Preston Deavers on 7/30/2015. (sln)
July 20, 2015 Opinion or Order Filing 38 OPINION AND ORDER granting #35 Motion to Reopen Case to Allow Limited Discovery. Signed by Judge Gregory L. Frost on 7/20/2015. (kk)
July 16, 2015 Filing 37 RESPONSE in Opposition re #35 MOTION to Reopen Case to Reopen Administratively Closed File MOTION for Discovery to Allow Limited Discovery to Preserve Evidence in Possession of Third Parties filed by Defendant National Holdings Corporation. (Attachments: #1 Exhibit A - 03.26.15 Email Correspondence Regarding Discovery Responses, #2 Exhibit B - 05.21.15 Email Regarding Campbell-Ewald) (McClellan, Rand)
July 10, 2015 Opinion or Order Filing 36 ORDER - scheduling expedited briefing schedule re #35 Motion to Reopen Case, Motion for Discovery, filed by Philip J. Charvat, Non oral hearing is set for 7/17/2015 08:00 AM before Judge Gregory L. Frost. Signed by Judge Gregory L. Frost on 7/10/15. (kn)
July 10, 2015 Set/Reset Deadlines as to #35 MOTION to Reopen Case to Reopen Administratively Closed File MOTION for Discovery to Allow Limited Discovery to Preserve Evidence in Possession of Third Parties - Responses due by 7/16/2015 (kk)
July 9, 2015 Filing 35 MOTION to Reopen Case to Reopen Administratively Closed File, MOTION for Discovery to Allow Limited Discovery to Preserve Evidence in Possession of Third Parties by Plaintiff Philip J. Charvat. (Attachments: #1 Exhibit 1, #2 Exhibit 2) (Murphy, Brian)
June 5, 2015 Opinion or Order Filing 34 ORDER ADMINISTRATIVELY CLOSING CASE. Signed by Judge Gregory L. Frost on 6/5/15. (kn)
June 5, 2015 Filing 33 NOTICE by Defendant National Holdings Corporation of Filing Petition for Permission to Appeal (McClellan, Rand)
June 5, 2015 USCA Case Number 15-303 re Petition for Leave to Appeal. Case Manager - Louise Schwarber. (sct)
May 26, 2015 Opinion or Order Filing 32 ORDER denying #19 Motion to Dismiss for Lack of Jurisdiction. Signed by Judge Gregory L. Frost on 5/26/15. (kn)
May 21, 2015 Filing 31 NOTICE by Defendant National Holdings Corporation of Campbell-Ewald Co. v. Gomez (Attachments: #1 Exhibit A - Campbell-Ewald Co. v. Gomez Questions Presented) (McClellan, Rand)
April 13, 2015 Filing 30 REPLY to Response to Motion re #19 MOTION to Dismiss for Lack of Jurisdiction filed by Defendant National Holdings Corporation. (McClellan, Rand)
April 2, 2015 Filing 29 SECOND AMENDED ANSWER to #1 Complaint. Filed by National Holdings Corporation. (sln1)
April 2, 2015 Opinion or Order Filing 28 ORDER Granting #27 Dft's Motion for Leave to File an Amended Answer. Signed by Magistrate Judge Elizabeth Preston Deavers on 4/2/2015. (sln1)
April 1, 2015 Filing 27 Unopposed MOTION for Leave to File Second Amended Answer by Defendant National Holdings Corporation. (Attachments: #1 Exhibit A - Second Amended Answer of Defendant National Holdings Corporation, #2 Text of Proposed Order) (McClellan, Rand)
April 1, 2015 Opinion or Order Filing 26 ORDER - vacating its January 29, 2015 Order #13 and stays all discovery in this matter including discovery related to pending motion for class certification until ruling on pending Motion to Dismiss #19 . Signed by Judge Gregory L. Frost on 4/1/15. (kn)
April 1, 2015 Minute Entry (for statistical purposes only) for proceedings held before Judge Gregory L. Frost: Telephone Conference held on 4/1/2015. (kn)
March 30, 2015 Filing 25 NOTICE of Hearing:Telephone Status Conference set for 4/1/2015 09:00 AM before Judge Gregory L. Frost. Parties have been previously provided with conference information via email (kn)
March 27, 2015 Filing 24 RESPONSE in Opposition re #19 MOTION to Dismiss for Lack of Jurisdiction filed by Plaintiff Philip J. Charvat. (Murphy, Brian)
March 24, 2015 Filing 23 NOTICE: Parties are notified the following proceeding is eligible for video recording: #22 Notice of Hearing on August 22, 2016. Signed by Judge Gregory L. Frost on 3/24/15. (Attachments: #1 Supplement Form E-1, #2 Supplement Form F) (kn)
March 24, 2015 Filing 22 NOTICE OF FINAL PRETRIAL AND TRIAL (kn)
March 24, 2015 Opinion or Order Filing 21 SCHEDULING ORDER: Final Pretrial Conference set for 7/19/2016 12:00 PM in Chambers before Judge Gregory L. Frost. Jury Trial set for 8/22/2016 09:00 AM in Courtroom 5 - Columbus before Judge Gregory L. Frost. Discovery due by 12/22/2015. Motions due by 2/16/2016. Non oral hearing on dispositive motions is set for 4/15/16. Signed by Judge Gregory L. Frost on 3/24/15. (kn)
March 24, 2015 Opinion or Order Filing 20 ORDER - re #19 Motion to Dismiss/Lack of Jurisdiction, filed by National Holdings Corporation Non oral hearing set for 5/11/2015 08:00 AM before Judge Gregory L. Frost. Signed by Judge Gregory L. Frost on 3/24/15. (kn)
March 23, 2015 Filing 19 MOTION to Dismiss for Lack of Jurisdiction by Defendant National Holdings Corporation. Responses due by 4/16/2015 (Attachments: #1 Exhibit A (Decl. of Rand L. McClellan), #2 Exhibit B (Rule 68 Offer), #3 Exhibit C (Rule 68 Rejection Ltr.), #4 Exhibit D (Proposed Stipulation) (McClellan, Rand)
March 23, 2015 Opinion or Order Filing 18 PRELIMINARY PRETRIAL ORDER: This case is referred to the 3/2016 SETTLEMENT WEEK. Motions or stipulations addressing the parties or pleadings, if any, due by 4/1/2015. Primary Expert due by 8/1/2015. Rebuttal Expert due by 10/1/2015. Discovery due by 12/22/2015. Dispositive motions due by 2/16/2016. Final Pretrial Conference ready by 8/2016. Signed by Magistrate Judge Elizabeth Preston Deavers on 3/23/2015. (sln1)
March 20, 2015 Opinion or Order Filing 17 ORDER granting #15 Motion for Leave to Appear Pro Hac Vice of Edward A. Broderick ; granting #16 Motion for Leave to Appear Pro Hac Vice of Anthony Paronich. Signed by Magistrate Judge Elizabeth Preston Deavers on 3/20/2015. (mas1)
March 19, 2015 Filing 16 MOTION for Leave to Appear Pro Hac Vice of Anthony Paronich (Filing fee $ 200, receipt number 0648-4975102) by Plaintiff Philip J. Charvat. (Attachments: #1 Certificate of Good Standing) (Murphy, Brian)
March 19, 2015 Filing 15 MOTION for Leave to Appear Pro Hac Vice of Edward A. Broderick (Filing fee $ 200, receipt number 0648-4975081) by Plaintiff Philip J. Charvat. (Attachments: #1 Certificate of Good Standing) (Murphy, Brian)
March 18, 2015 Minute Entry for proceedings held before Magistrate Judge Elizabeth Preston Deavers: Preliminary Pretrial Conference held on 3/18/2015. (sln1)
March 9, 2015 NOTICE of Change in Hearing: Preliminary Pretrial Conference reset to 3/18/2015 10:00 AM in Chambers before Magistrate Judge Elizabeth Preston Deavers. (Previously set for 3/10/2015.) (sln1)
March 3, 2015 Filing 14 RULE 26(f) REPORT of Parties by Plaintiff Philip J. Charvat. (Murphy, Brian)
January 30, 2015 Set/Reset Deadlines as to #2 MOTION to Certify Class - Responses due by 5/26/2015 & Replies due by 6/12/2015 (kk2)
January 29, 2015 Opinion or Order Filing 13 ORDER - Discovery due by 4/29/2015; re #2 Motion to Certify Class filed by Philip J. Charvat Non oral hearing set for 6/15/2015 08:00 AM before Judge Gregory L. Frost. Signed by Judge Gregory L. Frost on 1/29/15. (kn)
January 13, 2015 Filing 12 AMENDED ANSWER to Plaintiff's Complaint by Defendant National Holdings Corporation. (McClellan, Rand)
January 2, 2015 Filing 11 NOTICE of Hearing: Preliminary Pretrial Conference set for 3/10/2015 10:00 AM in Chambers before Magistrate Judge Elizabeth Preston Deavers. (sln1)
December 30, 2014 Filing 10 ANSWER to #1 Complaint filed by National Holdings Corporation. (Ezzie, Joseph)
December 8, 2014 Filing 9 AFFIDAVIT of Service for Summons, Class Action Complaint, and Motion for Class Certification served on Defendant National Holdings Corporation on 11/18/2014, filed by Plaintiff Philip J. Charvat. (Murphy, Brian)
December 8, 2014 Reset Deadlines: National Holdings Corporation answer due by 12/30/2014. (sln1)
December 5, 2014 Filing 8 STIPULATION Extension of Time to Move or Plead by Defendant National Holdings Corporation. (Ezzie, Joseph)
December 5, 2014 Filing 7 Corporate Disclosure Statement by Defendant National Holdings Corporation. (Ezzie, Joseph)
December 5, 2014 Filing 6 NOTICE of Appearance by Andrew Evan Samuels for Defendant National Holdings Corporation (Samuels, Andrew)
December 5, 2014 Filing 5 NOTICE of Appearance by Rand L McClellan for Defendant National Holdings Corporation (McClellan, Rand)
December 5, 2014 Filing 4 NOTICE of Appearance by Joseph Edward Ezzie for Defendant National Holdings Corporation (Ezzie, Joseph)
November 12, 2014 Filing 3 Summons Issued as to National Holdings Corporation (kk2)
November 11, 2014 Filing 2 MOTION to Certify Class and to Stay Briefing Pending Completion of Discovery by Plaintiff Philip J. Charvat. Responses due by 12/5/2014 (Murphy, Brian)
November 11, 2014 Filing 1 COMPLAINT with JURY DEMAND against National Holdings Corporation ( Filing fee $ 400 paid - receipt number: 0648-4806993), filed by Philip J. Charvat. (Attachments: #1 Civil Cover Sheet, #2 Summons Form) (Murphy, Brian)

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Search for this case: Charvat v. National Holdings Corporation
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Plaintiff: Philip J. Charvat
Represented By: Jennifer A Hemenway
Represented By: Geoffrey J Moul
Represented By: Joseph F Murray
Represented By: James B Hadden
Represented By: Brian K Murphy
Represented By: Matthew P McCue
Represented By: Jonathan P. Misny
Represented By: Anthony Paronich
Represented By: Edward A Broderick
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Defendant: National Holdings Corporation
Represented By: Joseph Edward Ezzie
Represented By: Douglas A. Vonderhaar
Represented By: Rand L McClellan
Represented By: Andrew Evan Samuels
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Defendant: Shampan Lamport, LLC
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Defendant: National Holdings Corporation doing business as National Securities
Represented By: Joseph Edward Ezzie
Represented By: Douglas A. Vonderhaar
Represented By: Rand L McClellan
Represented By: Andrew Evan Samuels
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