Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 17
Boone v. Noble Midstream Partners, LP et al
as 1:2021cv02899
Plaintiff: John Luther Boone
Defendant: Hallie A. Vanderhider, Robin Fielder, Andrew Viens and others
Goldman et al v. Capital Growth Company et al
as 9:2014cv81125
Plaintiff: Pamela Goldman and A & G Goldman Partnership
Defendant: Capital Growth Company, Decisions, Inc., Favorite Funds and others
Cause Of Action: 15 U.S.C. § 0078
Goldman et al v. Capital Growth Company et al
as 9:2014cv80012
Defendant: John Doe Trustees of the Picower Foundation, JMP Limited Partnership, JEMW Partnership and others
Plaintiff: A & G Goldman Partnership and Pamela Goldman
Cause Of Action: 28 U.S.C. § 2201
In Re: Lehman Brothers Securit
as 13-156
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Rena Caldwell, on behalf of themselves and all others similarly situated, Glen Deathrow, on behalf of himself and all others similarly situated, Madeline Dimodica, on behalf of herself and all others similarly situated and others
Consolidated-Defendant: ABN AMRO Holding N.V., BBVA Securities Inc., Banc of America Securities LLC and others
Defendant: BNY Capital Markets, Inc., DZ Financial Markets LLC, Jerry A. Grundhofer and others
Defendant - Appellee: Roger S. Berlind, A.G. Edwards & Sons, Inc., Banc of America Securities LLC and others
Intervenor: Iowa Public Employees' Retirement System and Joseph Humble
Lewin v. Lipper Convertible
as 11-5104
Plaintiff - Appellant: Andrew E. Lewin, individually and as Trustee of the Regina Gruss Trust f/b/o Andrew Lewin, Clement Lewin, as Trustee of the Regina Gruss Trust f/b/o Andrew Lewin and in individual capacity and derivatively on behalf of Lipper Convertibles, L.P. and Marina Lewin, in individual capacity and derivatively on behalf of Lipper Convertibles, L.P.
Defendant - Appellee: Lipper Convertibles, L.P., Lipper Holdings, LLC, Lipper & Company, L.P. and others
Lewin v. Lipper Convertible
as 11-5106
Plaintiff - Appellant: Andrew E. Lewin, individually and as Trustee of the Regina Gruss Trust f/b/o Andrew Lewin, Clement Lewin, as Trustee of the Regina Gruss Trust f/b/o Andrew Lewin and in individual capacity and derivatively on behalf of Lipper Convertibles, L.P. and Marina Lewin, in individual capacity and derivatively on behalf of Lipper Convertibles, L.P.
Defendant - Appellee: Lipper Convertibles, L.P., Lipper Holdings, LLC, Lipper & Company, L.P. and others
In Re: Lehman Brothers Sec We have downloadable decisions or orders for this case
as 11-4232
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Alex E. Rinehart, Jo Anne Buzzo, Maria DeSousa and others
Consolidated-Defendant: ABN AMRO Holding N.V., ANZ Securities, Inc., BBVA Securities Inc. and others
Defendant-Counter-Claimant: RBS Greenwich Capital
Defendant: Loop Capital Markets, LLC, J.P Morgan Securities, Inc., ABN AMRO Inc. and others
Defendant - Appellee: John F. Akers, Michael L. Ainslie, Thomas H. Cruikshank and others
Todd Augenbaum v. Tongxin International, LTD et al
as 2:2011cv04815
Plaintiff: Todd Augenbaum
Defendant: Jacqueline Chang, Tongxin International, LTD, Rudy Wilson and others
Movant: Mark Grusich, Michael A. Goldstein, Eric W. Goldstein, and Daniel J. Rock and Kathleen A. Rock on behalf of SEP IRA f/b/o Daniel J. Rock, IRA f/b/o Kathleen Rock and Daniel J. and Kathleen A. Rock Trust u/a/d 2/7/0 and Tongxin Shareholder Group
In Re: Lehman Brothers Securit
as 11-1982
Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach and others
Plaintiff - Appellant: Iowa Public Employees' Retirement System
Petitioner: City of Edinburgh Council as Administering Authority of the Lothian Pension Fund
Consolidated-Defendant: John F. Akers, ABN AMRO Holding N.V., ANZ Securities, Inc. and others
Movant - Appellant: Public Employees' Retirement System of Mississippi
Defendant-Counter-Claimant: RBS Greenwich Capital
Defendant: Ernst & Young LLP, A.G Edwards & Sons, Inc., Moody's Corp. and others
Defendant - Appellee: Lana Franks, Edward Grieb, Richard McKinney and others
Counter-Claimant: Mizuho Securities USA, Inc and GreenPoint Mortgage Funding Trust Series 2006-HE1
Lewin v. Lipper Convertibles, et al
as 11-504
Plaintiff - Appellant: Andrew E. Lewin, individually and as Trustee of the Regina Gruss Trust f/b/o Andrew Lewin, Clement Lewin, as Trustee of the Regina Gruss Trust f/b/o Andrew Lewin and in individual capacity and derivatively on behalf of Lipper Convertibles, L.P. and Marina Lewin, in individual capacity and derivatively on behalf of Lipper Convertibles, L.P.
Defendant - Appellee: Lipper Convertibles, L.P., Lipper Holdings, LLC, Lipper & Company, L.P. and others

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?