Cases filed in California
Securities and Exchange Commission v. John V. Bivona, et al
as 2:2019cv01599
Receiver: Kathy Bazoian Phelps
Defendant: Felix Investments, LLC, Saddle River Advisors, LLC, SRA Management Associates, LLC and others
Plaintiff: Securities and Exchange Commission
Securities and Exchange Commission v. John V. Bivona, et al
as 2:2019mc00030
Defendant: Felix Investments, LLC, Saddle River Advisors, LLC, SRA Management Associates, LLC and others
Plaintiff: Securities and Exchange Commission
Undetermined: Kathy Bazoian Phelps
Securities and Exchange Commission v. John V Bivona et al
as 2:2016mc00134
Defendant: Anne Bivona, John V Bivona, Clear Sailing Group IV LLC and others
Plaintiff: Securities and Exchange Commission
Receiver: Sherwood Partners Inc.
Securities and Exchange Commission v. Bivona et al We have downloadable decisions or orders for this case
as 3:2016cv01386
Plaintiff: Securities and Exchange Commission
Defendant: John V. Bivona , Saddle River Advisors, LLC , SRA Management Associates, LLC and others
Miscellaneou: Michael Maidy
Cause Of Action: 15 U.S.C. ยง 77

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