Cases 1 - 10 of 53
Securities and Exchange Commission v. Pinnacle Advisors, LLC et al
as 5:2023cv00547
Plaintiff:
Securities and Exchange Commission
Defendant:
Pinnacle Advisors, LLC, Robert F. Cuculich, Benjamin R. Quilty and others
Securities and Exchange Commission v. The Estate of Richard Ventrilla et al
as 5:2020cv01102
Defendant:
Cygnus Capital Management, LLC and The Estate of Richard Ventrilla
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Adams et al
as 1:2018mc00014
Plaintiff:
Securities and Exchange Commission
Defendant:
Arthur Lamar Adams and Madison Timber Properties, LLC
Receiver:
Alysson L. Mills
Securities and Exchange Commission v. AriseBank et al
as 5:2018mc00008
Plaintiff:
Securities and Exchange Commission
Defendant:
AriseBank, Jared Rice, Sr. and Stanley Ford
Securities and Exchange Commission v. Page et al
as 1:2016cv01391
Plaintiff:
Securities and Exchange Commission
Defendant:
Edgar R. Page and PageOne Financial, Inc.
Cause Of Action: 15 U.S.C. § 80
Securities and Exchange Commission v. Davis, Jr. et al
as 1:2016mc00044
Plaintiff:
Securities and Exchange Commission
Defendant:
Richard W. Davis, Jr., DCG Real Assets, LLC, DCG Commercial Fund I, LLC and others
Securities and Exchange Commission v. Genesis Advisory Services Corp. et al
as 1:2016mc00043
Plaintiff:
Securities and Exchange Commission
Defendant:
Genesis Advisory Services Corp., ABJ Societe Anoyme Corp. and Bruce J. Fixelle
Securities and Exchange Commission v. Aequitas Management, LLC et al
as 5:2016mc00021
Plaintiff:
Securities and Exchange Commission
Defendant:
Aequitas Management, LLC, Aequitas Holdings, LLC, Aequitas Commercial Finance, LLC and others
Receiver:
Ronald Greenspan
Cause Of Action: No cause code entered
Securities and Exchange Commission v. Quiros et al
as 1:2016mc00020
Plaintiff:
Securities and Exchange Commission
Defendant:
Ariel Quiros, William Stenger, Jay Peak, Inc. and others
Receiver:
Michael I. Goldberg
Securities and Exchange Commission v. Feldmann
as 1:2015cv01308
Plaintiff:
Securities and Exchange Commission
Defendant:
Richard D. Feldmann
Cause Of Action: 15 U.S.C. § 77
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