Roman et al v. UBS Financial Services, Inc. of Puerto Rico et al

Plaintiff: Carmelo Roman, Ricardo Roman-Rivera and SDM Holdings, Inc.
Defendant: UBS Financial Services, Inc. of Puerto Rico, UBS Trust Company of Puerto Rico, Puerto Rico Investors Tax-Free Fund IV, Inc., Puerto Rico Fixed Income Fund III, Inc., Puerto Rico Fixed Income V, Inc., Puerto Rico Investors Bond Fund I, Inc., Miguel A. Ferrer, Carlos J. Ortiz, Puerto Rico AAA Portfolio Bond Fund, Inc. and Puerto Rico AAA Portfolio Bond Fund II, Inc.
Case Number: 3:2012cv01663
Filed: August 13, 2012
Court: Puerto Rico District Court
Office: San Juan Office
County: Aguas Buenas
Presiding Judge: Francisco A. Besosa
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15:78
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed#Document Text
December 21, 2015 218 Opinion or Order of the Court ORDER denying 197 Motion to Compel. Signed by US Magistrate Judge Bruce J. McGiverin on December 21, 2015. (McGiverin, Bruce)

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Search for this case: Roman et al v. UBS Financial Services, Inc. of Puerto Rico et al
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Plaintiff: Carmelo Roman
Represented By: Joseph P. Guglielmo
Represented By: Amanda F. Lawrence
Represented By: Luis E. Minana
Represented By: David R. Scott
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Plaintiff: Ricardo Roman-Rivera
Represented By: Joseph P. Guglielmo
Represented By: Amanda F. Lawrence
Represented By: Luis E. Minana
Represented By: David R. Scott
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Plaintiff: SDM Holdings, Inc.
Represented By: Luis E. Minana
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Defendant: UBS Financial Services, Inc. of Puerto Rico
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Defendant: UBS Trust Company of Puerto Rico
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Defendant: Puerto Rico Investors Tax-Free Fund IV, Inc.
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Defendant: Puerto Rico Fixed Income Fund III, Inc.
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Defendant: Puerto Rico Fixed Income V, Inc.
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Defendant: Puerto Rico Investors Bond Fund I, Inc.
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Defendant: Miguel A. Ferrer
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Defendant: Carlos J. Ortiz
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Defendant: Puerto Rico AAA Portfolio Bond Fund, Inc.
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Defendant: Puerto Rico AAA Portfolio Bond Fund II, Inc.
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