Securities and Exchange Commission v. Bivona et al
| Securities and Exchange Commission |
| Saddle River Advisors, LLC, SRA Management Associates, LLC, Frank Gregory Mazzola and John V. Bivona |
| SRA II LLC, Clear Sailing Group IV LLC, SRA I LLC, Felix Investments, LLC, Michele J. Mazzola, Clear Sailing Group V LLC, Anne Bivona and SRA III LLC |
| Kathy Bazoian Phelps, Esq. |
| 1:2019mc00214 |
| March 6, 2019 |
| US District Court for the Western District of Texas |
| Securities/Commodities |
| 28 U.S.C. ยง 754 |
Docket Report
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This docket was last retrieved on March 6, 2019. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 1 NOTICE of Filing Filing of Receivership by Kathy Bazoian Phelps, Esq (Filing Fee $47.00 #100035332) (Attachments: #1 Copy of Complaint, #2 Copy of Order Appointing Receiver, #3 Cover Letter, Civil Cover Sheet, Receipt, and Envelope)(cj) |
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