Securities/Commodities/Exchanges Cases filed in California
Cases 1 - 10 of 18
Rick Green et al v. Maison Solutions Inc. et al
as 2:2024cv00063
Plaintiff: Rick Green and Evgenia Nikitina
Defendant: Maison Solutions Inc., John Xu, Alexandria M. Lopez and others
Kuznik v. Willis Towers Watson Public Limited Company et al We have downloadable decisions or orders for this case
as 3:2020cv01097
Defendant: Victor F. Ganzi, Jaymin B. Patel, John J. Haley and others
Plaintiff: Nikodem Kuznik
Tang v. Willis Towers Watson Public Limited Company et al
as 3:2020cv00986
Defendant: Victor F. Ganzi, Jaymin B. Patel, John J. Haley and others
Plaintiff: Minrui Tang
Ensource Investments LLC v. Tatham et al We have downloadable decisions or orders for this case
as 3:2017cv00079
Plaintiff: Ensource Investments LLC
Defendant: Thomas P. Tatham , Mark A. Willis , PDP Management Group, LLC and others
Cause Of Action: 15 U.S.C. § 0078
BUSHEY v. KKR FINANCIAL HOLDINGS LLC et al
as 3:2014cv00495
Plaintiff: GARY BUSHEY
Defendant: KKR FINANCIAL HOLDINGS LLC, PAUL M HAZEN, CRAIG J FARR and others
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. Heart Tronics Inc et al We have downloadable decisions or orders for this case
as 8:2011cv01962
Defendant: Five Investments Partnership, Mitchell Jay Stein, J. Rowland Perkins, II and others
Intervenor Plaintiff: United States of America
Plaintiff: Securities and Exchange Commission
Undetermined: Chicago Bears Football Club Inc
Short v. Dondanville et al
as 5:2011cv00615
Defendant: James R. Appleton, Bruce J. Bartells, Carole H. Beswick and others
Plaintiff: Willis E Short, II
Krieger v. Atheros Communications, Inc. et al We have downloadable decisions or orders for this case
as 5:2011cv00640
Plaintiff: Joel Krieger
Defendant: Atheros Communications, Inc. , Willy C. Shih , Teresa H. Meng and others
Cause Of Action: 15 U.S.C. § 78
Milhem v. Oppenheimer California Municipal Fund et al
as 3:2009cv01414
Plaintiff: Kenneth Milhem
Defendant: Oppenheimer California Municipal Fund, Oppenheimerfunds Inc, Oppenheimerfunds Distributor Inc and others
Cause Of Action: Federal Question
Lowe et al v. Oppenheimer California Municipal Fund et al We have downloadable decisions or orders for this case
as 3:2009cv01243
Plaintiff: Stephen Lowe, Stephen Lowe, Stephen Lowe and others
Defendant: Oppenheimer California Municipal Fund, Oppenheimerfunds, Inc., OppenheimerFunds Distributor, Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud

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