Securities/Commodities/Exchanges Cases filed in the Second Circuit Courts
Allen v. Fidelity Brokerage Services LLC et al We have downloadable decisions or orders for this case
as 1:2023cv09369
Plaintiff: Lynn Michelle Allen, L. MICHELLE ALLEN, as Fiduciary of the Estate of WILLIAM TYLER ALLEN, deceased and L. Michelle Allen
Defendant: Fidelity Brokerage Services LLC and Interactive Brokers LLC
Michele Gray v. Fidelity
as 22-1307
Plaintiff / Appellant: Michele Gray
Defendant / Appellee: Fidelity Brokerage Services LLC
Gray v. Fidelity Investment We have downloadable decisions or orders for this case
as 1:2022cv00041
Plaintiff: Michele Gray
Defendant: Fidelity Brokerage Services, LLC and Fidelity Investment
Cause Of Action: 28 U.S.C. § 1332 - Diversity: Securities & Exchange Commiss
Pierno v. Fidelity Brokerage Services, LLC We have downloadable decisions or orders for this case
as 1:2018cv03384
Plaintiff: Rinaldo Pierno
Defendant: Fidelity Brokerage Services, LLC
Cause Of Action: 28 U.S.C. § 1391
Fidelity Brokerage Services LLC et al. v. The Financial Industry Regulatory Authority ("FINRA")
as 1:2015cv02210
Defendant: Peter Deutsch , William Deutsch and The Financial Industry Regulatory Authority
Plaintiff: Fidelity Brokerage Services LLC and National Financial Services L.L.C.
Cause Of Action: 15 U.S.C. § 78
Flynn et al v. Bank Of America Corporation et al
as 1:2014cv04321
Plaintiff: James J. Flynn and Dominic A. Morelli
Defendant: Bank Of America Corporation, Barclays PLC, CitiGroup Inc. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Harel Insurance Co, Ltd. v. Bats Global Markets, Inc. et al
as 1:2014cv03608
Plaintiff: Harel Insurance Co, Ltd.
Defendant: Bats Global Markets, Inc., Chicago Board Options Exchange, Inc. , Chicago Stock Exchange, Inc. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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