Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 51 - 60 of 107
Securities and Exchange Commis v. Ehrenkrantz King Nussbaum, Inc
as 13-1884
Plaintiff - Appellee: Securities and Exchange Commission
Defendant: Ehrenkrantz King Nussbaum, Inc. and Anthony Ottimo
Defendant - Appellant: Brendan E. Murray
Horowitz v. Green Mountain Coffee Roaster
as 13-1563
Plaintiff: Dan M. Horowitz, Individually and On Behalf of All Others Similarly Situated, Paulo Sebastian Menendez, On Behalf of Himself and All Others Similarly Situated, Daniel Himmel, Derivatively on Behalf of Green Mountain Coffee Roasters, Inc. and others
Plaintiff - Appellant: Mike Shanley, Jerzy Warchol, Individually and on Behalf of All Others Similarly Situated, Robert M. Nichols and others
Defendant - Appellee: Green Mountain Coffee Roasters Inc., Lawrence J. Blanford, Frances G. Rathke and others
In Re: Smith Barney Transfer A
as 13-1270
Petitioner: Lewis E. Daidone
Respondent: David Zagunis, Steven W. Hall, Richard W. Rees and others
The Municipality of BREMANGER v. CITIGROUP GLOBAL MARKETS INC
as 13-1188
Plaintiff: Terra Securities ASA Konkursbo, as the Successor in Interest to Terra Securities ASA, Banca Carige S.P.A.-Cassa di Risparmio di Genoca e Imperia, Carige Assicurazioni S.P.A. and others
Plaintiff - Appellant: Municipal Corporation of Bremanger, Municipal Corporation of Hattfjelldal, Municipal Corporation of Hemnes and others
Defendant - Appellee: Citigroup, Inc., Citigroup Global Markets, Inc., Citigroup Alternative Investments LLC. and others
In Re: American International
as 13-488
Plaintiff - Appellee: Ohio Public Employees Retirement System, Public Employees Retirement Association of New Mexico, State Teachers Retirement System of Ohio and others
Movant - Appellant: People of the State of New York
Defendant: American International Group, Inc., Howard Smith, Thomas Tizzio and others
Defendant - Appellee: Maurice Greenberg, Martin J. Sullivan, Axel I. Freudmann and others
In Re: Lehman Brothers Securit
as 13-156
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Rena Caldwell, on behalf of themselves and all others similarly situated, Glen Deathrow, on behalf of himself and all others similarly situated, Madeline Dimodica, on behalf of herself and all others similarly situated and others
Consolidated-Defendant: ABN AMRO Holding N.V., BBVA Securities Inc., Banc of America Securities LLC and others
Defendant: BNY Capital Markets, Inc., DZ Financial Markets LLC, Jerry A. Grundhofer and others
Defendant - Appellee: Roger S. Berlind, A.G. Edwards & Sons, Inc., Banc of America Securities LLC and others
Intervenor: Iowa Public Employees' Retirement System and Joseph Humble
Freudenberg v. E Trade Financial Corporation
as 12-5107
Plaintiff: George Avakian, Ronald M. Tate, Joshua Ferenc and others
Plaintiff - Appellee: Ira Newman, Peter Farah, Javed Fiyaz and others
Defendant - Appellee: E Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons and others
Objector: Leon Isidore Behar
Objector - Appellant: Paul Liles
Freudenberg v. E Trade Financial Corporation
as 12-4636
Plaintiff: Larry Freudenberg, Individually and on Behalf of All Others Similarly Situated, Grant Robert, William Boston and others
Plaintiff - Appellee: Peter Farah, Javed Fiyaz, Andrea Frascaroli and others
Defendant - Appellee: E Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons and others
Objector - Appellant: Leon Isidore Behar
In Re: ProShares Trust Securit
as 12-3981
Plaintiff / Appellant: Mark Karasick, Steven S. Novick, on behalf of himself and all others similarly situated, Susan Asai and others
Defendant / Appellee: Proshares Trust, Proshare Advisors LLC, SEI Investments Distribution Co. and others
In Re: ProShares Trust Securit We have downloadable decisions or orders for this case
as 12-3981
Plaintiff - Appellant: Mark Karasick, Steven S. Novick, on behalf of himself and all others similarly situated, Susan Asai and others
Defendant - Appellee: Proshares Trust, Proshare Advisors LLC, SEI Investments Distribution Co. and others

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