Securities/Commodities/Exchanges Cases filed in Pennsylvania
WOODS v. OPPENHEIMER PENNSYLVANIA MUNICIPAL FUND et al
as 2:2009cv00514
Plaintiff: JOHN R. WOODS
Defendant: OPPENHEIMER PENNSYLVANIA MUNICIPAL FUND, OPPENHEIMER FUNDS, INC., OPPENHEIMER FUNDS DISTRIBUTOR, INC. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
MCGOWAN INVESTORS LP et al v. KEEFE BRUYETTE & WOODS, INC. et al
as 2:2007cv02464
Plaintiff: MCGOWAN INVESTORS LP, TIM LOBACH, STEPHEN J. CHESELDINE and others
Defendant: KEEFE BRUYETTE & WOODS, INC. and JOSEPH J. SPALLUTO
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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