Securities/Commodities/Exchanges Cases
Dial v. Dichter et al
as 1:2024cv02648
Plaintiff: Keith Dial
Defendant: Kenneth Dichter, Todd Smith, David Adelman and others
Dial v. Dichter et al
as 1:2023cv01435
Plaintiff: Keith Dial
Defendant: Kenneth Dichter, Todd Smith, David Adelman and others
Nominal Defendant: Wheels Up Experience Inc.
Irminger v. Dichter et al
as 1:2023cv06777
Plaintiff: Philip Irminger
Defendant: Kenneth Dichter, Todd Smith, David Adelman and others
Smith et al v. Grok Management, LLC et al
as 8:2023cv00947
Plaintiff: Lisa G. Smith derivatively on behalf of Grok Algo, LP, a Delaware Limited Partnership; and Grok Global LTD., a British Virgin Islands Private Limited Company doing business as Grok Global, LP, a British Virgin Islands Limited Partnership, Todd A. Smith derivatively on behalf of Grok Algo, LP, a Delaware Limited Partnership; and Grok Global LTD., a British Virgin Islands Private Limited Company doing business as Grok Global, LP, a British Virgin Islands Limited Partnership, Lisa Smith and others
Defendant: Grok Management, LLC, Des Woodruff, Grok Algo, LP and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
The Lee Goodman Trust v. Wheels Up Experience Inc. et al
as 1:2023cv02900
Plaintiff: The Lee Goodman Trust
Defendant: Wheels Up Experience Inc., Kenneth Dichter and Todd Smith
SMITH v. UNILIFE CORPORATION et al We have downloadable decisions or orders for this case
as 2:2013cv05101
Plaintiff: TALBOT TODD SMITH
Defendant: UNILIFE CORPORATION, UNLIFE MEDICAL SOLUTIONS, INC., ALAN SHORTALL and others
Cause Of Action: 18 U.S.C. § 1514
Securities & Exchange Commission v. Rockwell Energy of Texas, LLC et al We have downloadable decisions or orders for this case
as 4:2009cv04080
Plaintiff: Securities & Exchange Commission
Defendant: Rockwell Energy of Texas, LLC, Rockwell Energy Managment, LLC, Gregory S Shindler and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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