Cases 21 - 25 of 25
U.S. Securities and Exchange Commission v. Huber et al
as 3:2009mc00877
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
William A Huber and Hubadex, Inc.
Receiver:
Kevin B Duff
U.S. Securities and Exchange Commission v. Faber
as 3:2009mc80018
Petitioner:
U.S. Securities and Exchange Commission
Respondent:
Dane S. Faber
U.S. Securities and Exchange Commission v. Gallahair
as 4:2008cv05134
Plaintiff:
U.S. Securities and Exchange Commission, U.S. Securities and Exchange Commission and U.S. Securities and Exchange Commission
Defendant:
William Michael Gallahair
Cause Of Action: U.S. Government Plaintiff
In re Charles Schwab Corp. Securities Litigation
as 3:2008cv01510
Plaintiff:
Mike Labins, James Coffin, David Mikelonis and others
Defendant:
The Charles Schwab Corporation, Charles Schwab & Co. Inc., Charles Schwab Investment Management Inc. and others
Respondent:
TD Ameritrade, Inc.
Petitioner:
Karen Cunningham, Mark Kale, Monte Lewis and others
Interested Party:
Robert Levin, Karl Kyzer and Barclays Capital Inc.
Amicus Curiae:
Investment Company Institute and U.S. Securities and Exchange Commission
Not Classified By Court:
Opt Out Parties, PrimeVest Financial Services Inc., Sterne, Agee & Leach, Inc. and others
Cause Of Action: 15 U.S.C. § 77
U.S. Securities and Exchange Commission v. Alan D Libman
as 2:2007cv04634
Plaintiff:
U.S. Securities and Exchange Commission and U.S. Securities and Exchange Commission
Defendant:
Alan D Libman
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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