Cases 1 - 10 of 15
SECURITIES AND EXCHANGE COMMISSION v. MERRILL et al
as 1:2023mc00106
Receiver:
GREGORY S. MILLIGAN
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
KEVIN B. MERRILL, JAY B. LEDFORD, CAMERON R. JEZIERSKI and others
COMMODITY FUTURES TRADING COMMISSION v. 1POOL LTD. et al
as 1:2018cv02243
Defendant:
PATRICK BRUNNER and 1POOL LTD.
Plaintiff:
COMMODITY FUTURES TRADING COMMISSION
SECURITIES AND EXCHANGE COMMISSION v. 1POOL LTD. et al
as 1:2018cv02244
Defendant:
PATRICK BRUNNER and 1POOL LTD.
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77
PARSHALL v. WGL HOLDINGS, INC., et al
as 1:2017cv00560
Plaintiff:
PAUL PARSHALL
Defendant:
WGL HOLDINGS, INC., MICHAEL D. BARNES, GEORGE P. CLANCY, JR. and others
Cause Of Action: 15 U.S.C. § 78
SECURITIES AND EXCHANGE COMMISSION v. HITACHI, LTD.
as 1:2015cv01573
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
HITACHI, LTD.
Cause Of Action: 15 U.S.C. § 78
SECURITIES AND EXCHANGE COMMISSION v. SCHMIDT et al
as 1:2014cv01002
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
LAWRENCE P. SCHMIDT, FUTUREGEN COMPANY, COMMERCIAL EQUITY PARTNERS LTD and others
Cause Of Action: 15 U.S.C. § 77
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. J.P. MORGAN SECURITIES LLC et al
as 1:2012cv01862
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:
J.P. MORGAN SECURITIES LLC, EMC MORTGAGE, LLC, BEAR STEARNS ASSET BACKED SECURITIES I, LLC and others
Interested Party:
GLENVIEW MASTER FUND II, LLC, EP STRUCTURED CREDIT STRATEGIES FUND, LTD and CXA-13 CORPORATION
Petitioner:
BANK OF NEW YORK MELLON and U.S. BANK NATIONAL ASSOCIATION
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
SECURITIES AND EXCHANGE COMMISSION v. TYCO INTERNATIONAL LTD.
as 1:2012cv01583
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
TYCO INTERNATIONAL LTD.
Cause Of Action: 15 U.S.C. § 78 u(d) Securities Exchange Act
COMMODITY FUTURES TRADING COMMISSION v. KINGDOM FOREX TRADING & FUTURES, LTD.
as 1:2011cv00190
Plaintiff:
COMMODITY FUTURES TRADING COMMISSION
Defendant:
KINGDOM FOREX TRADING & FUTURES, LTD.
Cause Of Action: 7 U.S.C. § 6
U.S. SECURITIES AND EXCHANGE COMMISSION v. ABB LTD.
as 1:2010cv01648
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
ABB LTD.
Cause Of Action: 15 U.S.C. § 78
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