Securities/Commodities/Exchanges Cases filed in the Ninth Circuit Courts
Securities and Exchange Commission v. Sripetch et al We have downloadable decisions or orders for this case
as 3:2020cv01864
Defendant: Adtron Inc., Orca Bridge, Redline International and others
Plaintiff: Securities and Exchange Commission
Intervenor Plaintiff: AUSA United States Attorney's Office for the Southern District of California
Securities and Exchange Commission v. Procopio et al We have downloadable decisions or orders for this case
as 3:2020cv00182
Defendant: Mark S. Zouvas, Christian R. Hansen and Alex C. Procopio
Plaintiff: Securities and Exchange Commission
Intervenor Plaintiff: United States Attorney's Office, Southern District of California
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Giguiere et al We have downloadable decisions or orders for this case
as 3:2018cv01530
Plaintiff: Securities and Exchange Commission
Defendant: Oliver-Barret Lindsay, Annetta Budhu, Gannon Giguiere and others
Intervenor: AUSA United States Attorney's Office for the Southern District of California
Cause Of Action: 15 U.S.C. § 0078
Securities and Exchange Commission v. Rampoldi et al
as 3:2016cv02017
Plaintiff: Securities and Exchange Commission
Defendant: Paul T. Rampoldi and William Scott Blythe III
Intervenor: United States Attorney's Office for the Southern District of California
Cause Of Action: 15 U.S.C. § 0078
L A Murphy, et al v. Henry Samueli, et al
as 10-55055
Plaintiff - Appellee: L A MURPHY, Derivatively on Behalf of Broadcom Corp, YEN SHEI, Derivatively on Behalf of Broadcom Corp, GORDON POSTLMAYR and others
Intervenor: UNITED STATES ATTORNEY
Defendant - Appellant: HENRY SAMUELI
Defendant: BROADCOM CORPORATION, SCOTT A. MCGREGOR, MAUREEN E. GRZELAKOWSKI and others
L A Murphy, et al v. William J. Ruehle, et al
as 10-55034
Plaintiff - Appellee: L A MURPHY, Derivatively on Behalf of Broadcom Corp, YEN SHEI, Derivatively on Behalf of Broadcom Corp, GORDON POSTLMAYR and others
Intervenor: UNITED STATES ATTORNEY
Defendant: HENRY T. NICHOLAS, III, BROADCOM CORPORATION, SCOTT A. MCGREGOR and others
Defendant - Appellant: WILLIAM J. RUEHLE
L A Murphy, et al v. Henry Nicholas, III, et al
as 10-55028
Plaintiff - Appellee: L A MURPHY, Derivatively on Behalf of Broadcom Corp, YEN SHEI, Derivatively on Behalf of Broadcom Corp, GORDON POSTLMAYR and others
Intervenor: UNITED STATES ATTORNEY
Defendant - Appellant: HENRY T. NICHOLAS, III
Defendant: BROADCOM CORPORATION, SCOTT A. MCGREGOR, HENRY SAMUELI and others

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?