Securities/Commodities/Exchanges Cases filed in the Ninth Circuit Courts
Cases 1 - 10 of 19
In re Charles Schwab Corp. Securities Litigation We have downloadable decisions or orders for this case
as 3:2008cv01510
Plaintiff: Mike Labins, James Coffin, David Mikelonis and others
Defendant: The Charles Schwab Corporation, Charles Schwab & Co. Inc., Charles Schwab Investment Management Inc. and others
Respondent: TD Ameritrade, Inc.
Petitioner: Karen Cunningham, Mark Kale, Monte Lewis and others
Interested Party: Robert Levin, Karl Kyzer and Barclays Capital Inc.
Amicus Curiae: Investment Company Institute and U.S. Securities and Exchange Commission
Not Classified By Court: Opt Out Parties, PrimeVest Financial Services Inc., Sterne, Agee & Leach, Inc. and others
Cause Of Action: 15 U.S.C. § 77
The Prudential Life Insurance, et al v. Countrywide Financial Corp, et al
as 14-55660
Plaintiff - Appellant: THE PRUDENTIAL LIFE INSURANCE COMPANY, LTD., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO LIFE INSURANCE COMPANY and others
Defendant - Appellee: COUNTRYWIDE FINANCIAL CORPORATION, COUNTRYWIDE HOME LOANS, INC., COUNTRYWIDE SECURITIES CORPORATION and others
THE PRUDENTIAL LIFE INSURANCE COMPANY, LTD. et al v. COUNTRYWIDE FINANCIAL CORP. et al
as 2:2013cv05883
Defendant: Bank of America Corp, Bank of America N.A., Barclays Capital Inc and others
Plaintiff: PRU ALPHA FIXED INCOME OPPORTUNITY MASTER FUND I, L.P., PRUDENTIAL INVESTMENT PORTFOLIOS 2, PRUDENTIAL RETIREMENT INSURANCE & ANNUITY COMPANY and others
William Wilber et al v. Bank of America N.A.
as 8:2013cv01193
Defendant: Bank of America N.A.
Plaintiff: Larry Cain, Cindy Dicosimo, Otto Fox and others
Charles Schwab Corporation et al v. Bank of America Corporation et al We have downloadable decisions or orders for this case
as 3:2013cv02244
Plaintiff: Charles Schwab Corporation , Charles Schwab Bank, N.A. , Charles Schwab & Co., Inc. and others
Defendant: Bank of America Corporation , Bank of America, N.A. , Bank of Tokyo-Mitsubishi UFJ Ltd. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Deutsche Zentral-Genossenschaftsbank AG et al v. Bank Of America Corporation et al We have downloadable decisions or orders for this case
as 2:2013cv01118
Defendant: Asset Backed Funding Corporation, Bank of America Corporation, Bank of America, N.A. and others
Plaintiff: DG Holding Trust, Deutsche Genossenschafts-Hypothekenbank AG and Deutsche Zentral-Genossenschaftsbank AG
HSH Nordbank AG et al v. Bank of America Corporation et al
as 2:2013cv01116
Defendant: Bank of America Corporation, Bank of America, N.A., CWABS, Inc. and others
Plaintiff: Carrera Capital Finance Limited, HSH Nordbank AG, HSH Nordbank AG, Luxembourg branch and others
Western and Southern Life Ins, et al v. Countrywide Financial Corp., et al
as 12-57303
Plaintiff - Appellant: WESTERN AND SOUTHERN LIFE INSURANCE COMPANY, WESTERN-SOUTHERN LIFE ASSURANCE COMPANY, COLUMBUS LIFE INSURANCE COMPANY and others
Defendant - Appellee: COUNTRYWIDE FINANCIAL CORP., COUNTRYWIDE HOME LOANS, INC., COUNTRYWIDE CAPITAL MARKETS LLC and others
Asset Management Fund et al v. Bank Of America Corporation et al
as 2:2012cv04775
Plaintiff: AMF Intermediate Mortgage Fund, AMF Short U.S. Government Fund, AMF U.S. Government Mortgage Fund and others
Defendant: Banc of America Funding Corporation, Bank of America Corporation, Bank of America Mortgage Securities, Inc. and others
Bank Hapoalim B.M. v. Bank of America Corporation et al We have downloadable decisions or orders for this case
as 2:2012cv04316
Defendant: Banc of America Funding Corporation, Bank of America Corporation, Bank of America, N.A. and others
Plaintiff: Bank Hapoalim B.M.
Consol Defendant: Bank of America Mortgage Securities, Inc., CWABS, Inc., Credit Based Asset Servicing and Securitization LLC and others
Consol Plaintiff: Principal Funds, Inc., Principal Life Insurance Company and Principal Variable Contracts Funds, Inc.

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