Securities/Commodities/Exchanges Cases filed in Oregon between January 1, 2004 and January 2, 2009
Cases 11 - 20 of 50
Grassmueck v. Sprecher
as 3:2007cv00656
Plaintiff: Michael A Grassmueck and Michael A Grassmueck
Defendant: Dean A. Sprecher
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Johnstone v. National Association of Securities Dealers, Inc et al
as 3:2007cv00424
Petitioner: Grant Johnstone and Grant Johnstone
Respondent: National Association of Securities Dealers, Inc and National Association of Securities Dealers, Inc
Intervenor: State of Oregon, DCBS and State of Oregon, DCBS
Cause Of Action: 28 U.S.C. § 2201 Declaratory Judgement
Bullard v. Sharp et al
as 3:2007cv00398
Plaintiff: Bradley Bullard
Defendant: Steven J. Sharp, J. David Pye, Ralph G. Quinsey and others
Interested Party: TriQuint Semiconductor Inc
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Belova v. Sharp et al
as 3:2007cv00299
Plaintiff: Svetlana Belova
Defendant: Steven J. Sharp, J. David Pye, Ralph G. Quinsey and others
Interested Party: Triquint Semiconductor, Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Zetlmaier v. Lewis et al
as 3:2007cv00016
Plaintiff: Paul Zetlmaier and Paul Zetlmaier
Defendant: Earl R. Lewis, Arne Almerfors, Stephen M. Bailey and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Hutton v. Lewis et al
as 3:2007cv00001
Plaintiff: Glenn Hutton and Glenn Hutton
Defendant: Earl R. Lewis, Arne Almefors, Stephen M. Bailey and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Larson v. Lewis et al
as 3:2006cv01865
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Edward J. Goodman Life Income Trust v. Lewis et al
as 3:2006cv01829
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Rhodes et al We have downloadable decisions or orders for this case
as 3:2006cv01353
Receiver: Michael A. Grassmueck
Defendant: C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company and others
Plaintiff: Securities and Exchange Commission
Interested Party: MML Investor Services, Inc. and Douglas A. Gribskov
Respondent: Mrs. Anne Leslie Rhodes
Intervenor Plaintiff: Mr. John T. Carr, Carr & Schwartz, LLP and Carr & Schwartz, LLC
Cause Of Action: 15 U.S.C. § 77
Thompson v. Stewart
as 6:2006cv06040
Cause Of Action: 15 U.S.C. § 77 Securities Fraud

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