Cases 81 - 90 of 177
Securities and Exchange Commission v. Babini et al
as 1:2015cv13348
Plaintiff:
Securities and Exchange Commission
Defendant:
Marco Babini, Samuel R Brown and Edward Withrow, III
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. Garza
as 1:2015mc91258
Petitioner:
Securities and Exchange Commission
Respondent:
Carlos R Garza
U.S. Securities and Exchange Commission v. Kanodia et al
as 1:2015cv13042
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Amit Kanodia and Iftikar Ahmed
Thirdparty_defendant:
RAKITFI HOLDINGS, LLC and LINCOLN CHARITABLE FOUNDATION
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. DFRF Enterprises LLC et al
as 1:2015cv12857
Plaintiff:
Securities and Exchange Commission
Defendant:
DFRF Enterprises, LLC, Daniel Fernandes Rojo Filho, Wanderley M. Dalman and others
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. Interinvest Corporation, Inc. et al
as 1:2015cv12350
Plaintiff:
Securities and Exchange Commission
Defendant:
Interinvest Corporation, Inc. and Hans Peter Black
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. ECAREER HOLDINGS, INC. et al
as 1:2015mc91171
Plaintiff:
Securities and Exchange Commission
Defendant:
ECAREER HOLDINGS, INC., ECAREER, INC., Joseph J. Azzata and others
Receiver:
David M. Levine
Securities and Exchange Commission v. Capital Financial Partners, LLC et al
as 1:2015cv11447
Plaintiff:
Securities and Exchange Commission
Defendant:
Capital Financial Partners, LLC , Capital Financial Holding, LLC , Capital Financial Partners Enterprises, LLC and others
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. Tropikgadget FZE et al
as 1:2015cv10543
Plaintiff:
Securities and Exchange Commission
Defendant:
Tropikgadget FZE, Tropikgadget Unipessoal LDA, Sergio Henrique Tanaka and others
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Sierra Brokerage Services
as 1:2015mc91016
Plaintiff:
Securities and Exchange Commission
Defendant:
Sierra Brokerage Services and Ke Luo
Securities and Exchange Commission v. Thibeault et al
as 1:2015cv10050
Plaintiff:
Securities and Exchange Commission
Defendant:
Daniel Thibeault , GL Captial Partners LLC, GL Investments Services LLC and others
Intervenor:
U.S. Department of Justice
Cause Of Action: 15 U.S.C. § 78
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