Cases 1 - 5 of 5
Series 7 Broker Qualification
as 07-7162
:
In re: Series 7 Broker Qualification Exam Scoring Litigation
Plaintiff - Appellant:
William Lowe, Timothy Wallin, Linda Cutler and others
Defendant - Appellee:
The National Association of Securities Dealers, Inc. and EDS Corporation
Karsner, Joseph v. Lothian, Pamela, et al
as 07-7080
Appellee:
Joseph R. Karsner, IV, Pamela Lothian and The National Association of Securities Dealers, Inc.
Intervenor For Defendant - Appellant:
Melanie Senter Lubin, Maryland Securities Commissioner
Amicus Curiae:
North American Securities Administrators Association, Inc.
Amicus Curiae For Appellant:
Public Investors Arbitration Bar Association
WIERENGA v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
as 1:2007cv00674
Plaintiff:
LOUIS WIERENGA
Defendant:
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
Cause Of Action: 28 U.S.C. ยง 1332 Diversity-Contract Dispute
Natl Assn Sec Dlrs v. SEC
as 04-1154
Petitioner:
The National Association of Securities Dealers, Inc.
Respondent:
Securities and Exchange Commission
Intervenor:
Amr I. Elgindy
Terminated Party:
Key West Securitites, Inc.
Brown, Ronald L. v. Wheat First Sec, et al
as 00-7171
Plaintiff - Appellant:
Ronald L. Brown
Defendant - Appellee:
Wheat First Securities Inc, First Union Corporation, Marshall Wishnack and others
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