Cases 31 - 40 of 258
Securities and Exchange Commission v. Perres et al
as 1:2020cv07376
Defendant:
Willard St. Germaine, Allen M Perres and Willard R St. Germain
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
U.S. Securities and Exchange Commission v. Carebourn Capital, LP et al
as 1:2020cv07162
Respondent:
Booski Consulting, LLC, Carebourn Capital, LP, Carebourn Partners, LLC and others
Petitioner:
U.S. Securities and Exchange Commission
Securities and Exchange Commission v. Fife et al
as 1:2020cv05227
Plaintiff:
Securities and Exchange Commission
Defendant:
Iliad Research and Trading, L.P., Typenex Co-Investment, LLC, Tonaquint, Inc. and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Securities and Exchange Commission v. Fox
as 1:2020cv04372
Defendant:
Joseph J Fox
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission v. Smith et al
as 1:2020cv03966
Defendant:
Brenda Smith, Broad Reach Partners, LLC, Bristol Advisors, LLC and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
Securities and Exchange Commission v. TCA Fund Management Group Corp. et al
as 1:2020cv03025
Defendant:
TCA Global Credit Fund, Ltd., TCA Global Credit Master Fund, LP, TCA Global Credit Fund GP, Ltd. and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
United States Securities and Exchange Commission v. Desai
as 1:2019cv07528
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Ashik Desai, Rishi Shah, Brad Purdy and others
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Beam
as 1:2019cv06458
Defendant:
Marcus Beam
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. SBB Research Group, LLC et al
as 1:2019cv06473
Defendant:
Samuel B. Barnett, SBB Research Group, LLC and Matthew Lawrence Aven
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
U.S. Securities and Exchange Commission v. Feiner et al
as 1:2019cv06269
Defendant:
Erez Baver, Zvi Feiner, Cedarbrook Management, Inc. and others
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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