Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 11 - 19 of 19
In Re: COMMODITY EXCHANGE, INC
as 13-1416
Plaintiff: Brian J. Beatty, on behalf of himself and all others similarly situated, Peter Laskaris, On behalf of himself and all others similarly situated, Silver Futures and others
Plaintiff - Appellant: Paul D. Kaplan, Blackbriar Holdings, LLC, on behalf of itself and all others similarly situated, Eric Nalven, on behalf of himself and all others similarly situated and others
Defendant - Appellee: JP Morgan Chase & Co., JP Morgan Clearing Corp., JP Morgan Securities Inc. and others
In Re: Smith Barney Transfer A
as 13-1270
Petitioner: Lewis E. Daidone
Respondent: David Zagunis, Steven W. Hall, Richard W. Rees and others
In Re: Lehman Brothers Securit
as 13-156
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Rena Caldwell, on behalf of themselves and all others similarly situated, Glen Deathrow, on behalf of himself and all others similarly situated, Madeline Dimodica, on behalf of herself and all others similarly situated and others
Consolidated-Defendant: ABN AMRO Holding N.V., BBVA Securities Inc., Banc of America Securities LLC and others
Defendant: BNY Capital Markets, Inc., DZ Financial Markets LLC, Jerry A. Grundhofer and others
Defendant - Appellee: Roger S. Berlind, A.G. Edwards & Sons, Inc., Banc of America Securities LLC and others
Intervenor: Iowa Public Employees' Retirement System and Joseph Humble
IN RE American International G
as 12-890
Plaintiff - Appellant: Alan Rothstein, Objector and Mollye Rothstein, Objector
Plaintiff - Appellee: Ohio Public Employees Retirement System, Ohio Police And Fire Pension Fund, Public Employees Retirement Association of New Mexico and others
Defendant: Maurice Greenberg, Howard Smith, Thomas Tizzio and others
Defendant - Appellee: American International Group, Inc.
Interested-Third-Party: Arkansas Public Employees Retirement System
Objector: Margaret B. Amidei, Karen J. Michaels, Lee Janovits and others
Objector - Appellant: Rinis Travel Service Inc.
IN RE American International G
as 12-692
Plaintiff - Appellee: Ohio Public Employees Retirement System, Ohio Police And Fire Pension Fund, Public Employees Retirement Association of New Mexico and others
Defendant: Maurice Greenberg, Howard Smith, Thomas Tizzio and others
Defendant - Appellee: American International Group, Inc.
Interested-Third-Party: Arkansas Public Employees Retirement System
Objector: Margaret B. Amidei, Karen J. Michaels, Lee Janovits and others
Objector - Appellant: Steve A. Miller, P.C. Profit Sharing Plan, Trustee
In Re: Lehman Brothers Sec We have downloadable decisions or orders for this case
as 11-4232
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Alex E. Rinehart, Jo Anne Buzzo, Maria DeSousa and others
Consolidated-Defendant: ABN AMRO Holding N.V., ANZ Securities, Inc., BBVA Securities Inc. and others
Defendant-Counter-Claimant: RBS Greenwich Capital
Defendant: Loop Capital Markets, LLC, J.P Morgan Securities, Inc., ABN AMRO Inc. and others
Defendant - Appellee: John F. Akers, Michael L. Ainslie, Thomas H. Cruikshank and others
In Re: Lehman Brothers Securit
as 11-1982
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Iowa Public Employees' Retirement System
Petitioner: City of Edinburgh Council as Administering Authority of the Lothian Pension Fund
Consolidated-Defendant: John F. Akers, ABN AMRO Holding N.V., ANZ Securities, Inc. and others
Movant - Appellant: Public Employees' Retirement System of Mississippi
Defendant-Counter-Claimant: RBS Greenwich Capital
Defendant: Ernst & Young LLP, A.G Edwards & Sons, Inc., Moody's Corp. and others
Defendant - Appellee: Lana Franks, Edward Grieb, Richard McKinney and others
Counter-Claimant: Mizuho Securities USA, Inc and GreenPoint Mortgage Funding Trust Series 2006-HE1
In re: Lehman Brother
as 10-2521
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Petitioner: City of Edinburgh Council as Administering Authority of the Lothian Pension Fund
Consolidated-Defendant: John F. Akers, ABN AMRO Holding N.V., ANZ Securities, Inc. and others
Appellant: Booth Foundation, Inc.
Defendant-Counter-Claimant: RBS Greenwich Capital
Defendant: BNY Capital Markets, Inc., Roger S. Berlind, BBVA Securities Inc. and others
Defendant - Appellee: Richard S. Fuld, Jr.
Counter-Claimant: Mizuho Securities USA, Inc and GreenPoint Mortgage Funding Trust Series 2006-HE1
In re: Refco Securities Litigation
as 10-1700
Debtor: In re: Utendahl Capital Partners, L.P.
Plaintiff: American Financial International Group - Asia, LLC, Irv Kreitenberg, Steve Kreitenberg and others
Plaintiff - Appellant: Kenneth M. Krys, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al and Christopher Stride, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al
Plaintiff - Appellee: Dennis A. Klejna
Defendant: Bennett Trust, Leo R. Breitman, CMG Institutional Trading LLC and others
Defendant - Appellee: Phillip R. Bennet, Banc of America Securities LLC, Joseph P. Collins and others

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