UBS Financial Services Inc. v. Platte et al
Plaintiff: UBS Financial Services Inc.
Defendant: Lance White, Michael Platte and Matthew Penrod
Case Number: 2:2019cv04550
Filed: October 11, 2019
Court: US District Court for the Southern District of Ohio
Presiding Judge: Elizabeth Preston Deavers
Referring Judge: James L Graham
Nature of Suit: Contract: Other
Cause of Action: 28:1332
Jury Demanded By: None
Docket Report

This docket was last retrieved on October 11, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 11, 2019 Filing 3 MOTION to Expedite Discovery and for a Preliminary Conference by Plaintiff UBS Financial Services Inc.. (Attachments: #1 Declaration of Erik Puffenberger) (Hiller, Jeffrey)
October 11, 2019 Filing 2 Corporate Disclosure Statement by Plaintiffs UBS Financial Services Inc., UBS Americas Inc., UBS Americas Holding LLC, UBS AG, UBS Group AG identifying Corporate Parent UBS AG, Corporate Parent UBS Americas Inc., Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Group AG for UBS Financial Services Inc... (Hiller, Jeffrey)
October 11, 2019 Filing 1 COMPLAINT for Injunctive Relief against All Defendants ( Filing fee $ 400 paid - receipt number: 0648-7152926), filed by UBS Financial Services Inc.. (Attachments: #1 Exhibit A - Michael Platte Confidentiality Agreement, #2 Exhibit B - Matthew Penrod Confidentiality Agreement, #3 Exhibit C - Lance White Confidentiality Agreement, #4 Exhibit D - Michael Platte Branch Office Manager Agreement, #5 Exhibit E - Lance White Deferred Cash Award Agreement, #6 Exhibit F - Matthew Penrod Deferred Cash Award Agreement, #7 Exhibit G - Michael Platte Deferred Cash Award Agreement, #8 Exhibit H - Financial Advisor Team Agreement, #9 Exhibit I - Private Wealth Advisor Partnering Agreement, #10 Civil Cover Sheet) (Hiller, Jeffrey)

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Defendant: Lance White
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Defendant: Michael Platte
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Defendant: Matthew Penrod
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Plaintiff: UBS Financial Services Inc.
Represented By: Jeffrey S Hiller
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