Cases filed in the Third Circuit Courts
Securities and Exchange Commission v. Smith et al
as 1:2020mc00220
Defendant: Brenda Smith, Broad Reach Partners, LLC, Bristol Advisors, LLC and others
Plaintiff: Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 754
SUREFIRE DIVIDEND CAPTURE, LP v. SMITH et al We have downloadable decisions or orders for this case
as 2:2019cv04088
Defendant: BRENDA SMITH, WILLIAM THOMAS MCCORMACK, CV BROKERAGE, INC. and others
Plaintiff: SUREFIRE DIVIDEND CAPTURE, LP
Cause Of Action: 28 U.S.C. § 1331
SECURITIES AND EXCHANGE COMMISSION v. SMITH et al
as 2:2019cv17213
Defendant: BROAD REACH PARTNERS, LLC, BRENDA A. SMITH, BRISTOL ADVISORS, LLC and others
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77

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