Other Statutes Cases filed in the Second Circuit Courts
In Re Vivendi Universal, S.A.
as 16-2770
Plaintiff: Prigest, S.A, Tocqueville Finance, S.A, Rosenbaum Partners, L.P., on behalf of themselves and all others similarly situated and others
Plaintiff - Appellant: Gerard Morel, Bruce Doniger, Oliver M. Gerard and others
Defendant - Appellee: Vivendi, S.A.
Defendant: Vivendi Universal, Jean-Marie Messier, Guillaume Hannezo and others
In Re: Vivendi Universal, S.A We have downloadable decisions or orders for this case
as 15-180
Plaintiff - Appellee: Miami Group, consisting of the Retirement System for General Employees of the City of Miami Beach, Oliver M. Gerard, Francois R. Gerard, Prigest S.A. and Tocqueville Finance S.A., Pearson-Doniger Family, consisting of two sister and their respective family members Beatrice Doniger, Bruce Doniger, Grandchildren's Trust by Bruce Doniger Trustee, Alison Doniger, Michael Doniger, Edward B. Brunswick and Ruth Pearson Trust Pearson Trus, GAMCO Investors, Incorporated and others
Plaintiff - Appellee-Cross-Appellant: Bruce Doniger, Gerard Morel, Oliver M. Gerard and others
Defendant: Jean-Marie Messier, Guillaume Hannezo and Vivendi Universal
Cross-Appellant: William Cavanagh
Defendant - Appellant-Cross-Appellee: Vivendi, S.A.
In re Barrick Gold Securities Litigation We have downloadable decisions or orders for this case
as 1:2013cv03851
Plaintiff: Lewis S. Clark , Patricia E. Clark , Retail Wholesale & Department Store Union Local 338 Pension Fund and others
Defendant: Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky and others
Movant: Union Asset Management Holding AG and LRI Invest S.A. , James Duncan , Central States, Southeast and Southwest Areas Pension Fund and others
Consolidated_plaintiff: Clement Bernard and City of Brockton Retirement System
Consolidated_defendant: Barrick Gold Corporation, Aaron W. Regent, Jamie C. Sokalsky and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
In Re: Vivendi Universal, S.A
as 12-2231
Plaintiff: Prigest, S.A, Tocqueville Finance, S.A, Rosenbaum Partners, L.P., on behalf of themselves and all others similarly situated and others
Plaintiff - Appellant: AGF Asset Management, S.A.
Defendant - Appellee: Jean-Marie Messier, Guillaume Hannezo and Vivendi, S.A.
In Re: Vivendi Universal, S.A
as 12-2248
Plaintiff: Prigest, S.A, Tocqueville Finance, S.A, Rosenbaum Partners, L.P., on behalf of themselves and all others similarly situated and others
Plaintiff - Appellant: Irish Life Investment Managers Limited
Defendant - Appellee: Jean-Marie Messier, Guillaume Hannezo and Vivendi, S.A.
In Re: Vivendi Universal, S.A
as 12-2226
Plaintiff: Prigest, S.A, Tocqueville Finance, S.A, Rosenbaum Partners, L.P., on behalf of themselves and all others similarly situated and others
Plaintiff - Appellant: Caisse de Depot et Placement du Quebec and AGF Asset Management, S.A.
Defendant - Appellee: Jean-Marie Messier, Guillaume Hannezo and Vivendi, S.A.
In Re: Vivendi Universal S.A.
as 11-908
Plaintiff: Prigest, S.A, Tocqueville Finance, S.A, Rosenbaum Partners, L.P., on behalf of themselves and all others similarly situated and others
Petitioner: Retirement System for General Employees of the City of Miami Beach
Respondent: Vivendi Universal S.A., Jean-Marie Messier and Guillaume Hannezo
I.B.E.W. Local 139 Annuity, Pension, Welfare, and Education Funds et al v. Clark et al
as 6:2009mc06006
Plaintiff: I.B.E.W. Local 139 Annuity, Pension, Welfare, and Education Funds and International Brotherhood of Electrical Workers, Local Union No. 139
Defendant: Jason T. Clark and Melissa S. Clark
In re Vivendi Universal, S.A. Securities Litigation We have downloadable decisions or orders for this case
as 1:2002cv05571
Intervenor Plaintiff: Pioneer Investments Austria, GmbH, Capital Invest and Capital Invest, Die Kapitalanlagegesellschaft der Bank Austria Creditanstalt Grouppe GmbH
Lead Plaintiff: Prigest, S.A and Tocqueville Finance, S.A
Special Master: Neil S. Cartusciello and Special Master
Plaintiff: Rosenbaum Partners, L.P., Miami Group, Pearson-Doniger Family and others
Consolidated Plaintiff: William individually and on behalf of all others similarly situated, Olivier Chastan, Reed S. Clark and others
Petitioner: Capital Invest die Kapitalanlagegesellschaft der Bank Austria Creditanstalt Gruppe BmbH, Gerard Morel, William Cavanagh and others
Defendant: Vivendi Universal, Jean-Marie Messier, Guillaume Hannezo and others
Consolidated Defendant: Vivendi Universal, S.A., Universal Studios, Inc. and Vivendi, S.A.
Intervenor: Ernst & Young LLP
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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