Securities/Commodities/Exchanges Cases filed in the US District Court for the Northern District of California
Cases 1 - 10 of 247
Tai v. Seu et al
as 3:2024cv01198
Plaintiff: Alexander Tai
Defendant: Scott W. H. Seu, Thomas B. Fargo, Celeste A. Connors and others
Kallaus v. Johns et al
as 3:2023cv06627
Plaintiff: Patrick Kallaus
Defendant: Timothy E. Johns, James A. Ajello, Shelee M. T. Kimura and others
Securities and Exchange Commission v. Tralka et al
as 5:2023cv04958
Plaintiff: Securities and Exchange Commission
Defendant: Charles Tralka, Thomas Braegelmann, Matthew Sullivan and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Cook v. Black et al
as 3:2023cv04934
Plaintiff: Amy Cook
Defendant: Steven D. Black, Mark A. Chancy, Celeste A. Clarke and others
Petitioner: Asbestos Workers Philadelphia Welfare and Pension Fund and Jose F. Isais
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Tirado v. Proterra Inc. et al
as 5:2023cv04528
Plaintiff: Tanya Tirado
Defendant: Proterra Inc., Gareth T. Joyce, Karina Franco Padilla and others
Petitioner: Cyress Jam
Foley v. Stem, Inc. et al
as 3:2023cv03424
Defendant: Stem, Inc., Star Peak Energy Transition Corp., John Carrington and others
Plaintiff: Sam Foley
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Kusen v. Herbert, II et al We have downloadable decisions or orders for this case
as 3:2023cv02940
Plaintiff: Alexandra Kusen, McCadden Investments, LLC and Strategic Capital Investments, LLC
Defendant: James H. Herbert, II, Hafize Gaye Erkan, Michael J. Roffler and others
Petitioner: Rami E. Geffner, The Investor Group, Philippe D. Katz and others
Petersen v. Stem, Inc. et al We have downloadable decisions or orders for this case
as 3:2023cv02329
Defendant: Stem, Inc., Star Peak Energy Transition Corp., John Carrington and others
Plaintiff: Scott Petersen
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Bowers v. Kelly et al
as 4:2023cv02127
Plaintiff: Eric Bowers
Defendant: Jason Kelly, Mark Dmytruk, Harry E. Sloan and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Hu v. Baker et al
as 4:2023cv02077
Plaintiff: Weining Hu
Defendant: Eli Baker, Arie Belldegrun, Marijn Dekkers and others

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