Securities/Commodities/Exchanges Cases filed in the Ninth Circuit Courts
Arrow v. Sierra Oncology, Inc. et al
as 4:2022cv02742
Plaintiff: David Arrow
Defendant: Sierra Oncology, Inc., Robert Pelzer, Gaurav Aggarwal and others
David Hanna v. Sierra Network, Inc. et al
as 2:2019cv00211
Defendant: Pioneer Venture Group, Ltd.,, Sierra Network, Inc., Al Fakher Holding USA, Inc. and others
Plaintiff: David Hanna
Cause Of Action: 28 U.S.C. § 1441
Hastings v. Lohrey et al We have downloadable decisions or orders for this case
as 3:2018cv00597
Defendant: David Lohrey, Sierra Mountain LLC and Harmony Lohrey
Intervenor Defendant: Green Growth Fund GP, LLC
Intervenor Plaintiff: Stephen Flanagan, Green Equity, LLC and Charlotte Flanagan
Plaintiff: Robert Hastings
Cause Of Action: 28 U.S.C. § 1441
Timothy Gallas v. ProNai Therapeutics, Inc., et al
as 17-16325
Plaintiff - Appellee: TIMOTHY GALLAS, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellant: PRONAI THERAPEUTICS, INC., AKA Sierra Oncology, Inc., NICK GLOVER, SUKHI JAGPAL and others
Christopher Book v. ProNai Therapeutics, Inc., et al
as 17-16323
Plaintiff - Appellee: CHRISTOPHER BOOK, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellant: PRONAI THERAPEUTICS, INC., AKA Sierra Oncology, Inc., NICK GLOVER, SUKHI JAGPAL and others
Wyatt v. Keating et al
as 2:2009cv00325
Plaintiff: Mark Wyatt and Mark Wyatt
Defendant: Dennis L. Keating, Dennis L. Keating, Dennis L. Keating and others
Cause Of Action: Federal Question
Frere et al v. Neisingh
as 3:2007cv00469
Plaintiff: Vincent Frere, Vincent Frere and Sierra Stainless Inc.
Defendant: Daniel Neisingh
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Madden, et al v. Cowen & Company, et al We have downloadable decisions or orders for this case
as 07-15900
Plaintiff - Appellant: CHARLES T. MADDEN, SHASHIDHAR ACHARYA, M.D., ACHAUER FAMILY LIMITED PARTNERSHIP, a limited partnership and others
Defendant - Appellee: COWEN & COMPANY, a New York limited partnership, SG COWEN SECURITIES CORPORATION, a New York corporation and COWEN & COMPANY, LLC, a Delaware limited liability company

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