Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 1 - 10 of 144
In re: London Silver Fixing, Ltd.
as 23-929
Plaintiff / Appellant: J. Scott Nicholson, on behalf of himself and all others similarly situated, Don Tran, on behalf of himself and all others similarly situated, Modern Settings LLC, a New York limited liability company and others
Plaintiff: Eric Nalven
Defendant / Appellee: HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Bank PLC and others
Defendant: Deutsche Bank AG
In Re: Mylan N.V. Securities Litigation
as 23-720
Plaintiff: Stef Van Duppen, Individually and On behalf of others similarly situated and Landon W. Perdue, Individually and on behalf of all others similarly situated
Petitioner / Appellant: Menorah Mivtachim Insurance Ltd., Menorah Mivtachim Pensions and Gemel Ltd., Phoenix Insurance Company Ltd. and others
Defendant / Appellee: John D. Sheehan, Rajiv Malik, James Nesta and others
Trivedi v. General Electric Company
as 23-254
Plaintiff / Appellant: Madhuri Trivedi
Defendant / Appellee: General Electric Company, GE Healthcare, Larry Culp and others
Fife v. Financial Industry Regulatory
as 22-750
Plaintiff / Appellant: John M. Fife
Defendant / Appellee: Financial Industry Regulatory Authority, Inc.
Saba Capital CEF Opportunities v. Nuveen Floating Rate Income Fu
as 22-407
Plaintiff / Appellee: Saba Capital CEF Opportunities 1, Ltd. and Saba Capital Management, L.P.
Defendant / Appellant: Nuveen Floating Rate Income Fund, Nuveen Floating Rate Income Opportunity Fund, Nuveen Short Duration Credit Opportunities Fund and others
United States Securities and E v. Paulsen
as 21-3106
Plaintiff / Appellee: United States Securities and Exchange Commission
Defendant / Appellant: John A. Paulsen
IN RE: AT&T/DIRECTTV NOW SECUR
as 21-2698
Plaintiff / Appellant: Steamfitters Local 449 Pension Plan, Iron Workers Locals 40, 361 & 417 Union Security Funds, Iron Workers Local 580 Joint Funds and others
Defendant / Appellee: AT&T Inc., John J. Stephens, Samuel A. Di Piazza, Jr. and others
Laydon v. Mizuho Bank, Ltd.
as 20-3775
Defendant: JPMorgan Chase & Co., HSBC Holdings PLC, Lloyds Banking Group PLC and others
Plaintiff / Appellee: Jeffrey Laydon, on behalf of himself and all others similarly situated
Defendant / Appellant: Societe Generale, Cooperatieve Rabobank U.A. and Barclays Bank PLC
Intervenor: California State Teachers' Retirement System
Plaintiff: Oklahoma Police Pension and Retirement System and Stephen P. Sullivan
In Re Amtrust Financial Servic
as 20-1643
Defendant / Appellee: BDO USA, LLP, RBC Capital Markets, LLC, Keefe, Bruyette & Woods, Inc. and others
Plaintiff: Joel Rubel, individually and on behalf of all others similarly situated and John Sachetti, Individually and On Behalf of All Others Similarly Situated
Plaintiff / Appellant: New England Carpenters Guaranteed Annuity and Pension Funds, Stanley Newmark, Jupiter Capital Management and others
In Re: Petrobras Securities
as 18-2324
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Peter Kaltman, individually and on behalf of all others similarly situated, Union Asset Management Holding AG and Jonathan Messing, individually and on behalf of all other similarly situated
Appellant: Pomerantz LLP
Defendant - Appellee: Petroleo Brasileiro S.A. Petrobras, BB Securities Ltd., Theodore Marshall Helms and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Appellee: Mathis B. Bishop, Catherine O. Bishop, Joseph Gielata and others

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