Cases 11 - 20 of 28
Financial Industry Regulatory Authority, Inc. v. Imbesi Law P.C. et al
as 1:2016cv06646
Plaintiff:
Financial Industry Regulatory Authority, Inc.
Defendant:
Imbesi Law P.C. and Vincent Imbesi
Cause Of Action: 15 U.S.C. § 1051
Dembski v. Financial Industry Regulatory Authority, Inc.
as 1:2015cv08333
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Timothy S. Dembski
Cause Of Action: 15 U.S.C. § 78
Fidelity Brokerage Services LLC et al. v. The Financial Industry Regulatory Authority ("FINRA")
as 1:2015cv02210
Defendant:
Peter Deutsch , William Deutsch and The Financial Industry Regulatory Authority
Plaintiff:
Fidelity Brokerage Services LLC and National Financial Services L.L.C.
Cause Of Action: 15 U.S.C. § 78
Santos-Buch v. Financial Industry Regulatory Authority
as 1:2014cv00651
Plaintiff:
Alan Santos-Buch
Defendant:
Financial Industry Regulatory Authority
Cause Of Action: 28 U.S.C. § 1332
Lobaito v. Financial Industry Regulatory Authority
as 1:2013cv06011
Plaintiff:
Joseph Lobaito, Jr.
Defendant:
Financial Industry Regulatory Authority
Cause Of Action: 28 U.S.C. § 1331
Plaintiff v. Defendant
as 1:2013cv02272
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 29 U.S.C. § 621 Job Discrimination (Age)
Plaintiff v. Defendant
as 1:2011cv06083
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 29 U.S.C. § 621
Xu et al v. Financial Industry Regulatory Authority, Inc.
as 1:2011cv03634
Plaintiff:
Youwei P. Xu , Cathy Huang and Perpetual Securities, Inc.
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441
Picozzi v. NYSE Euronext, Inc. et al
as 1:2011cv02803
Plaintiff:
Michael Picozzi, III
Defendant:
NYSE Euronext, Inc., NYSE Euronext , NYSE Regulation, Inc. and others
Cause Of Action: 28 U.S.C. § 1441
Gill v. Financial Industry Regulatory Authority ("FINRA") et al
as 1:2011cv02713
Plaintiff:
Michael J. Gill
Defendant:
Financial Industry Regulatory Authority ("FINRA") and Merrill Lynch, Pierce, Fenner & Smith Inc.
Cause Of Action: 09 U.S.C. § 0010
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