Spicer v. Seidt et al
Plaintiff: Bryon Keith Spicer
Defendant: Andrea Seidt, Spicer Wealth Management, Financial Industry Regulatory Authority, Inc. and Commissioner, Ohio Department of Commerce
Case Number: 3:2022cv00180
Filed: July 7, 2022
Court: US District Court for the Southern District of Ohio
Presiding Judge: Thomas M Rose
Referring Judge: Peter B Silvain
Nature of Suit: Other Statutes: Arbitration
Cause of Action: 09 U.S.C. ยง 1 U.S. Arbitration Act
Jury Demanded By: None
Docket Report

This docket was last retrieved on September 1, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 1, 2022 Filing 6 MOTION to Dismiss for Lack of Jurisdiction by Defendant Commissioner, Ohio Department of Commerce. (Kohler, Chad)
August 15, 2022 Filing 5 NOTICE by Plaintiff Bryon Keith Spicer of Dismissal of Claims Against Respondent Financial Industry Regulatory Authority, Inc. (Alten, John)
August 1, 2022 Opinion or Order NOTATION ORDER granting #4 Unopposed Motion for Extension of Time. Respondent's response to Petitioner's Petition to Confirm Arbitration Award due 9/1/2022. Signed by Magistrate Judge Peter B. Silvain, Jr. on 8/1/2022. (lk)
July 29, 2022 Filing 4 First MOTION for Extension of Time New date requested 9/1/2022. by Defendant Commissioner, Ohio Department of Commerce. (Kohler, Chad)
July 29, 2022 Filing 3 NOTICE of Appearance by Chad Michael Kohler for Defendant Commissioner, Ohio Department of Commerce (Kohler, Chad)
July 8, 2022 Filing 2 Summons Issued as to Commissioner, Ohio Department of Commerce, Financial Industry Regulatory Authority, Inc., Spicer Wealth Management. (bjr)
July 7, 2022 Filing 1 COMPLAINT against Financial Industry Regulatory Authority, Inc., Andrea Seidt, Spicer Wealth Management ( Filing fee $ 402 paid - receipt number: AOHSDC-8944683), filed by Bryon Keith Spicer. (Attachments: #1 Memorandum in Support of Petition, #2 Exhibit 1 Demand for Arbitration, #3 Exhibit 2 Arbitration Submission Agreement, #4 Exhibit 3 Arbitration Award, #5 Civil Cover Sheet, #6 Summons Form to Ohio Securities Commissioner, #7 Summons Form to FINRA, #8 Summons Form to Spicer Wealth Management) (Alten, John)

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Plaintiff: Bryon Keith Spicer
Represented By: John M Alten
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Defendant: Andrea Seidt
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Defendant: Spicer Wealth Management
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Defendant: Financial Industry Regulatory Authority, Inc.
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Defendant: Commissioner, Ohio Department of Commerce
Represented By: Chad Michael Kohler
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