Cases 1 - 10 of 10
NYPPEX, LLC et al v. Financial Industry Regulatory Authority, Inc.
as 7:2022cv01528
Plaintiff:
NYPPEX, LLC, Michael Schunk and Laurence Allen
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441 nr Notice of Removal
Fife v. Financial Industry Regulatory Authority, Inc.
as 1:2020cv10716
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
John M. Fife
AltaCorp. Capital Inc. v. Financial Industry Regulatory Authority, Inc. et al
as 1:2020cv05221
Defendant:
Financial Industry Regulatory Authority, Inc., FINRA Regulation, Inc. and John C.T. Cloghesy
Plaintiff:
AltaCorp. Capital Inc.
Capital One Financial Corporation et al v. Hummer et al
as 1:2019cv11582
Defendant:
Jan Hummer, FINRA Regulation, Inc. and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Capital One Investing, LLC and Capital One Financial Corporation
Cause Of Action: 28 U.S.C. § 1332
First Capital Real Estate Investments, L.L.C. v. SDDCO Brokerage Advisors, LLC et al
as 1:2018cv02013
Petitioner:
First Capital Real Estate Investments, L.L.C.
Respondent:
SDDCO Brokerage Advisors, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 12
Coleman v. Dangreen LLC et al
as 1:2016cv08600
Petitioner:
Paul J. Coleman
Respondent:
Dangreen LLC, Danwash LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
Dembski v. Financial Industry Regulatory Authority, Inc.
as 1:2015cv08333
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Timothy S. Dembski
Cause Of Action: 15 U.S.C. § 78
Xu et al v. Financial Industry Regulatory Authority, Inc.
as 1:2011cv03634
Plaintiff:
Youwei P. Xu , Cathy Huang and Perpetual Securities, Inc.
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441
Picozzi v. NYSE Euronext, Inc. et al
as 1:2011cv02803
Plaintiff:
Michael Picozzi, III
Defendant:
NYSE Euronext, Inc., NYSE Euronext , NYSE Regulation, Inc. and others
Cause Of Action: 28 U.S.C. § 1441
Fiero et al v. Financial Industry Regulatory Authority, Inc.
as 1:2008cv01298
Plaintiff:
John J. Fiero and Fiero Brothers, Inc.
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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