Securities/Commodities/Exchanges Cases filed in the Second Circuit Courts
Cases 1 - 10 of 17
U.S. Securities and Exchange Commission v. Hofmann We have downloadable decisions or orders for this case
as 1:2021cv07407
Plaintiff: U.S. Securities and Exchange Commission
Defendant: Klaus Hofmann
Cause Of Action: 15 U.S.C. § 77
Klaus v. Millendo Therapeutics, Inc. et al
as 1:2021cv03745
Plaintiff: Oliver Klaus
Defendant: James Hindman, Julia C. Owens, John P. Howe III and others
Sullivan v. Arconic Inc. et al
as 1:2017cv05456
Plaintiff: Janet L Sullivan
Defendant: Arconic Inc. , Klaus Kleinfeld , Robert S Collins and others
Cause Of Action: 15 U.S.C. § 77
Tripson v. Arconic Inc. et al
as 1:2017cv05369
Plaintiff: Frank Tripson
Defendant: Arconic Inc. and Klaus Kleinfeld
Cause Of Action: 15 U.S.C. § 78
Brave v. Arconic Inc. et al
as 1:2017cv05312
Plaintiff: Michael Brave
Defendant: Arconic Inc. , Kenneth J. Giacobbe and Klaus Kleinfeld
Cause Of Action: 15 U.S.C. § 78
City of Atlanta Firefighters' Pension Fund v. Arconic Inc. et al
as 1:2017cv02840
Plaintiff: City of Atlanta Firefighters' Pension Fund
Defendant: Arconic Inc., Katherine H. Ramundo, Amy E. Alving and others
Cause Of Action: 15 U.S.C. § 78
In Re: Citigroup Inc. Securiti
as 16-2850
Plaintiff: Tillie Saltzman, individually and on behalf of all others similarly situated, Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System and others
Plaintiff - Appellee: ATD Group
Defendant: Citigroup Inc., Charles O. Prince, Robert E. Rubin and others
Objector - Appellant: Theodore H. Frank
Brabander v. Sanofi et al
as 1:2015cv00753
Plaintiff: Ellen de Brabander
Defendant: Sanofi , Christopher A. Viehbacher , Jerome Contamine and others
Cause Of Action: 15 U.S.C. § 77
In Re: Citigroup Inc. Securiti
as 14-3014
Plaintiff - Appellee: ATD Group, Tillie Saltzman, individually and on behalf of all others similarly situated, Public Employees' Retirement Association of Colorado and others
Appellant: Gary L. Burgess and Joseph Icon
Defendant - Appellee: Citigroup,Inc., Charles O. Prince, Robert E. Rubin and others
In Re: CitiGroup Inc. Bond Act
as 14-202
Plaintiff - Appellee: Louisiana Sheriffs' Pension and Relief Fund, On behalf of itself and all others similarly situated, Louisiana Municipal Police Employees' Retirement System, On behalf of itself and all others similarly situated, Minneapolis Firefighters' Relief Association and others
Defendant: Citigroup, Inc., Charles Prince, Sallie L. Krawcheck and others
Intervenor: Board of Governors of the Federal Reserve System and Federal Deposit Insurance Corporation
Objector - Appellant: Lexie L. Hopson and Michelle B. Hopson

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