Cases 11 - 20 of 23
Securities and Exchange Commission v. Eric Pulier
as 2:2017cv07124
Defendant:
Eric Pulier
Plaintiff:
Securities and Exchange Commission
Petitioner:
Department of Justice
Intervenor:
United States of America
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Aggarwal et al
as 2:2015cv06460
Defendant:
Kevan Sadigh, Shahriyar Bolandian, Pardis Bolandian and others
Plaintiff:
Securities and Exchange Commission
Undetermined:
E. Scott Douglas
Petitioner:
United States of America
Securities and Exchange Commission v. Heart Tronics Inc et al
as 8:2011cv01962
Defendant:
Five Investments Partnership, Mitchell Jay Stein, J. Rowland Perkins, II and others
Intervenor Plaintiff:
United States of America
Plaintiff:
Securities and Exchange Commission
Undetermined:
Chicago Bears Football Club Inc
Securites and Exchange Commission v. Todd M Ficeto et al
as 2:2011cv01637
Plaintiff:
Securites and Exchange Commission
Defendant:
Todd Michael Ficeto, Florian Homm, Colin Heatherington and others
Intervenor:
United States of America
Leonard v. Securities and Exchange Commission et al
as 4:2010cv01435
Plaintiff:
Deni Leonard
Defendant:
Securities and Exchange Commission, United States of America, The and Internal Revenue Service
Cause Of Action: 42 U.S.C. § 1981 Civil Rights
Securities and Exchange Commission v. Private Equity Management Group, Inc. et al
as 2:2009cv02901
Petitioner:
Daily & Knudson Law Group, [Proposed] Plaintiff Protective Life Insurance Company, Attorney Timothy P. Peabody, Esq. and others
Claimant:
Nasar Aboubakare, Entie Commercial Bank Ltd, Erwin & Johnson, LLP and others
Intervenor:
Learjet Inc., Genesis Insurance Brokers, Limited, Dow Jones & Company, Inc. and others
Defendant:
Danny Pang, Private Equity Management Group, LLC, Alex Pang and others
Receiver:
Thomas A Seaman and Mosier & Company, Inc.
Amicus Curiae:
Hua Nan Commerical Bank Ltd. and Hua Nan Investment Trust Corp.
Plaintiff:
Securities and Exchange Commission
Intervenor Plaintiff:
TIS Wealth Management Limited
Not Classified By Court:
Standard Chartered Bank (Taiwan) Ltd and Cosmos Bank, Taiwan
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Vassallo et al
as 2:2009cv00665
Respondent:
Michael J. Callahan, Concettina Ferentz, Vestium Management Group, LLC and others
Plaintiff:
Securities and Exchange Commission
Receiver:
Stephen E. Anderson
Defendant:
Equity Investment Management and Trading, Inc., Kenneth Kenitzer and Anthony Vassallo
Petitioner:
United States of America
Cause Of Action: 15 U.S.C. § 77
Richard Schultz, et al v. Thomas Burke, et al
as 08-17304
Plaintiff - Appellee:
RICHARD D. SCHULTZ
Intervenor - Appellant:
THOMAS KEVIN BOURKE
Creditor - Appellee:
UNITED STATES OF AMERICA
Defendant - Appellee:
JUDGMENT RESOLUTION CORPORATION and LESLIE H. COMBS, II
Securities & Exchange Commission v. Roberts
as 3:2007cv04580
Plaintiff:
Securities & Exchange Commission, Securities & Exchange Commission and Securities & Exchange Commission
Defendant:
Kent H. Roberts and Kent H. Roberts
Movant:
United States of America and United States of America
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities And Exchange Commission v. Reyes et al
as 3:2006cv04435
Plaintiff:
Securities And Exchange Commission
Defendant:
Gregory L. Reyes, Antonio Canova, Stephanie Jensen and others
Petitioner:
Morrison & Foerster, KPMG LLP and PricewaterhouseCoopers LLP
Interested Party:
Brocade Communications Systems, Inc., Stephen Beyer, Walter F. Brown, Jr. and others
Not Classified By Court:
Larry W. Sonsini
Intervenor:
United States of America
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
