UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. SULLIVAN
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
| MICHAEL SULLIVAN |
| 2:2020cv01811 |
| November 20, 2020 |
| US District Court for the Western District of Pennsylvania |
| Patricia L Dodge |
| Securities/Commodities |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on December 9, 2020. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 5 JUDGMENT entered in favor of Plaintiff and against Defendant. Signed by Magistrate Judge Patricia L. Dodge on 12/9/2020. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (mqe) |
Filing 4
ORDER granting #2 Consent MOTION for Judgment by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Defendant shall pay a civil penalty in the amount of $75,470 to the Securities and Exchange Commission pursuant to Section 21A of the Exchange Act [15 U.S.C. 78u-1]. Signed by Magistrate Judge Patricia L. Dodge on 12/9/2020. (mqe) Modified text on 12/18/2020. (tt)
|
| Filing 3 Joint Consent to Proceed before US Mag. Judge by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Reilly, Matthew) |
| Filing 2 Consent MOTION for Judgment by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Consent of Defendant, #2 Proposed Order) (Reilly, Matthew) |
| Filing 1 COMPLAINT against MICHAEL SULLIVAN, filed by UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Civil Cover Sheet) (jjg) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the Pennsylvania Western District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
| Search for this case: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. SULLIVAN | |
|---|---|
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Web | [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ] |
| Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION | |
| Represented By: | Matthew Shawn Reilly |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
| Defendant: MICHAEL SULLIVAN | |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
