Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 1 - 10 of 50
Risley v. Universal Navigation Inc.
as 23-1340
Plaintiff / Appellant: Nessa Risley, individually and on behalf of all others similarly situated, James Freeland, Robert Scott and others
Defendant / Appellee: Universal Navigation Inc., DBA Uniswap Labs, Hayden Z. Adams, Paradigm Operations LP and others
In re: London Silver Fixing, Ltd.
as 23-929
Plaintiff / Appellant: J. Scott Nicholson, on behalf of himself and all others similarly situated, Don Tran, on behalf of himself and all others similarly situated, Modern Settings LLC, a New York limited liability company and others
Plaintiff: Eric Nalven
Defendant / Appellee: HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Bank PLC and others
Defendant: Deutsche Bank AG
In re: Garrett Motion Inc. Securities Litigation
as 23-668
Plaintiff: Steven Husson, Individually and On Behalf of All Others Similarly Situated, The Gabelli Equity Trust Inc., SM Investors LP and others
Plaintiff / Appellant: The Gabelli Asset Fund, The Gabelli Dividend & Income Trust and The Gabelli Value 25 Fund Inc.
Defendant: Craig Bails, Thierry Mabru, Allesandro Gili and others
Petitioner / Appellant: Gamco Asset Management Inc.
Defendant / Appellee: Garrett Motion Inc., Olivier Rabiller, Russell James and others
IN RE: AT&T/DIRECTTV NOW SECUR
as 21-2698
Plaintiff / Appellant: Steamfitters Local 449 Pension Plan, Iron Workers Locals 40, 361 & 417 Union Security Funds, Iron Workers Local 580 Joint Funds and others
Defendant / Appellee: AT&T Inc., John J. Stephens, Samuel A. Di Piazza, Jr. and others
Perry v. Duoyuan Printing, Inc.
as 18-990
Plaintiff - Appellee: Richard Pearson, Joseph E. Sciarro, Jeff Perry, on behalf of himself and all others similarly situated and others
Defendant - Appellee: Duoyuan Printing, Inc., Wenhua Guo, Xiqing Diao and others
Defendant: Baiyun Sun and James Zhang
Defendant - Appellant: Piper Jaffray & Co. and Roth Capital Partners, LLC
Securities and Exchange Commis v. Ishopnomarkup.com, Inc.
as 17-1519
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant: Ishopnomarkup.com, Inc., Scott W. Brockop and Moussa Yeroushalmi, AKA Mike Yerosh
Defendant - Appellant: Anthony M. Knight
Waterford Township Police & Fi v. Regional Management Corp.
as 17-598
Plaintiff - Appellant: Waterford Township Police & Fire Retirement System, Individually and on behalf of all others similarly situated and City of Roseville Employees' Retirement System
Defendant - Appellee: Regional Management Corp., Palladium Equity Partners III, L.P., Palladium Equity Partners III, L.L.C. and others
In Re: Pfizer Securitie
as 17-210
Plaintiff: Paul Schapka and Michael Feitler
Plaintiff - Appellee: L. Norman Showers, on behalf of himself and all other simiarly situated, Michael Feiterland, Anthon Johnson and others
Appellant: Ernest J. Browne and Scott Browne
Defendant - Appellee: Pfizer Inc., Gail Cawkwell, Joseph M. Feczko and others
Defendant: John L. LaMattina
Objector - Appellant: Michael J. Rinis
In Re: Pfizer Securitie
as 17-213
Plaintiff: Paul Schapka and Michael Feitler
Plaintiff - Appellee: L. Norman Showers, on behalf of himself and all other simiarly situated, Michael Feiterland, Anthon Johnson and others
Appellant: Ernest J. Browne and Scott Browne
Defendant - Appellee: Pfizer Inc., Gail Cawkwell, Joseph M. Feczko and others
Defendant: John L. LaMattina
In Re: Pfizer Securities
as 17-210
Appellant: Ernest J. Browne, Scott Browne and Michael J. Rinis
Plaintiff / Appellee: Anthon Johnson, Christine Fleckles, L. Norman Showers, on behalf of himself and all other simiarly situated and others
Defendant: John L. LaMattina
Plaintiff: Paul Schapka and Michael Feitler
Defendant / Appellee: Gail Cawkwell, Pfizer, Inc., Karen L. Katen and others

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