Cases 11 - 20 of 21
WASHINGTON v. SIMMONS et al
as 2:2018cv04309
Plaintiff:
ANDREW WASHINGTON
Defendant:
EVELYN SIMMONS and U.S. SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 28 U.S.C. § 1331
U.S. SECURITIES AND EXCHANGE COMMISSION v. SCHANTZ et al
as 1:2017cv03115
Plaintiff:
U.S SECURITIES AND EXCHANGE COMMISSION
Defendant:
WILLIAM R. SCHANTZ, III and VERTO CAPITAL MANAGEMENT LLC
Cause Of Action: 12 U.S.C. § 22
U.S. SECURITIES AND EXCHANGE COMMISSION v. BUONOCORE et al
as 2:2016cv05176
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
BERARDINO DINO PAOLUCCI, JR. and DON L. ROSE
Cause Of Action: 15 U.S.C. § 78
U.S. SECURITIES AND EXCHANGE COMMISSION v. TROLICE et al
as 2:2016cv02513
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
JAMES R. TROLICE, LEE P. VACCARO and PATRICK G. MACKARONIS
Cause Of Action: 15 U.S.C. § 78
DASPIN v. U.S. SECURITIES AND EXCHANGE COMMISSION
as 2:2015cv08299
Plaintiff:
EDWARD M. DASPIN
Defendant:
U.S. SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 28 U.S.C. § 1331
U.S. SECURITIES AND EXCHANGE COMMISSION v. CLAY CAPITAL MANAGEMENT, LLC et al
as 2:2011cv05020
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
CLAY CAPITAL MANAGEMENT, LLC, JAMES F. TURNER, II, SCOTT A. VOLLMAR and others
Cause Of Action: 15 U.S.C. § 78
U.S SECURITIES AND EXCHANGE COMMISSION v. SECURE CAPITAL FUNDING CORPORATION et al
as 3:2011cv00916
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
SECURE CAPITAL FUNDING CORPORATION, BETRAM AUGUSTUS HILL , PP&M TRADE PARTNERS and others
Cause Of Action: 15 U.S.C. § 77
U.S. SECURITIES AND EXCHANGE COMMISSION et al v. HUBER et al
as 2:2009mc00265
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Receiver:
KEVIN B. DUFF
Defendant:
WILLIAM A. HUBER, HUBADEX, INC.,, THE QUARTER FUNDS, L.P., and others
U.S. Securities and Exchange Commission v. Healy et al
as 1:2009cv01330
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Sean Nathan Healy, Shalese Rania Healy and Sand Dollar Investing Partners, LLC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. SECURITIES AND EXCHANGE COMMISSION v. NICHOLSON, et al.,
as 2:2009mc00068
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
JAMES M NICHOLSON, et al.,
Receiver:
LEE S. RICHARDS
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