Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Second Circuit
In Re: Petrobras Securities
as 18-2324
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Appellant: Pomerantz LLP
Defendant / Appellee: Petroleo Brasileiro S.A. Petrobras, BB Securities Ltd., Theodore Marshall Helms and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Appellee: Mathis B. Bishop, Catherine O. Bishop, Joseph Gielata and others
In re: Barclays Bank Plc Secur
as 17-3293
Plaintiff: Marshall Freidus, on behalf of himself and all others similarly situated, Stewart Thompson and Sharon Thompson, Trustees for the S.O. Thompson Rev. Trust and the S.G. Thompson Rev. Trust, Dora L. Mahboubi and others
Plaintiff - Appellant: Dennis Askelson
Defendant - Appellee: Barclays Bank PLC, Barclays PLC, John Silvester Varley and others
Defendant: Matthew William Barrett, Naguib Kheraj, A.G. Edwards & Sons, Inc. and others
In re: Barclays Bank Plc Secur
as 17-3293
Plaintiff: Marshall Freidus, on behalf of himself and all others similarly situated, Stewart Thompson and Sharon Thompson, Trustees for the S.O. Thompson Rev. Trust and the S.G. Thompson Rev. Trust, Dora L. Mahboubi and others
Plaintiff / Appellant: Dennis Askelson
Defendant / Appellee: Barclays Bank PLC, Barclays PLC, John Silvester Varley and others
Defendant: Matthew William Barrett, Naguib Kheraj, A.G. Edwards & Sons, Inc. and others
IN RE American International G We have downloadable decisions or orders for this case
as 14-4067
Plaintiff: Sharyn Rothstein, Marisa Rothstein, Mollye Rothstein, Objector and others
Plaintiff - Appellee: Ohio Police And Fire Pension Fund, State Teachers Retirement System of Ohio and Ohio Public Employees Retirement System
Appellant: Marshall Orloff, American International Group, Inc. Incentive Savings Plan, American General Agents and Managers Thrift Plan and others
Defendant: Howard Smith, John A. Graf, John Houldsworth and others
Intervenor: Jacksonville Police & Fire Pension Fund and James Connolly
Amicus Curiae: American Benefits Council
Bricklayers and Masons Local v. Transocean Ltd. We have downloadable decisions or orders for this case
as 14-894
Plaintiff: Bricklayers and Masons Local Union No. 5, Ohio Pension Fund, on behalf of itself and all others similarly situated
Plaintiff - Appellant: DeKalb County Pension Fund, on behalf of itself and all others similarly situed
Defendant - Appellee: Transocean Ltd., Robert L. Long, Jon A. Marshall and others
IN RE American International G
as 13-1929
Plaintiff - Appellee: Sharyn Rothstein, Marisa Rothstein, Mollye Rothstein, Objector and others
Appellant: Marshall Orloff
Defendant: Howard Smith, John A. Graf, John Houldsworth and others
Intervenor: Jacksonville Police & Fire Pension Fund and James Connolly
Freidus v. ING Group N.V.
as 12-4514
Plaintiff: Edward P. Zemprelli, Individually and on behalf of all others simiarly situated
Plaintiff - Appellant: Marshall Freidus, Individually and on behalf of all others simiarly situated
Defendant: ABN AMRO Incorporated, A.G. Edwards &Sons, Inc., Wachovia Corporation and others
Defendant - Appellee: ING Group N.V., ING Financial Holdings Corporation, Fred S. Hubbell and others
Freidus v. ING Group N.V.
as 12-3748
Plaintiff: Marshall Freidus, Individually and on behalf of all others simiarly situated and Edward P. Zemprelli, Individually and on behalf of all others simiarly situated
Movant - Appellant: Joseph Silliman
Defendant - Appellee: ING Group N.V., ING Financial Holdings Corporation, Fred S. Hubbell and others
In Re: Barclays Bank PLC Secur We have downloadable decisions or orders for this case
as 11-2665
Plaintiff - Appellant: Marshall Freidus, on behalf of himself and all other similarly situated, Stewart Thompson and Sharon Thompson, Trustees for the S.O. Thompson Rev. Trust and the S.G. Thompson Rev. Trust, Dora L. Mahboubi and others
Defendant - Appellee: Barclays Bank PLC, Barclays PLC, Matthew William Barrett and others

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