Arbitration Cases filed in the First Circuit Courts
Wells v. Pierce et al
as 1:2024fp00100
Plaintiff: Brian K. Wells
Defendant: Merrill Lynch Pierce, Fenner & Smith Inc., BOFA Securities, Inc. and others
Cause Of Action: 09 U.S.C. § 0010 Petition to Vacate Arbitration Award
Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Collado-Schwarz We have downloadable decisions or orders for this case
as 3:2019cv01248
Defendant: Angel Collado-Schwarz
Plaintiff: Merrill Lynch, Pierce, Fenner & Smith, Inc.
Cause Of Action: 28 U.S.C. § 1332
Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Gianelli
as 1:2016cv12215
Plaintiff: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Defendant: Jeffrey Joseph Gianelli
Cause Of Action: 28 U.S.C. § 1332
Norwich University v. Merrill Lynch, Pierce, Fenner & Smith Incorporated et al
as 1:2015cv12878
Plaintiff: Norwich University
Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated , PFM Asset Managment LLC and Public Financial Management, Inc.
Cause Of Action: 09 U.S.C. § 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated (f/k/a Banc of America Investment Services, Inc.) v. Regan
as 1:2014cv10498
Plaintiff: Merrill Lynch, Pierce, Fenner & Smith Incorporated (f/k/a Banc of America Investment Services, Inc.)
Defendant: Daniel Charles Regan
Cause Of Action: 09 U.S.C. § 1
Merrill, Lynch, Pierce,Fenner & Smith v. Keating
as 1:2014cv10261
Defendant: John P. Keating
Plaintiff: Merrill, Lynch, Pierce, Fenner & Smith
Cause Of Action: 28 U.S.C. § 1332

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