Employee Retirement Income Security Act of 1974 Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 11 - 20 of 40
Rosen v. Prudential Retirement Insuranc
as 17-239
Plaintiff: Randall C. Muir, On Behalf of the Ferguson Enterprises, Inc. 401(k) Retirement Savings Plan and On Behalf Of All Other Similarly Situated Employee Benefit Plans
Plaintiff - Appellant: Richard A. Rosen, On Behalf of the Ferguson Enterprises, Inc. 401(k) Retirement Savings Plan and On Behalf Of All Other Similarly Situated Employee Benefit Plans
Defendant - Appellee: Prudential Retirement Insurance and Annuity Co., CapFinancial Partners, LLC, DBA CapTrust Financial Advisors, Ferguson Enterprises, Inc. and others
Defendant: Prudential Investment Management Services, LLC
Frommert v. Conkright We have downloadable decisions or orders for this case
as 17-114
Plaintiff - Appellant: Paul J. Frommert, Donald S. Foote, Thomas I. Barnes and others
Defendant - Appellee: Sally L. Conkright, Xerox Corporation Pension Plan Administrator, Patricia M. Nazementz, Xerox Corporation Pension Plan Administrator, Xerox Corporation and others
The National Retirement Fund v. Caesars Entertainment
as 16-3939
Plaintiff - Appellee: The National Retirement Fund, each on behalf of the Legacy Plan of the National Retirement Fund and Richard N. Rust, in his capacity as Fund Manager, each on behalf of the Legacy Plan of the National Retirement Fund
Defendant: John Does, 1-10 all other trades or businesses under common control with Caesars Entertainment Corporation and Caesars Entertainment Resort Properties, LLC that have not filed for bankruptcy
Defendant - Appellant: Caesars Entertainment Corporation and Caesars Entertainment Resort Properties, LLC
Forte v. U.S. Pension Committee
as 16-3689
Plaintiff - Appellant: Joseph D. Forte, Individually and on behalf of all others similarly situated
Defendant - Appellee: U.S. Pension Committee, Administrative Committee, Investment Committee and others
In Re: Lehman Brothers Securit
as 14-3528
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Joseph P. Danis
Consolidated-Defendant: BNC Mortgage Loan Trust 2006-1, BNC Mortgage Loan Trust 2006-2, First Franklin Mortgage Loan Trust 2006-FF12 and others
Defendant: McGraw-Hill Companies, Inc.
Defendant - Appellee: Roger S. Berlind, A.G. Edwards & Sons, Inc., Banc of America Securities LLC and others
Intervenor: Iowa Public Employees' Retirement System and Joseph Humble
In Re: Lehman Brothers Securit
as 14-1575
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Rena Caldwell, on behalf of themselves and all others similarly situated, Glen Deathrow, on behalf of himself and all others similarly situated, Madeline Dimodica, on behalf of herself and all others similarly situated and others
Consolidated-Defendant: ABN AMRO Holding N.V., BBVA Securities Inc., Banc of America Securities LLC and others
Defendant: Mizuho Securities USA, Inc., Morgan Stanley & Co. Inc., David Romhilt and others
Defendant - Appellee: Roger S. Berlind, A.G. Edwards & Sons, Inc., Banc of America Securities LLC and others
Intervenor: Iowa Public Employees' Retirement System and Joseph Humble
Objector - Appellant: Chris Andrews
Thompson v. Deutsche Bank Trust Corporatio
as 14-1003
Plaintiff - Appellant: Sandra D. Thompson, FKA Sandra D. Simmons
Defendant: CT Corporation System, Agents for Deutsche Bank Trust Corporation
Defendant - Appellee: Deutsche Bank Trust Corporation, AKA Deutsche Bank AG, Deutsche Bank AG New York Branch, Owners of acquired Banker's Trust Corporation, Banker's Trust New York Corporation and others
In Re: Bank of New York Mellon
as 13-3064
Plaintiff: State of Oregon By and Through the Oregon State Treasurer on Behalf of the Common School Fund and, Together with the Oregon Public Employee Retirement Board, on Behalf of the Oregon Public Employee Re, Louisiana Municipal Police Employees' Retirement System, Individually and on behalf of all others similarly situated, Isabel F. Sansano, individually and on behalf of all others similarly situated and others
Plaintiff - Appellant: Marilyn Clark, Derivatively on behalf of The Bank of New York Mellon Corporation and Iron Workets Mid-South Pension Fund, Derivatively on behalf of The Bank of New York Mellon Corporation
Defendant - Appellee: Gerald L. Hassell, Arthur Certosimo, James P. Palermo and others
Coulter v. Morgan Stanley & Co. Incorpora We have downloadable decisions or orders for this case
as 13-2504
Plaintiff - Appellant: G. Kenneth Coulter, on behalf of themselves and all others similarly situated, John Siefken, on behalf of themselves and all others similarly situated, Gregory Major, on behalf of themselves and all others similarly situated and others
Defendant - Appellee: Morgan Stanley & Co. Incorporated, Morgan Stanley, The Investment Committee of The Morgan Stanley 401(k) plan and others
In re Morgan Stanley ERISA Lit
as 13-2509
Plaintiff: Elena Ramos and Alvin Saini
Plaintiff - Appellant: Carolyn Egan, on behalf of herself and all others similarly situated, C. Kenneth Coulter, John Siefken and others
Defendant - Appellee: Morgan Stanely & Co. Incorporated, Morgan Stanley, The Investment Committee of the Morgan Stanley 401k Plan, FKA The Morgan Stanley DPSP/Start Plan and others

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