Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 65
Clearwater v. Bradway et al
as 1:2023cv10538
Plaintiff: Cheri Clearwater
Defendant: Robert A. Bradway, Peter H. Griffith, Wanda M. Austin and others
Martin v. Bradway et al
as 1:2023cv06754
Plaintiff: Leon Martin
Defendant: Robert A. Bradway, Wanda Austin, Michael Drake and others
Nominal Defendant: Amgen, Inc.
International Brotherhood of Teamsters Local 710 et al v. Ford et al
as 1:2023cv04143
Plaintiff: International Brotherhood of Teamster Local 710, Southeastern Pennsylvania Transportation Authority and International Brotherhood of Teamsters Local 710
Defendant: Robert B Ford, Hubert L. Allen, Robert J. Alpern and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
In Re Norfolk Southern Corporation Bond/Note Securities Litigation We have downloadable decisions or orders for this case
as 1:2023cv04068
Plaintiff: Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees Retirement System
Defendant: Norfolk Southern Corporation, Alan H. Shaw, James A. Squires and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Kwok et al
as 1:2023cv02200
Plaintiff: Securities and Exchange Commission
Defendant: Ho Wan Kwok, Kin Ming Je, Mountains of Spices LLC and others
Intervenor: UNITED STATES OF AMERICA
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
United States Securities and Exchange Commission v. Morningview Financial LLC et al We have downloadable decisions or orders for this case
as 1:2022cv08142
Plaintiff: United States Securities and Exchange Commission
Defendant: Morningview Financial LLC, Miles M Riccio and Joseph M Riccio, Jr
Amicus Curiae: Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
Hopkins v. CDK Global, Inc. et al
as 1:2022cv00859
Plaintiff: Matthew Hopkins
Defendant: CDK Global, Inc., Leslie A. Brun, Brian Krzanich and others
Lucio v. CDK Global, Inc. et al
as 1:2022cv05092
Plaintiff: Meredith Lucio
Defendant: CDK Global, Inc., Leslie A. Brun, Willie A. Deese and others
Rackauckas v. SafeMoon US et al
as 2:2022cv00332
Plaintiff: Christopher Rackauckas
Defendant: SafeMoon US, SafeMoon Connect, Tano and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Ryan v. CDK Global, Inc. et al
as 1:2022cv03671
Plaintiff: John Ryan
Defendant: CDK Global, Inc., Brian M. Krzanich, Leslie A. Brun and others

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