Cases 1 - 10 of 22
Richard Hofman v. Fidelity Brokerage Services LLC, et al
as 23-55494
Plaintiff / Appellant:
RICHARD ALAN HOFMAN and RICHARD HOFMAN
Defendant / Appellee:
FIDELITY BROKERAGE SERVICES LLC, Previously sued as Fidelity Investment Financial Services Corporation Erroneously Sued As Fidelity Investment Financial Services Corporation, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., DEPOSITORY TRUST AND CLEARING CORPORATION and others
Richard Hofman v. Fidelity Brokerage Services LLC et al
as 2:2023cv00881
Plaintiff:
Richard Alan Hofman and Richard Hofman
Defendant:
Fidelity Brokerage Services LLC, Financial Industry Regulatory Authority, Inc., Depository Trust & Clearing Corporation and others
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff / Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
Gregory Acosta v. Financial Industry Regulatory Authority, Inc.
as 2:2018cv07432
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Gregory Acosta
Cause Of Action: 28 U.S.C. § 2201
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff - Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
Philip Godfrey v. Financial Industry Regulatory Authority, Inc.
as 2:2016cv02776
Defendant:
Does and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Philip Godfrey
Flowers v. Financial Industry Regulatory Authority, Inc. et al
as 3:2015cv02390
Plaintiff:
Troy Flowers
Defendant:
Financial Industry Regulatory Authority, Inc. and Does 1 through 30
Cause Of Action: 15 U.S.C. § 0078
John Doe v. Financial Industry Regulatory Authority Inc et al
as 2:2013cv06436
Defendant:
Does
FINRA:
Financial Industry Regulatory Authority Inc
Plaintiff:
John Doe
Lyndon v. Securities and Exchange Commission et al
as 1:2013cv00367
Plaintiff:
Troy Alan Lyndon
Defendant:
Securities and Exchange Commission, Public Company Accounting Oversight Board, Depository Trust & Clearing Corporation (The) and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Kurt Pham v. Financial Industry Regulatory, et al
as 13-15756
Plaintiff - Appellant:
KURT HUY PHAM
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., CHASE INVESTMENT SERVICES CORP., JPMORGAN CHASE CO. and others
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