Securities/Commodities/Exchanges Cases filed in the First Circuit Courts
Cases 1 - 10 of 26
Raby v. Evolv Technologies Holdings, Inc. et al
as 1:2024cv10761
Plaintiff: Gerald Raby
Defendant: Evolv Technologies Holdings, Inc. f/k/a NewHold Investment Corp., Peter George, Mario Ramos and others
Petitioner: Douglas Buchan, Oklahoma Police Pension and Retirement System and Robert Falk
Perman et al v. Putnam Managed Municipal Income Trust et al
as 1:2023cv10809
Plaintiff: Gerald A. Perman and Nessa Perman
Defendant: Putnam Managed Municipal Income Trust, Kenneth R Leibler, Robert L. Reynolds and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
SECURITIES AND EXCHANGE COMMISSION v. LIBERTY et al We have downloadable decisions or orders for this case
as 2:2018cv00139
Defendant: BRENTWOOD FINANCIAL LLC, PAUL HESS, BRTMDO LLC and others
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Petitioner: THE FILTER TEAM ESTABLISHED BY COURT ORDER OF JUNE 24, 2022
Cause Of Action: 15 U.S.C. § 78
GALLAGHER v. OCULAR THERAPEUTIX, INC. et al
as 1:2017cv12288
Plaintiff: THOMAS GALLAGHER
Defendant: OCULAR THERAPEUTIX, INC. , AMARPREET SAWHNEY , ANDREW HURLEY and others
Movant: Khaled Ramadan , Ocular Therapeutix Investor Group , Osi Peters and others
Cause Of Action: 15 U.S.C. § 78
KIM v. OCULAR THERAPEUTIX, INC. et al
as 1:2017cv12286
Defendant: OCULAR THERAPEUTIX, INC. , AMARPREET SAWHNEY , ANDREW HURLEY and others
Plaintiff: Shawna Kim
Movant: Glenn Stephenson , Ocular Investor Group and Osi Peters
Cause Of Action: 15 U.S.C. § 78
KIM v. OCULAR THERAPEUTIX, INC. et al
as 1:2017cv12283
Defendant: OCULAR THERAPEUTIX, INC., AMARPREET SAWHNEY, ANDREW HURLEY and others
Plaintiff: Shawna Kim
Movant: Glenn Stephenson, Ocular Investor Group and Osi Peters
Cause Of Action: 15 U.S.C. § 78
CARAKER v. OCULAR THERAPEUTIX, INC. et al
as 1:2017cv12146
Plaintiff: DYLAN CARAKER
Defendant: OCULAR THERAPEUTIX, INC. , AMARPREET SAWHNEY , George Migausky and others
Movant: Osi Peters , Glenn Stephenson , Ocular Investor Group and others
Cause Of Action: 15 U.S.C. § 78
Scarantino v. Dimension Therapeutics, Inc. et al
as 1:2017cv11964
Plaintiff: Louis Scarantino
Defendant: Dimension Therapeutics, Inc., Alan B. Colowick, Mike Dybbs and others
Cause Of Action: 15 U.S.C. § 78
Vardakas v. American DG Energy, Inc. et al We have downloadable decisions or orders for this case
as 1:2017cv10247
Plaintiff: Lee Vardakas
Defendant: American DG Energy, Inc., John N. Hatsopoulos, George N. Hatsopoulos and others
Cause Of Action: 15 U.S.C. § 78
Ventrice v. Ariad Pharmaceuticals, Inc. et al
as 1:2017cv10151
Plaintiff: Donald D. Ventrice, Jr.
Defendant: Ariad Pharmaceuticals, Inc. , George W. Bickerstaff, III , Alexander J. Denner and others
Cause Of Action: 15 U.S.C. § 78

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