Securities/Commodities/Exchanges Cases filed in California
Cases 1 - 10 of 86
Buchanan v. Becker et al
as 5:2024cv02684
Plaintiff: Steven J. Buchanan
Defendant: Gregory W. Becker, Daniel J. Beck, Karen Hon and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
TIAA-CREF Investment Management, LLC et al v. Becker et al
as 3:2024cv00478
Plaintiff: TIAA-CREF Investment Management, LLC, Teachers Advisors, LLC, Nuveen Asset Management, LLC and others
Defendant: Gregory W. Becker, Daniel J. Beck, Karen Hon and others
Rossi v. Becker et al We have downloadable decisions or orders for this case
as 4:2023cv02335
Plaintiff: Stephen Rossi
Defendant: Greg W. Becker, Daniel J. Beck, Roger F. Dunbar and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Stevenson et al v. Becker et al We have downloadable decisions or orders for this case
as 4:2023cv02277
Plaintiff: Kim Stevenson and Howard Tarlow
Defendant: Greg W. Becker, Daniel J. Beck, Roger F. Dunbar and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Brett M Bartlett et al We have downloadable decisions or orders for this case
as 8:2023cv00765
Plaintiff: Securities and Exchange Commission
Defendant: Brett M Bartlett, Scott A Miller, Dynasty Toys, Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Bowers v. Kelly et al
as 4:2023cv02127
Plaintiff: Eric Bowers
Defendant: Jason Kelly, Mark Dmytruk, Harry E. Sloan and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Hu v. Baker et al
as 4:2023cv02077
Plaintiff: Weining Hu
Defendant: Eli Baker, Arie Belldegrun, Marijn Dekkers and others
Sherratt Reicher Revocable Trust et al v. NutraNomics, Inc. et al
as 2:2023cv03045
Plaintiff: Sherratt Reicher Revocable Trust, Mattie Cooper, Clayton Wiedemann and others
Defendant: NutraNomics, Inc., Stephen M Hicks, Jonathan Bishop and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
City of Hialeah Employees Retirement System et al v. Becker et al We have downloadable decisions or orders for this case
as 3:2023cv01697
Plaintiff: City of Hialeah Employees Retirement System, Asbestos Workers Philadelphia Welfare and Pension Fund and Heat & Frost Insulators Local 12 Funds
Defendant: Greg W. Becker, Daniel J. Beck, Karen Hon and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Orbis Capital Limited et al v. Williams et al
as 5:2023cv01314
Plaintiff: Orbis Capital Limited, Orbis Global Balanced Fund (Australia Registered), Orbis Global Equity Fund (Australia Registered) and others
Defendant: Geisha J. Williams, Nickolas Stavropoulos, Julie M. Kane and others

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